FORT ROCK ASSET MANAGEMENT, LLC
CRD #113044 SEC #802-107576 PORTLAND, OR 503-639-6551
State Registered Exempt Reporting Private Funds
Total AUM
$373.5M
Discretionary
$373.5M
Employees
13
Clients
0
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 29, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DERRAH, DEAN, RAYMOND | I | MANAGING DIRECTOR | NA | Control |
| DERRAH, DEAN, RAYMOND | I | MANAGING DIRECTOR | NA | Control |
| DERRAH, DEAN, RAYMOND | I | PRESIDENT | NA | Control |
| DERRAH, DEAN, RAYMOND | I | PRESIDENT | NA | Control |
| DERRAH, DEAN, RAYMOND | I | PRESIDENT | NA | Control |
| DERRAH, DEAN, RAYMOND | I | PRESIDENT | NA | Control |
| GASS, RICHARD, JAY | I | MANAGING DIRECTOR/CO-DIRECTOR RESEARCH | NA | Control |
| GASS, RICHARD, JAY | I | MANAGING DIRECTOR/CO-DIRECTOR RESEARCH | NA | Control |
| GASS, RICHARD, JAY | I | MANAGING DIRECTOR/SR. V.P. RESEARCH | NA | Control |
| GASS, RICHARD, JAY | I | CO-DIRECTOR RESEARCH | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | CFO/GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | CFO/GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | CFO/GENERAL COUNSEL | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | CFO/GENERAL COUNSEL | NA | Control |
| HARBOLT, THOMAS, PHILIP | I | CFO/GENERAL COUNSEL | NA | Control |
| KOPCHIK, JOHN, CHARLES | I | MANAGING DIRECTOR/SR. V.P. RESEARCH | NA | Control |
| KOPCHIK, JOHN, CHARLES | I | MANAGING DIRECTOR/SR. V.P. RESEARCH | NA | Control |
| LEAKE, KRISTIE, OH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEAKE, KRISTIE, OH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEAKE, KRISTIE, OH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEAKE, KRISTIE, OH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEAKE, KRISTIE, OH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEAKE, KRISTIE, OH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGOWAN, JONATHAN, EDWARD | I | MANAGING DIRECTOR/SR. V.P. RESEARCH | NA | Control |
| MCGOWAN, JONATHAN, EDWARD | I | MANAGING DIRECTOR/SR. V.P. RESEARCH | NA | Control |
| SQUIRES, STACEY, MARIE | I | MEMBER | NA | Control |
| STRADE, KATHLEEN, DOROTHY | I | MANAGING DIRECTOR | NA | Control |
| STRADE, KATHLEEN, DOROTHY | I | MANAGING DIRECTOR | NA | Control |
| STRADE, KATHLEEN, DOROTHY | I | MANAGING DIRECTOR/SR. V.P. OPERATIONS | NA | Control |
| STRADE, STACEY, MARIE | I | MANAGING DIRECTOR/SR. V.P. RESEARCH | NA | Control |
| STUVLAND, CRAIG, PATRICK | I | MANAGING DIRECTOR/PRESIDENT/COO | NA | Control |
| STUVLAND, CRAIG, PATRICK | I | MANAGING DIRECTOR/PRESIDENT/COO | NA | Control |
| STUVLAND, CRAIG, PATRICK | I | MANAGING DIRECTOR/PRESIDENT/COO | NA | Control |
| STUVLAND, CRAIG, PATRICK | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| THOMPSON, SCOTT, ALAN | I | MANAGING DIRECTOR/CO-DIRECTOR RESEARCH | NA | Control |
| THOMPSON, SCOTT, ALAN | I | MANAGING DIRECTOR/CO-DIRECTOR RESEARCH | NA | Control |
| THOMPSON, SCOTT, ALAN | I | MANAGING DIRECTOR/SR. V.P. FINANCE | NA | Control |
| THOMPSON, SCOTT, ALAN | I | CO-DIRECTOR RESEARCH | NA | Control |
| THOMPSON, SCOTT, ALAN | I | CHIEF INVESTMENT OFFICER - FUND OF FUNDS | NA | Control |
| THOMPSON, SCOTT, ALAN | I | CHIEF INVESTMENT OFFICER - FUND OF FUNDS | NA | Control |
| WATSON, DANIEL, SCOTT WALDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WATSON, DANIEL, SCOTT WALDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WATSON, DANIEL, SCOTT WALDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WATSON, DANIEL, SCOTT WALDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WATSON, DANIEL, SCOTT WALDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WATSON, DANIEL, SCOTT WALDO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | GENERAL COUNSEL | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | GENERAL COUNSEL | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WENTZIEN, MARK, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIETECKI, MICHAEL, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WIETECKI, MICHAEL, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BISENIUS, JANET, LOUISE | I | MEMBER/CHAIRMAN OF THE BOARD | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER/CHAIRMAN OF THE BOARD | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER/CHAIRMAN OF THE BOARD | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER/CHAIRMAN OF THE BOARD | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER/CHAIRMAN OF THE BOARD | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER/CHAIRMAN OF THE BOARD | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER/CHAIRMAN OF THE BOARD | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER/CHAIRMAN OF THE BOARD | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER/CHAIRMAN OF THE BOARD | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER/CHAIRMAN OF THE BOARD | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER | E | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER | D | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER | D | Control |
| BFT CSIM LLC | DE | MEMBER | C | |
| BFT CSIM LLC | DE | MEMBER | C | |
| BISENIUS, JANET, LOUISE | I | MEMBER | C | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER | C | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER | C | Control |
| BISENIUS, JANET, LOUISE | I | MEMBER | C | Control |
| GANE, JONATHAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| GANE, JONATHAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| GANE, JONATHAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| GANE, JONATHAN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BFT CSIM LLC | DE | MEMBER | B | |
| BFT CSIM LLC | DE | MEMBER | B | |
| BFT CSIM LLC | DE | MEMBER | B | |
| BFT CSIM LLC | DE | MEMBER | B | |
| BFT CSIM LLC | DE | MEMBER | B | |
| BFT CSIM LLC | DE | MEMBER | B | |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CEO/MANAGING DIRECTOR | B | Control |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CEO/MANAGING DIRECTOR | B | Control |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CHIEF EXECUTIVE OFFICER | B | Control |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CHIEF EXECUTIVE OFFICER | B | Control |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CHIEF EXECUTIVE OFFICER | B | Control |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CHIEF EXECUTIVE OFFICER | B | Control |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CEO/MANAGING DIRECTOR | B | Control |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CHIEF EXECUTIVE OFFICER | B | Control |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CHIEF EXECUTIVE OFFICER | B | Control |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CHIEF EXECUTIVE OFFICER | B | Control |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CHIEF EXECUTIVE OFFICER | B | Control |
| BISENIUS, JAMES, ALLAN | I | MEMBER/CHIEF EXECUTIVE OFFICER | B | Control |
| THOMPSON, SCOTT, ALAN | I | CHIEF INVESTMENT OFFICER - FUND OF FUNDS | B | Control |
| THOMPSON, SCOTT, ALAN | I | CHIEF INVESTMENT OFFICER - FUND OF FUNDS | B | Control |
| THOMPSON, SCOTT, ALAN | I | CHIEF INVESTMENT OFFICER - FUND OF FUNDS | B | Control |
| THOMPSON, SCOTT, ALAN | I | CHIEF INVESTMENT OFFICER - FUND OF FUNDS | B | Control |
| WIETECKI, MICHAEL, JOHN | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | B | Control |
| WIETECKI, MICHAEL, JOHN | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | B | Control |
| WIETECKI, MICHAEL, JOHN | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | B | Control |
| WIETECKI, MICHAEL, JOHN | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | B | Control |
| DERRAH, DEAN, RAYMOND | I | PRESIDENT | A | Control |
| DERRAH, DEAN, RAYMOND | I | PRESIDENT | A | Control |
| LORIN, MARC, ERIC | I | PRESIDENT | A | Control |
| LORIN, MARC, ERIC | I | PRESIDENT | A | Control |
| LORIN, MARC, ERIC | I | PRESIDENT | A | Control |
| STUVLAND, CRAIG, PATRICK | I | PRESIDENT | A | Control |
| STUVLAND, CRAIG, PATRICK | I | MEMBER | A | |
| STUVLAND, CRAIG, PATRICK | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BISENIUS, JAMES, ALLAN | I | THE BISENIUS FAMILY TRUST | E | Control |
| BISENIUS, JAMES, ALLAN | I | THE BISENIUS FAMILY TRUST | E | Control |
| BISENIUS, JAMES, ALLAN | I | THE BISENIUS FAMILY TRUST | E | Control |
| BISENIUS, JAMES, ALLAN | I | THE BISENIUS FAMILY TRUST | E | Control |
| THE BISENIUS FAMILY TRUST | DE | BFT CSIM LLC | E | Control |
| THE BISENIUS FAMILY TRUST | DE | BFT CSIM LLC | E | Control |
| THE BISENIUS FAMILY TRUST | DE | BFT CSIM LLC | E | Control |
| THE BISENIUS FAMILY TRUST | DE | BFT CSIM LLC | E | Control |
Registrations
Federal
ERA
Jul 29, 2016 REGISTERED
Notice Filings (4)
MA OR TX UT
Address
15350 SW SEQUOIA PARKWAYSUITE 250
PORTLAND, OR 97224
United States
Phone: 503-639-6551