RIA Intelligence

CASTLE ADVISORY GROUP, L.L.C.

CRD #113046 SEC #801-60332 INDIANAPOLIS, IN 317-849-9559
SEC Registered
Total AUM
$141.5M
Discretionary
$141.5M
Employees
10
Clients
25
Accounts
149

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 30, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
NYCE, DARREN, TROYICHIEF COMPLIANCE OFFICERNA Control
NYCE, DARREN, TROYICHIEF COMPLIANCE OFFICERNA Control
SHEARMAN, CHARLESIMANAGING MEMBERE Control
SHEARMAN, CHARLESIMANAGING MEMBERE Control
SHEARMAN, CHARLESIMANAGING MEMBERE Control
SHEARMAN, CHARLESIMANAGING MEMBERE Control
SHEARMAN, CHARLESIMANAGING MEMBERE Control
SHEARMAN, CHARLES, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
SHEARMAN, CHARLES, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
SHEARMAN, CHARLES, THOMASIMANAGING MEMBERE Control
SHEARMAN, CHARLES, THOMASIMANAGING MEMBERE Control
SHEARMAN, CHARLES, THOMASIMANAGING MEMBER/COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Jan 30, 2007 REGISTERED

Notice Filings (10)

CA FL IL IN MI MS NV OH TN TX

Address

9820 WESTPOINT DRIVE, SUITE 100
INDIANAPOLIS, IN 46256-3335
USA
Phone: 317-849-9559