CBA HUNTOON HASTINGS, INC
CRD #113073 SEC #801-29678 STAMFORD, CT 203-969-0513
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKKER, PAUL, MICHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAKKER, PAUL, MICHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHESLOCK, STANLEY, VINCENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHESLOCK BAKKER & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| CHESLOCK BAKKER & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| CHESLOCK BAKKER & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| CHESLOCK BAKKER & ASSOCIATES, LLC | DE | SHAREHOLDER | E | Control |
| HUNTOON HASTINGS CAPITAL CORP. | DE | PARENT COMPANY | E | |
| HUNTOON HASTINGS CAPITAL CORP. | DE | PARENT COMPANY | E | |
| REINARDY, GLENN, JAMES | I | SHAREHOLDER & PRESIDENT | C | Control |
| REINARDY, GLENN, JAMES | I | SHAREHOLDER & PRESIDENT | C | Control |
| REINARDY, GLENN, JAMES | I | SHAREHOLDER & PRESIDENT | C | Control |
| REINARDY, GLENN, JAMES | I | SHAREHOLDER & PRESIDENT | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKKER, PAUL, MICHEL | I | CHESLOCK BAKKER & ASSOCIATES, LLC | C | Control |
| BAKKER, PAUL, MICHEL | I | CHESLOCK BAKKER & ASSOCIATES, LLC | C | Control |
| BAKKER, PAUL, MICHEL | I | CHESLOCK BAKKER & ASSOCIATES, LLC | C | Control |
| BAKKER, PAUL, MICHEL | I | CHESLOCK BAKKER & ASSOCIATES, LLC | C | Control |
| CHESLOCK, STANLEY, VINCENT | I | CHESLOCK BAKKER & ASSOCIATES, LLC | C | Control |
| CHESLOCK, STANLEY, VINCENT | I | CHESLOCK BAKKER & ASSOCIATES, LLC | C | Control |
| CHESLOCK, STANLEY, VINCENT | I | CHESLOCK BAKKER & ASSOCIATES, LLC | C | Control |
| CHESLOCK, STANLEY, VINCENT | I | CHESLOCK BAKKER & ASSOCIATES, LLC | C | Control |
Registrations
Federal
IA
Sep 19, 2005 REGISTERED
Notice Filings (1)
CT
Address
C/O CHESLOCK BAKKER & ASSOCIATES695 E. MAIN STREET
STAMFORD, CT 6901
USA
Phone: 203-969-0513