RIA Intelligence

W.WALL AND COMPANY, INC.

CRD #113075 SEC #801-60397 ASHEVILLE, NC 828-651-9617
SEC Registered Disclosures
Total AUM
$26M
Discretionary
$26M
Employees
1
Clients
1
Accounts
376
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Corporation
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 14, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WALL, WARREN, WILLIAMIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
WALL, WARREN, WILLIAMIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
WALL, WARREN, WILLIAMIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
WALL, WARREN, WILLIAMIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
WALL, WARREN, WILLIAMIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
WALL, WARREN, WILLIAMIPRESIDENTE Control
WALL, WARREN, WILLIAMIPRESIDENTE Control
WALL, WARREN, WILLIAMICHIEF COMPLIANCE OFFICERE Control
WALL, WARREN, WILLIAMIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
WALL, WARREN, WILLIAMIPRESIDENTE Control
WALL, WARREN, WILLIAMIPRESIDENTE Control
WALL, WARREN, WILLIAMIPRESIDENTE Control
WALL, WARREN, WILLIAMIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
WALL, WARREN, WILLIAMIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
WALL, WARREN, WILLIAMIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
WALL, WARREN, WILLIAMIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control
WALL, WARREN, WILLIAMIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
May 14, 2012 REGISTERED

Notice Filings (8)

CA FL IL NC PA SC TX WA

Address

TWO TOWN SQUARE
SUITE 310
ASHEVILLE, NC 28803
United States
Phone: 828-651-9617