HYDEPARK INVESTMENT STRATEGIES,LLC
Legal name: HYDEPARK INVESTMENT STRATEGIES, LLC
CRD #113078 SEC #801-60551 CHICAGO, IL 312-803-5520
SEC Registered
Total AUM
$282M
Discretionary
$282M
Employees
10
Clients
--
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GAMBLA, JOHN, W | I | MANAGING DIRECTOR | NA | |
| GAMBLA, JOHN, W | I | MANAGING DIRECTOR | NA | |
| GUTTSCHOW, ROB | I | MANAGING DIRECTOR | NA | |
| GUTTSCHOW, ROB | I | MANAGING DIRECTOR | NA | |
| HEMBRE, KEITH, BRIAN | I | CHIEF INVESTMENT OFFICER | NA | |
| HEMBRE, KEITH, BRIAN | I | CHIEF INVESTMENT OFFICER | NA | |
| HEMBRE, KEITH, BRIAN | I | CHIEF INVESTMENT OFFICER | NA | |
| HUFFMAN, WILLIAM, T | I | MANAGING DIRECTOR | NA | |
| HUFFMAN, WILLIAM, T | I | MANAGING DIRECTOR | NA | |
| HUFFMAN, WILLIAM, T | I | MANAGING DIRECTOR | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LINDH, MICHAEL | I | DIRECTOR OF TRADING/PORTFOLIO MANAGER | NA | |
| LINDH, MICHAEL | I | DIRECTOR OF TRADING/PORTFOLIO MANAGER | NA | |
| LINDH, MICHAEL | I | DIRECTOR OF TRADING/PORTFOLIO MANAGER | NA | |
| LINDH, MICHAEL | I | DIRECTOR OF TRADING/PORTFOLIO MANAGER | NA | |
| LINDH, MICHAEL | I | DIRECTOR OF TRADING/PORTFOLIO MANAGER | NA | |
| LINDH, MICHAEL | I | DIRECTOR OF TRADING/PORTFOLIO MANAGER | NA | |
| LINDH, MICHAEL | I | DIRECTOR OF TRADING/PORTFOLIO MANAGER | NA | |
| LINDH, MICHAEL | I | DIRECTOR OF TRADING/PORTFOLIO MANAGER | NA | |
| LINDH, MICHAEL | I | DIRECTOR OF TRADING/PORTFOLIO MANAGER | NA | |
| LINDH, MICHAEL, NELS | I | ASSISTANT SECRETARY, DIRECTOR OF TRADING | NA | |
| LINDH, MICHAEL, NELS | I | ASSISTANT SECRETARY, DIRECTOR OF TRADING | NA | |
| LINDH, MICHAEL, NELS | I | ASSISTANT SECRETARY, DIRECTOR OF TRADING | NA | |
| LINDH, MICHAEL, NELS | I | ASSISTANT SECRETARY, DIRECTOR OF TRADING | NA | |
| LINDH, MICHAEL, NELS | I | ASSISTANT SECRETARY, DIRECTOR OF TRADING | NA | |
| LINDH, MICHAEL, NELS | I | ASSISTANT SECRETARY, DIRECTOR OF TRADING | NA | |
| MCPIKE, CHARLES, JOSEPH | I | MANAGER | NA | Control |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGER | NA | Control |
| RICHARDS, THOMAS, MALKIN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| RICHARDS, THOMAS, MALKIN | I | MANAGER | NA | Control |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT, MANAGER, TREASURER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT, MANAGER, TREASURER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TIERNEY, DAVID, EDWIN | I | SENIOR MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| TIERNEY, DAVID, EDWIN | I | SENIOR MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| TIERNEY, DAVID, EDWIN | I | SENIOR MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| TIERNEY, DAVID, EDWIN | I | SENIOR MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| TIERNEY, DAVID, EDWIN | I | SENIOR MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| TIERNEY, DAVID, EDWIN | I | SENIOR MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | NA | |
| TIERNEY, DAVID, EDWIN | I | SENIOR MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| NUVEEN INVESTMENT SOLUTIONS, INC. | DE | MEMBER | E | Control |
| NUVEEN INVESTMENT SOLUTIONS, INC. | DE | MEMBER | E | Control |
| NUVEEN INVESTMENT SOLUTIONS, INC. | DE | MEMBER | E | Control |
| NUVEEN INVESTMENT SOLUTIONS, INC. | DE | MEMBER | E | Control |
| NUVEEN INVESTMENT SOLUTIONS, INC. | DE | MEMBER | E | Control |
| NUVEEN INVESTMENT SOLUTIONS, INC. | DE | MEMBER | E | Control |
| RICHARDS & TIERNEY INC | DE | MEMBER | E | Control |
| RICHARDS & TIERNEY INC | DE | MEMBER | E | Control |
| RICHARDS & TIERNEY INC | DE | MEMBER | E | Control |
| RICHARDS & TIERNEY INC | DE | MEMBER | E | Control |
| RICHARDS & TIERNEY INC | DE | MEMBER | E | Control |
| RICHARDS & TIERNEY INC | DE | MEMBER | E | Control |
| RICHARDS & TIERNEY INC | DE | MEMBER | E | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT, MANAGER, TREASURER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT | E | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT | E | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT, MANAGER, TREASURER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT | E | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT AND MANAGER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A L.P. | F | Control |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY INVESTMENTS HOLDINGS LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENT SOLUTIONS, INC. (D/B/A RICHARDS & TIERNEY) | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENT SOLUTIONS, INC. (D/B/A RICHARDS & TIERNEY) | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENT SOLUTIONS, INC. (D/B/A RICHARDS & TIERNEY) | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | RICHARDS & TIERNEY INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENT SOLUTIONS, INC. (D/B/A RICHARDS & TIERNEY) | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | RICHARDS & TIERNEY INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | RICHARDS & TIERNEY INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | RICHARDS & TIERNEY INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENT SOLUTIONS, INC. (D/B/A RICHARDS & TIERNEY) | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENT SOLUTIONS, INC. (D/B/A RICHARDS & TIERNEY) | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | RICHARDS & TIERNEY INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| MCPIKE, CHARLES, JOSEPH | I | RICHARDS & TIERNEY, INC. | C | Control |
| MCPIKE, CHARLES, JOSEPH | I | RICHARDS & TIERNEY, INC. | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY INVESTMENTS HOLDINGS LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| RICHARDS, THOMAS, MALKIN | I | RICHARDS & TIERNEY, INC. | C | Control |
| RICHARDS, THOMAS, MALKIN | I | RICHARDS & TIERNEY, INC. | C | Control |
| TIERNEY, DAVID, EDWIN | I | RICHARDS & TIERNEY, INC. | C | Control |
| TIERNEY, DAVID, EDWIN | I | RICHARDS & TIERNEY, INC. | C | Control |
Registrations
Federal
IA
Feb 28, 2007 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
111 WEST JACKSON BOULEVARD SUITE 1411CHICAGO, IL 60604
USA
Phone: 312-803-5520