FINANCIAL STRATEGIES, INC.
CRD #113097 SEC #801-125921 BROOKFIELD, WI 262-821-1664
SEC Registered
Total AUM
$137M
Discretionary
$136.1M
Employees
5
Clients
101
Accounts
554
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CANTRELL, JAMES, DOUGLAS | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| CANTRELL, JAMES, DOUGLAS | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| CANTRELL, JAMES, DOUGLAS | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| CANTRELL, JAMES, DOUGLAS | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| CANTRELL, JAMES, DOUGLAS | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| CANTRELL, JAMES, DOUGLAS | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| CANTRELL, JAMES, DOUGLAS | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (5)
AZ FL IL TX WI
Address
13555 BISHOPS COURTSUITE 340
BROOKFIELD, WI 53005
United States
Phone: 262-821-1664