HABERKORN FINANCIAL SERVICES, INC.
CRD #113115 SEC #801-64209 LOUISVILLE, CO 303-926-4900
SEC Registered
Total AUM
$35.5M
Discretionary
$35.5M
Employees
5
Clients
--
Accounts
75
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 13, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HABERKORN, DENNIS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HABERKORN, DENNIS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HABERKORN, DENNIS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HABERKORN, DENNIS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HABERKORN, DENNIS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HABERKORN, DENNIS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HABERKORN, DENNIS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 13, 2007 REGISTERED
Notice Filings (1)
CO
Address
357 S MCCASLIN BLVD, SUITE 200LOUISVILLE, CO 80027
USA
Phone: 303-926-4900