RIA Intelligence

AA CAPITAL PARTNERS, INC.

CRD #113136 SEC #801-61063 CHICAGO, IL 312-984-3100
SEC Registered
Total AUM
$99.9M
Discretionary
$99.9M
Employees
5
Clients
--
Accounts
6

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 11, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
STEVENS, MARY, ELIZABETHICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER (TERMINATED)NA
STEVENS, MARY, ELIZABETHICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER (TERMINATED)NA
STEVENS, MARY, ELIZABETHICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER (TERMINATED)NA
STEVENS, MARY, ELIZABETHICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER (TERMINATED)NA
STEVENS, MARY, ELIZABETHICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER (TERMINATED)NA
STEVENS, MARY, ELIZABETHICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
GRECCHIO, JOHN, AIMANAGING DIRECTOR AND PRESIDENTD Control
OLIVER, PAUL, WINTHROPIMANAGING DIRECTOR AND VICE PRESIDENT (RESIGNED)D
OLIVER, PAUL, WINTHROPIMANAGING DIRECTOR AND VICE PRESIDENT (RESIGNED)D
OLIVER, PAUL, WINTHROPIMANAGING DIRECTOR AND VICE PRESIDENT (RESIGNED)D
OLIVER, PAUL, WINTHROPIMANAGING DIRECTOR AND VICE PRESIDENT (RESIGNED)D
OLIVER, PAUL, WINTHROPIMANAGING DIRECTOR AND VICE PRESIDENT (RESIGNED)D
OLIVER, PAUL, WINTHROPIMANAGING DIRECTOR AND VICE PRESIDENTD Control
OLIVER, PAUL, WINTHROPIMANAGING DIRECTOR AND VICE PRESIDENTD Control
ORECCHIO, JOHN, AIMANAGING DIRECTOR AND PRESIDENT (TERMINATED)D
ORECCHIO, JOHN, AIMANAGING DIRECTOR AND PRESIDENT (TERMINATED)D
ORECCHIO, JOHN, AIMANAGING DIRECTOR AND PRESIDENT (TERMINATED)D
ORECCHIO, JOHN, AIMANAGING DIRECTOR AND PRESIDENT (TERMINATED)D
ORECCHIO, JOHN, AIMANAGING DIRECTOR AND PRESIDENT (TERMINATED)D
ORECCHIO, JOHN, AIMANAGING DIRECTOR AND PRESIDENTD Control

Registrations

Federal

IA
Jul 11, 2011 REGISTERED

Notice Filings (2)

IL MI

Address

C/O SCOTT PORTERFIELD, BFKN
200 W. MADISON ST., STE 3900
CHICAGO, IL 60603
United States
Phone: 312-984-3100