RIA Intelligence

SANTA BARBARA ALPHA STRATEGIES

CRD #113202 SEC #801-60363 SANTA BARBARA, CA 805-963-2661
SEC Registered Private Funds
Total AUM
$1.3M
Discretionary
$1.3M
Employees
1
Clients
--
Accounts
2

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PABST, CURTIS, JONISECRETARY AND DIRECTORNA Control
PABST, CURTIS, JONISECRETARY AND DIRECTORNA Control
PABST, CURTIS, JONIPRINCIPALNA Control
PAWL, JUSTIN, JOSEPHIVICE PRESIDENT, ANALYSTNA Control
PAWL, JUSTIN, JOSEPHIVICE PRESIDENT, ANALYSTNA Control
PAWL, JUSTIN, JOSEPHIVICE PRESIDENT, ANALYSTNA Control
PAWL, JUSTIN, JOSEPHISR. VICE PRESIDENT, SR. ANALYST, DIRECTORNA Control
REDMOND, JESSE, JONIMANAGING DIRECTORNA Control
REDMOND, JESSE, JONIMANAGING DIRECTORNA Control
REDMOND, JESSE, JONIMANAGING DIRECTORNA Control
REDMOND, JESSE, JONIMANAGING DIRECTORNA Control
RIDEOUT, STEVEN, MICHAELIDIRECTORNA
RIDEOUT, STEVEN, MICHAELIDIRECTORNA
RIDEOUT, STEVEN, MICHAELIDIRECTORNA Control
RIDEOUT, STEVEN, MICHAELICHIEF OPERATING OFFICERNA Control
RIDEOUT, STEVEN, MICHAELICHIEF OPERATING OFFICERNA Control
RIDEOUT, STEVEN, MICHAELICHIEF OPERATING OFFICERNA Control
RIDEOUT, STEVEN, MICHAELIDIRECTORNA Control
RIDEOUT, STEVEN, MICHAELIDIRECTORNA
RIDEOUT, STEVEN, MICHAELICHIEF OPERATING OFFICERNA Control
RIDEOUT, STEVEN, MICHAELICHIEF OPERATING OFFICERNA Control
RIDEOUT, STEVEN, MICHAELICHIEF OPERATING OFFICERNA Control
WOOLF, NICK, HOWARDICHIEF FINANCIAL OFFICERNA Control
WOOLF, NICK, HOWARDICHIEF FINANCIAL OFFICERNA Control
WOOLF, NICK, HOWARDICHIEF FINANCIAL OFFICERNA Control
WOOLF, NICK, HOWARDICHIEF FINANCIAL OFFICERNA Control
WOOLF, NICK, HOWARDICHIEF FINANCIAL OFFICERNA Control
WOOLF, NICK, HOWARDICHIEF FINANCIAL OFFICERNA Control
MCCORMACK, TIM, PATIPRESIDENT AND CHIEF EXECUTIVE OFFICERE Control
MCCORMACK, TIM, PATIPRESIDENT AND CHIEF EXECUTIVE OFFICERE Control
MCCORMACK, TIM, PATIPRESIDENT AND CHIEF EXECUTIVE OFFICERE Control
MCCORMACK, TIM, PATIPRESIDENT AND CHIEF EXECUTIVE OFFICERE Control
MCCORMACK, TIM, PATIPRESIDENT AND CHIEF EXECUTIVE OFFICERE Control
MCCORMACK, TIM, PATIPRESIDENT, CHIEF EXECUTIVE OFFICER AND SOLE SHAREHOLDERE Control
MCCORMACK, TIMOTHY, PATRICKIPRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, SOLE SHAREHOLDER, CIO AND CCOE Control
MCCORMACK, TIMOTHY, PATRICKICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD, SOLE SHAREHOLDER, CIOE Control
MCCORMACK, TIMOTHY, PATRICKICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD, SOLE SHAREHOLDER, CIOE Control
MCCORMACK, TIMOTHY, PATRICKIPRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHAIRMAN OF THE BOARD, SOLE SHAREHOLDER AND CCOE Control
MCCORMACK, TIMOTHY, PATRICKICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD, SOLE SHAREHOLDER, CIOE Control
MCCORMACK, TIMOTHY, PATRICKIPRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHAIRMAN OF THE BOARD, SOLE SHAREHOLDER AND CCOE Control
MCCORMACK, TIMOTHY, PATRICKICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD, SOLE SHAREHOLDER, CIOE Control
MCCORMACK, TIMOTHY, PATRICKICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD, SOLE SHAREHOLDER, CIOE Control
MCCORMACK, TIMOTHY, PATRICKICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD, SOLE SHAREHOLDER, CIOE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MCCORMACK, TIM, PATIMCCORMACK ADVISORS INC.E Control
MCCORMACK, TIM, PATIMCCORMACK ADVISORS INC.E Control
MCCORMACK, TIM, PATIMCCORMACK ADVISORS INC.E Control
MCCORMACK, TIM, PATIMCCORMACK ADVISORS INC.E Control
MCCORMACK, TIM, PATIMCCORMACK ADVISORS INC.E Control

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (1)

CA

Address

24 EL PASEO BLDG.
SANTA BARBARA, CA 93101
United States
Phone: 805-963-2661