FRANCIS FINANCIAL GROUP, LLC
Legal name: FFC CAPITAL MANAGEMENT
CRD #113205 SEC #801-62828 NEW ORLEANS, LA 504-299-2990
SEC Registered
Total AUM
$429.9M
Discretionary
$111.3M
Employees
4
Clients
0
Accounts
144
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Louisiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 5, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| MARTIN, TOMIKA, BOUDREAUX | I | CHIEF OPERATING OFFICER | NA | |
| PRATT, STEPHEN, EPHRAIM | I | CHIEF COMPLIENCE OFFICER | NA | |
| REED, RITA, MARIA | I | PRESIDENT | NA | Control |
| REED, RITA, MARIA | I | PRESIDENT | NA | Control |
| REED, RITA, MARIA | I | PRESIDENT | NA | Control |
| REED, RITA, MARIA | I | PRINCIPAL | NA | Control |
| REED, RITA, MARIA | I | PRESIDENT | NA | Control |
| REED, RITA, MARIA | I | PRINCIPAL | NA | Control |
| REED, RITA, MARIA | I | PRINCIPAL | NA | Control |
| REED, RITA, MARIA | I | PRINCIPAL | NA | Control |
| REED, RITA, MARIA | I | PRINCIPAL | NA | Control |
| REED, RITA, MARIA | I | PRINCIPAL | NA | Control |
| REED, RITA, MARIA | I | PRINCIPAL | NA | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| FRANCIS, OCTAVE, JOSEPH | I | CEO, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| DASTE, STEPHEN, MICHAEL | I | PRESIDENT / COO | A | Control |
| DASTE, STEPHEN, MICHAEL | I | PRESIDENT / COO | A | Control |
| DASTE, STEPHEN, MICHAEL | I | PRESIDENT / COO | A | Control |
| DASTE, STEPHEN, MICHAEL | I | SENIOR MANAGING DIRECTOR | A | Control |
| DASTE, STEPHEN, MICHAEL | I | SENIOR MANAGING DIRECTOR | A | Control |
| DASTE, STEPHEN, MICHAEL | I | PRESIDENT | A | Control |
| DASTE, STEPHEN, MICHAEL | I | SENIOR MANAGING DIRECTOR | A | Control |
| DASTE, STEPHEN, MICHAEL | I | PRINCIPAL | A | Control |
| DASTE, STEPHEN, MICHAEL | I | SENIOR MANAGING DIRECTOR | A | Control |
| DASTE, STEPHEN, MICHAEL | I | PRINCIPAL | A | Control |
| DASTE, STEPHEN, MICHAEL | I | PRINCIPAL | A | Control |
| DASTE, STEPHEN, MICHAEL | I | PRINCIPAL | A | Control |
| DASTE, STEPHEN, MICHAEL | I | PRINCIPAL | A | Control |
| DASTE, STEPHEN, MICHAEL | I | PRINCIPAL | A | Control |
| DASTE, STEPHEN, MICHAEL | I | PRINCIPAL | A | Control |
| DASTE, STEPHEN, MICHAEL | I | PRINCIPAL | A | Control |
Registrations
Federal
IA
Apr 5, 2018 REGISTERED
Notice Filings (1)
LA
Address
400 POYDRAS STREETSUITE 2430
NEW ORLEANS, LA 70130
United States
Phone: 504-299-2990