THORNE ASSET MANAGEMENT, INC.
CRD #113214 SEC #801-67572 SAN FRANCISCO, CA 415-591-0661
SEC Registered
Total AUM
$35.4M
Discretionary
$35.4M
Employees
1
Clients
51
Accounts
210
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 25, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| THORNE, DOUGLAS, REED | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| THORNE, GAYLORD, LEROY | I | VICE PRESIDENT | D | Control |
Registrations
Federal
IA
Jan 25, 2012 REGISTERED
Notice Filings (3)
CA HI TX
Address
716 MONTGOMERY STREETSAN FRANCISCO, CA 94111
United States
Phone: 415-591-0661