BONDWAVE LLC
Legal name: BONDWAVE ADVISORS
CRD #113229 SEC #801-70049 WHEATON, IL 630-517-7000
SEC Registered
Total AUM
--
Discretionary
--
Employees
24
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 3, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BOWEN, JAMES ALLEN | I | CHAIRMAN OF THE BOARD | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK RAYMOND | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | BOARD MEMBER | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| BRADLEY, MARK, RAYMOND | I | BOARD MEMBER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, KATHLEEN WIELAND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARR, GREGORY, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CARR, GREGORY, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CARR, GREGORY, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CARR, GREGORY, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CARR, GREGORY, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CARR, GREGORY, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CARR, GREGORY, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CARR, GREGORY, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CARR, GREGORY, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CARR, GREGORY, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHINTALA, MICHAEL | I | MANAGING DIRECTOR, PRODUCT DATA MANAGEMENT | NA | Control |
| CHINTALA, MICHAEL | I | MANAGING DIRECTOR, PRODUCT DATA MANAGEMENT | NA | Control |
| CHINTALA, MICHAEL | I | MANAGING DIRECTOR, PRODUCT DATA MANAGEMENT | NA | Control |
| CHINTALA, MICHAEL | I | MANAGING DIRECTOR, PRODUCT DATA MANAGEMENT | NA | Control |
| COLEMAN, PETER EDWARD | I | DIRECTOR | NA | Control |
| COLEMAN, PETER EDWARD | I | DIRECTOR | NA | Control |
| COLEMAN, PETER EDWARD | I | DIRECTOR | NA | Control |
| COLEMAN, PETER EDWARD | I | DIRECTOR | NA | Control |
| DALEY, PAUL, WILLIAM | I | MANAGING DIRECTOR, FIXED INCOME LAB | NA | Control |
| DALEY, PAUL, WILLIAM | I | MANAGING DIRECTOR, FIXED INFORMATION LAB | NA | Control |
| DALEY, PAUL, WILLIAM | I | MANAGING DIRECTOR, FIXED INCOME LAB | NA | Control |
| DALEY, PAUL, WILLIAM | I | MANAGING DIRECTOR, FIXED INCOME LAB | NA | Control |
| DEFEO, MICHAEL ARTHUR | I | CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL ARTHUR | I | CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL ARTHUR | I | CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL ARTHUR | I | CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL ARTHUR | I | CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL ARTHUR | I | CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL ARTHUR | I | CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL ARTHUR | I | CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL ARTHUR | I | CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL ARTHUR | I | CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL ARTHUR | I | CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL, ARTHUR | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL, ARTHUR | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL, ARTHUR | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL, ARTHUR | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL, ARTHUR | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL, ARTHUR | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL, ARTHUR | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL, ARTHUR | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| DEFEO, MICHAEL, ARTHUR | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| DYKAS, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYKAS, JAMES, MARTIN | I | BOARD MEMBER | NA | Control |
| DYKAS, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DYKAS, JAMES, MARTIN | I | BOARD MEMBER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FIRST TRUST ADVISORS L.P. | DE | SHAREHOLDER | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK MICHAEL | I | DIRECTOR | NA | Control |
| FITZGERALD, PATRICK, MICHAEL | I | BOARD MEMBER | NA | Control |
| FITZGERALD, PATRICK, MICHAEL | I | BOARD MEMBER | NA | Control |
| FITZGERALD, PATRICK, MICHAEL | I | BOARD MEMBER | NA | Control |
| FITZGERALD, PATRICK, MICHAEL | I | BOARD MEMBER | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL JOHN | I | PRESIDENT/CEO | NA | Control |
| GRAHAM, RUSSELL, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRAHAM, RUSSELL, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRAHAM, RUSSELL, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRAHAM, RUSSELL, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRAHAM, RUSSELL, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM SCOTT | I | CORPORATE SECRETARY | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| JARDINE, WILLIAM, SCOTT | I | GENERAL COUNSEL | NA | Control |
| LB I GROUP INC. | DE | SHAREHOLDER | NA | Control |
| LB I GROUP INC. | DE | SHAREHOLDER | NA | Control |
| LB I GROUP INC. | DE | SHAREHOLDER | NA | Control |
| LB I GROUP INC. | DE | SHAREHOLDER | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | BOARD MEMBER | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | DIRECTOR | NA | Control |
| MCALISTER, RONALD, DEAN | I | BOARD MEMBER | NA | Control |
| MCALISTER, RONALD, DEAN | I | BOARD MEMBER | NA | Control |
| MCALISTER, RONALD, DEAN | I | BOARD MEMBER | NA | Control |
| MWANGI, KENNETH, NDONGA | I | MANAGING DIRECTOR OF PRODUCT MANAGEMENT | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW SCOTT | I | DIRECTOR | NA | Control |
| ROGGENSACK, ANDREW, SCOTT | I | BOARD MEMBER | NA | Control |
| ROGGENSACK, ANDREW, SCOTT | I | BOARD MEMBER | NA | Control |
| ROGGENSACK, ANDREW, SCOTT | I | BOARD MEMBER | NA | Control |
| ROGGENSACK, ANDREW, SCOTT | I | BOARD MEMBER | NA | Control |
| RUVO, MICHAEL | I | PRESIDENT | NA | Control |
| RUVO, MICHAEL | I | PRESIDENT | NA | Control |
| RUVO, MICHAEL | I | PRESIDENT | NA | Control |
| RUVO, MICHAEL | I | PRESIDENT | NA | Control |
| RUVO, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUVO, MICHAEL | I | PRESIDENT | NA | Control |
| RUVO, MICHAEL | I | PRESIDENT | NA | Control |
| SCHARF, JODY TODD | I | DIRECTOR | NA | Control |
| SCHARF, JODY TODD | I | DIRECTOR | NA | Control |
| SCHARF, JODY TODD | I | DIRECTOR | NA | Control |
| SCHARF, JODY TODD | I | DIRECTOR | NA | Control |
| TRETER, MATTHEW, RICART | I | SENIOR VICE PRESIDENT | NA | Control |
| TRETER, MATTHEW, RICART | I | SENIOR VICE PRESIDENT | NA | Control |
| TRETER, MATTHEW, RICART | I | SENIOR VICE PRESIDENT | NA | Control |
| TRETER, MATTHEW, RICART | I | SENIOR VICE PRESIDENT | NA | Control |
| TRETER, MATTHEW, RICART | I | SENIOR VICE PRESIDENT | NA | Control |
| TRETER, MATTHEW, RICART | I | SENIOR VICE PRESIDENT | NA | Control |
| TRETER, MATTHEW, RICART | I | SENIOR VICE PRESIDENT | NA | Control |
| TRETER, MATTHEW, RICART | I | SENIOR VICE PRESIDENT | NA | Control |
| TRETER, MATTHEW, RICART | I | SENIOR VICE PRESIDENT | NA | Control |
| TRETER, MATTHEW, RICART | I | SENIOR VICE PRESIDENT | NA | Control |
| TRETER, MATTHEW, RICART | I | SENIOR VICE PRESIDENT | NA | Control |
| TRETER, MATTHEW, RICART | I | MANAGING DIRECTOR, PRODUCT STRATEGIES | NA | Control |
| TRETER, MATTHEW, RICART | I | MANAGING DIRECTOR, PRODUCT STRATEGIES | NA | Control |
| TRETER, MATTHEW, RICART | I | MANAGING DIRECTOR, PRODUCT STRATEGY AND DESIGN | NA | Control |
| TRETER, MATTHEW, RICART | I | MANAGING DIRECTOR, PRODUCT STRATEGIES | NA | Control |
| TRETER, MATTHEW, RICART | I | MANAGING DIRECTOR, PRODUCT STRATEGIES | NA | Control |
| TRETER, MATTHEW, RICART | I | MANAGING DIRECTOR, PRODUCT & CONTENT STRATEGIES | NA | Control |
| TRETER, MATTHEW, RICART | I | MANAGING DIRECTOR, PRODUCT STRATEGY AND DESIGN | NA | Control |
| TRETER, MATTHEW, RICART | I | MANAGING DIRECTOR, PRODUCT STRATEGY AND DESIGN | NA | Control |
| TRETER, MATTHEW, RICART | I | MANAGING DIRECTOR, PRODUCT STRATEGY AND DESIGN | NA | Control |
| VOLLE, JONATHAN JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| VOLLE, JONATHAN JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| VOLLE, JONATHAN JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| VOLLE, JONATHAN JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| VOLLE, JONATHAN JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| VOLLE, JONATHAN JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| VOLLE, JONATHAN JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| VOLLE, JONATHAN JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| VOLLE, JONATHAN JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| VOLLE, JONATHAN JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| VOLLE, JONATHAN JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| VOLLE, JONATHAN, JAY | I | MANAGING DIRECTOR, INFORMATION STRATEGIES | NA | Control |
| VOLLE, JONATHAN, JAY | I | MANAGING DIRECTOR, INFORMATION STRATEGIES | NA | Control |
| VOLLE, JONATHAN, JAY | I | MANAGING DIRECTOR, INFORMATION STRATEGIES | NA | Control |
| VOLLE, JONATHAN, JAY | I | MANAGING DIRECTOR, INFORMATION STRATEGIES | NA | Control |
| VOLLE, JONATHAN, JAY | I | MANAGING DIRECTOR, INFORMATION STRATEGIES | NA | Control |
| VOLLE, JONATHAN, JAY | I | MANAGING DIRECTOR, INFORMATION STRATEGIES | NA | Control |
| VOLLE, JONATHAN, JAY | I | MANAGING DIRECTOR, INFORMATION STRATEGIES | NA | Control |
| VOLLE, JONATHAN, JAY | I | MANAGING DIRECTOR, INFORMATION STRATEGIES | NA | Control |
| VOLLE, JONATHAN, JAY | I | MANAGING DIRECTOR, INFORMATION STRATEGIES | NA | Control |
| FIRST TRUST CAPITAL PARTNERS LLC | DE | SHAREHOLDER | E | Control |
| FIRST TRUST CAPITAL PARTNERS LLC | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
| FIRST TRUST PORTFOLIOS L.P. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FERNANDES, FRANK, WALTER | I | THE JUDITH M. VANKAMPEN INTANGIBLES TRUST | F | Control |
| FERNANDES, FRANK, WALTER | I | THE JUDITH M. VANKAMPEN INTANGIBLES TRUST | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST CAPITAL PARTNERS LLC | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| THE CHARGER CORPORATION | DE | FIRST TRUST PORTFOLIOS L.P. | F | Control |
| THE CHARGER CORPORATION | DE | GRACE PARTNERS OF DUPAGE L.P. | F | Control |
| TRANNEL, JERALD, ARTHUR | I | THE JUDITH M. VANKAMPEN INTANGIBLES TRUST | F | Control |
| TRANNEL, JERALD, ARTHUR | I | THE JUDITH M. VANKAMPEN INTANGIBLES TRUST | F | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| AJM VENTURES LLC | DE | THE CHARGER CORPORATION | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | CHARGER CORPORATION | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| BOWEN, JAMES, ALLEN | I | AJM VENTURES LLC | E | Control |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST CAPITAL PARTNERS LLC | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST CAPITAL PARTNERS LLC | E | |
| GRACE PARTNERS OF DUPAGE L.P. | DE | FIRST TRUST PORTFOLIOS L.P. | E | |
| LEHMAN BROTHERS INC. | DE | LB I GROUP INC. | E | Control |
| LEHMAN BROTHERS INC. | DE | LB I GROUP INC. | E | Control |
| LEHMAN BROTHERS INC. | DE | LB I GROUP INC. | E | Control |
| LEHMAN BROTHERS INC. | DE | LB I GROUP INC. | E | Control |
| THE JUDITH M. VANKAMPEN INTANGIBLES TRUST | DE | THE CHARGER CORPORATION | D | Control |
| THE JUDITH M. VANKAMPEN INTANGIBLES TRUST | DE | THE CHARGER CORPORATION | D | Control |
| THE JUDITH M. VANKAMPEN INTANGIBLES TRUST | DE | THE CHARGER CORPORATION | D | Control |
| VANKAMPEN-PIERRE, KARLA, MARLEE | I | THE CHARGER CORPORATION | C | Control |
| VANKAMPEN-PIERRE, KARLA, MARLEE | I | THE CHARGER CORPORATION | C | Control |
| VANKAMPEN-PIERRE, KARLA, MARLEE | I | THE CHARGER CORPORATION | C | Control |
| WISEN, KRISTEN, JOY | I | THE CHARGER CORPORATION | C | Control |
| WISEN, KRISTEN, JOY | I | THE CHARGER CORPORATION | C | Control |
| WISEN, KRISTEN, JOY | I | THE CHARGER CORPORATION | C | Control |
Registrations
Federal
IA
Dec 3, 2015 REGISTERED
Notice Filings (2)
IL MA
Address
120 E. LIBERTY DRIVESUITE 400
WHEATON, IL 60187
United States
Phone: 630-517-7000