SECURITIES MONITORING GROUP, LLC
CRD #113242 SEC #801-60344 BUFFALO, MN 763-682-4014
SEC Registered
Total AUM
$127.2M
Discretionary
$83.5M
Employees
11
Clients
1
Accounts
2,682
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2013 | $76.6M | $57M | $19.6M | 11 | 500 |
| Dec 2013 | $76.6M | $57M | $19.6M | 11 | 500 |
| Mar 2013 | $76.6M | $57M | $19.6M | 11 | 500 |
| Nov 2012 | $127.2M | $83.5M | $43.6M | 12 | 600 |
| Oct 2012 | $127.2M | $83.5M | $43.6M | 11 | 600 |
| Oct 2012 | $127.2M | $83.5M | $43.6M | 11 | 600 |
| Mar 2012 | $127.2M | $83.5M | $43.6M | 11 | 600 |
| Dec 2011 | $25.4M | $25.4M | $42.5K | 11 | 251 |
| Aug 2011 | $25.4M | $25.4M | $42.5K | -- | -- |
| Aug 2011 | $25.4M | $25.4M | $42.5K | -- | -- |
| Jan 2011 | $138.1M | $52M | $86.1M | -- | -- |
| Dec 2010 | $138.1M | $52M | $86.1M | -- | -- |
| Jul 2010 | $138.1M | $52M | $86.1M | -- | -- |
| Mar 2010 | $138.1M | $52M | $86.1M | -- | -- |
| Mar 2009 | $111M | $41.1M | $69.9M | -- | -- |
| Jan 2008 | $181.4M | $67.4M | $114M | -- | -- |
| Sep 2007 | $181.4M | $67.4M | $114M | -- | -- |
| Feb 2007 | $250.2M | $123.8M | $126.4M | 10 | -- |
| Feb 2006 | $224.8M | $118M | $106.8M | 10 | -- |
| Feb 2005 | $180M | $89.7M | $90.3M | 10 | -- |
| Jan 2004 | $120.7M | $67.2M | $53.4M | -- | -- |
| Dec 2003 | $120.7M | $67.2M | $53.4M | -- | -- |
| Mar 2002 | $148M | $90.1M | $57.9M | -- | -- |
| Oct 2001 | $116.8M | $77.2M | $39.6M | -- | -- |
| Jun 2001 | $0 | $0 | $0 | -- | -- |
| Jun 2001 | $0 | $0 | $0 | -- | -- |
DateDec 2013
Total AUM$76.6M
Discretionary$57M
Non-Disc.$19.6M
Employees11
Clients500
DateDec 2013
Total AUM$76.6M
Discretionary$57M
Non-Disc.$19.6M
Employees11
Clients500
DateMar 2013
Total AUM$76.6M
Discretionary$57M
Non-Disc.$19.6M
Employees11
Clients500
DateNov 2012
Total AUM$127.2M
Discretionary$83.5M
Non-Disc.$43.6M
Employees12
Clients600
DateOct 2012
Total AUM$127.2M
Discretionary$83.5M
Non-Disc.$43.6M
Employees11
Clients600
DateOct 2012
Total AUM$127.2M
Discretionary$83.5M
Non-Disc.$43.6M
Employees11
Clients600
DateMar 2012
Total AUM$127.2M
Discretionary$83.5M
Non-Disc.$43.6M
Employees11
Clients600
DateDec 2011
Total AUM$25.4M
Discretionary$25.4M
Non-Disc.$42.5K
Employees11
Clients251
DateAug 2011
Total AUM$25.4M
Discretionary$25.4M
Non-Disc.$42.5K
Employees--
Clients--
DateAug 2011
Total AUM$25.4M
Discretionary$25.4M
Non-Disc.$42.5K
Employees--
Clients--
DateJan 2011
Total AUM$138.1M
Discretionary$52M
Non-Disc.$86.1M
Employees--
Clients--
DateDec 2010
Total AUM$138.1M
Discretionary$52M
Non-Disc.$86.1M
Employees--
Clients--
DateJul 2010
Total AUM$138.1M
Discretionary$52M
Non-Disc.$86.1M
Employees--
Clients--
DateMar 2010
Total AUM$138.1M
Discretionary$52M
Non-Disc.$86.1M
Employees--
Clients--
DateMar 2009
Total AUM$111M
Discretionary$41.1M
Non-Disc.$69.9M
Employees--
Clients--
DateJan 2008
Total AUM$181.4M
Discretionary$67.4M
Non-Disc.$114M
Employees--
Clients--
DateSep 2007
Total AUM$181.4M
Discretionary$67.4M
Non-Disc.$114M
Employees--
Clients--
DateFeb 2007
Total AUM$250.2M
Discretionary$123.8M
Non-Disc.$126.4M
Employees10
Clients--
DateFeb 2006
Total AUM$224.8M
Discretionary$118M
Non-Disc.$106.8M
Employees10
Clients--
DateFeb 2005
Total AUM$180M
Discretionary$89.7M
Non-Disc.$90.3M
Employees10
Clients--
DateJan 2004
Total AUM$120.7M
Discretionary$67.2M
Non-Disc.$53.4M
Employees--
Clients--
DateDec 2003
Total AUM$120.7M
Discretionary$67.2M
Non-Disc.$53.4M
Employees--
Clients--
DateMar 2002
Total AUM$148M
Discretionary$90.1M
Non-Disc.$57.9M
Employees--
Clients--
DateOct 2001
Total AUM$116.8M
Discretionary$77.2M
Non-Disc.$39.6M
Employees--
Clients--
DateJun 2001
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--
DateJun 2001
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients--