TH LEE, PUTNAM CAPITAL MANAGEMENT, L.L.C.

CRD #113285 SEC #801-60330 BOSTON, MA 617-292-1000

SEC Registered

Total AUM

$64.6M

Discretionary

$64.6M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BRADFORD, LINWOOD, EARLE	I	MANAGING DIRECTOR	NA	Control
BRADFORD, LINWOOD, EARLE	I	MANAGING DIRECTOR	NA	Control
BRADFORD, LINWOOD, EARLE	I	MANAGING DIRECTOR	NA	Control
BRADFORD, LINWOOD, EARLE	I	MANAGING DIRECTOR	NA	Control
BRADFORD, LINWOOD, EARLE	I	MANAGING DIRECTOR	NA	Control
BRADFORD, LINWOOD, EARLE	I	MANAGING DIRECTOR	NA	Control
BRADFORD, LINWOOD, EARLE	I	MANAGING DIRECTOR	NA	Control
BRADFORD, LINWOOD, EARLE	I	MANAGING DIRECTOR	NA	Control
BRADFORD, LINWOOD, EARLE	I	MANAGING DIRECTOR	NA	Control
BRADFORD, LINWOOD, EARLE	I	MANAGING DIRECTOR	NA	Control
BRADFORD, LINWOOD, EARLE	I	MANAGING DIRECTOR	NA	Control
BROOKS, JOSHUA, HUNTINGTON	I	MANAGING DIRECTOR, DEPUTY HEAD OF INVESTMENTS	NA	Control
BROOKS, JOSHUA, HUNTINGTON	I	MANAGING DIRECTOR, DEPUTY HEAD OF INVESTMENTS	NA	Control
BROOKS, JOSHUA, HUNTINGTON	I	MANAGING DIRECTOR, DEPUTY HEAD OF INVESTMENTS	NA	Control
CRONIN, KEVIN, M.	I	MANAGING DIRECTOR AND DEPUTY HEAD OF INVESTMENTS	NA	Control
CRONIN, KEVIN, MICHAEL	I	MANAGING DIRECTOR AND HEAD OF INVESTMENTS	NA	Control
CRONIN, KEVIN, MICHAEL	I	MANAGING DIRECTOR AND DEPUTY HEAD OF INVESTMENTS	NA	Control
CRONIN, KEVIN, MICHAEL	I	MANAGING DIRECTOR AND HEAD OF INVESTMENTS	NA	Control
CRONIN, KEVIN, MICHAEL	I	MANAGING DIRECTOR AND HEAD OF INVESTMENTS	NA	Control
CRONIN, KEVIN, MICHAEL	I	MANAGING DIRECTOR AND HEAD OF INVESTMENTS	NA	Control
CRONIN, KEVIN, MICHAEL	I	MANAGING DIRECTOR AND DEPUTY HEAD OF INVESTMENTS	NA	Control
CRONIN, KEVIN, MICHAEL	I	MANAGING DIRECTOR AND DEPUTY HEAD OF INVESTMENTS	NA	Control
ESTEVES, IRENE, MARIE	I	SENIOR MANAGING DIRECTOR AND CHIEF FINACIAL OFFICER	NA	Control
ESTEVES, IRENE, MARIE	I	SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICERICER	NA	Control
ESTEVES, IRENE, MARIE	I	SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICERICER	NA	Control
FERGUSON, IAN	I	SENIOR MANAGING DIRECTOR AND HEAD OF INVESTMENTS	NA	Control
FERGUSON, IAN	I	SENIOR MANAGING DIRECTOR AND HEAD OF INVESTMENTS	NA	Control
HALDEMAN, CHARLES, EDGAR	I	PRESIDENT	NA	Control
HALDEMAN, CHARLES, EDGAR	I	PRESIDENT	NA	Control
HALDEMAN, CHARLES, EDGAR	I	SENIOR MANAGING DIRECTOR AND CO-HEAD OF INVESTMENTS	NA	Control
HALDEMAN, CHARLES, EDGAR	I	PRESIDENT	NA	Control
HALDEMAN, CHARLES, EDGAR	I	PRESIDENT	NA	Control
HALDEMAN, CHARLES, EDGAR	I	PRESIDENT	NA	Control
HALDEMAN, CHARLES, EDGAR	I	PRESIDENT	NA	Control
HALDEMAN, CHARLES, EDGAR	I	SENIOR MANAGING DIRECTOR	NA	Control
HALDEMAN, CHARLES, EDGAR	I	PRESIDENT	NA	Control
KANWAL, AMRIT	I	SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
KANWAL, AMRIT, BIR-SINGH	I	SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
KANWAL, AMRIT, BIR-SINGH	I	SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
KANWAL, AMRIT, BIR-SINGH	I	SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
KANWAL, AMRIT, BIR-SINGH	I	SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
KANWAL, AMRIT, BIR-SINGH	I	SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
KANWAL, AMRIT, BIR-SINGH	I	SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
KANWAL, AMRIT, BIR-SINGH	I	SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	NA	Control
LEE, THOMAS, HASKELL	I	MEMBER OF THE INVESTMENT COMMITTEE	NA	Control
LEE, THOMAS, HASKELL	I	MEMBER OF THE INVESTMENT COMMITTEE	NA
LEE, THOMAS, HASKELL	I	MEMBER OF THE INVESTMENT COMMITTEE	NA
LEE, THOMAS, HASKELL	I	MEMBER OF THE INVESTMENT COMMITTEE	NA
LEE, THOMAS, HASKELL	I	MEMBER OF THE INVESTMENT COMMITTEE	NA
LEE, THOMAS, HASKELL	I	MEMBER OF THE INVESTMENT COMMITTEE	NA
LEE, THOMAS, HASKELL	I	MEMBER OF THE INVESTMENT COMMITTEE	NA	Control
LEVEILLE, ROBERT, R	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
LEVEILLE, ROBERT, R	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
LEVEILLE, ROBERT, R	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
LEVEILLE, ROBERT, R	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCNAMARA, FRANCIS, JOSEPH	I	SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER	NA	Control
MCNAMARA, FRANCIS, JOSEPH	I	SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER	NA	Control
MCNAMARA, FRANCIS, JOSEPH	I	SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER	NA	Control
MCNAMARA, FRANCIS, JOSEPH	I	SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER	NA	Control
MCNAMARA, FRANCIS, JOSEPH	I	SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER	NA	Control
MCNAMARA, FRANCIS, JOSEPH	I	SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER	NA	Control
MCNAMARA, FRANCIS, JOSEPH	I	SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER	NA	Control
MCNAMARA, FRANCIS, JOSEPH	I	SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER	NA	Control
ORISTAGLIO, STEPHEN, MARK	I	SENIOR MANAGING DIRECTOR AND DEPUTY HEAD OF INVESTMENTS	NA	Control
ORISTAGLIO, STEPHEN, MARK	I	SENIOR MANAGING DIRECTOR AND HEAD OF INVESTMENTS	NA	Control
ORISTAGLIO, STEPHEN, MARK	I	SENIOR MANAGING DIRECTOR AND CO-HEAD OF INVESTMENTS	NA	Control
ORISTAGLIO, STEPHEN, MARK	I	SENIOR MANAGING DIRECTOR AND HEAD OF INVESTMENTS	NA	Control
ORISTAGLIO, STEPHEN, MARK	I	SENIOR MANAGING DIRECTOR AND HEAD OF INVESTMENTS	NA	Control
ORISTAGLIO, STEPHEN, MARK	I	SENIOR MANAGING DIRECTOR AND HEAD OF INVESTMENTS	NA	Control
ORISTAGLIO, STEPHEN, MARK	I	SENIOR MANAGING DIRECTOR AND DEPUTY HEAD OF INVESTMENTS	NA	Control
RUYS DE PEREZ, CHARLES, A.	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
RUYS DE PEREZ, CHARLES, A.	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
RUYS DE PEREZ, CHARLES, ANTONY	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
RUYS DE PEREZ, CHARLES, ANTONY	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
RUYS DE PEREZ, CHARLES, ANTONY	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
SHADEK, EDWARD, THOMAS	I	MANAGING DIRECTOR, DEPUTY HEAD OF INVESTMENTS	NA	Control
SHADEK, EDWARD, THOMAS	I	MANAGING DIRECTOR, DEPUTY HEAD OF INVESTMENTS	NA	Control
SHADEK, EDWARD, THOMAS	I	MANAGING DIRECTOR, DEPUTY HEAD OF INVESTMENTS	NA	Control
SHADEK, EDWARD, THOMAS	I	MANAGING DIRECTOR, DEPUTY HEAD OF INVESTMENTS	NA	Control
SPERLING, SCOTT, M.	I	MEMBER OF THE INVESTMENT COMMITTEE	NA	Control
SPERLING, SCOTT, M.	I	MEMBER OF THE INVESTMENT COMMITTEE	NA
SPERLING, SCOTT, M.	I	MEMBER OF THE INVESTMENT COMMITTEE	NA	Control
SPERLING, SCOTT, MITCHELL	I	MEMBER OF THE INVESTMENT COMMITTEE	NA
SPERLING, SCOTT, MITCHELL	I	MEMBER OF THE INVESTMENT COMMITTEE	NA
SPERLING, SCOTT, MITCHELL	I	MEMBER OF THE INVESTMENT COMMITTEE	NA
SPERLING, SCOTT, MITCHELL	I	MEMBER OF THE INVESTMENT COMMITTEE	NA
SPIEGEL, STEVEN	I	PRESIDENT	NA	Control
SPIEGEL, STEVEN	I	PRESIDENT	NA	Control
WOOLVERTON, WILLIAM, HENDERSON	I	MANAGING DIRECTOR, CHIEF LEGAL OFFICER AND CHEIF COMPLIANCE OFFICER	NA	Control
WOOLVERTON, WILLIAM, HENDERSON	I	MANAGING DIRECTOR, CHIEF LEGAL OFFICER	NA	Control
WOOLVERTON, WILLIAM, HENDERSON	I	MANAGING DIRECTOR, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
PUTNAM CAPITAL, LLC	DE	MANAGING MEMBER	E	Control
PUTNAM CAPITAL, LLC	DE	MANAGING MEMBER	E	Control
PUTNAM CAPITAL, LLC	DE	MANAGING MEMBER	E	Control
PUTNAM CAPITAL, LLC	DE	MANAGING MEMBER	E	Control
PUTNAM CAPITAL, LLC	DE	MANAGING MEMBER	E	Control
PUTNAM CAPITAL, LLC	DE	MANAGING MEMBER	E	Control
PUTNAM CAPITAL, LLC	DE	MANAGING MEMBER	E	Control
PUTNAM CAPITAL, LLC	DE	MANAGING MEMBER	E	Control
PUTNAM CAPITAL, LLC	DE	MANAGING MEMBER	E	Control
PUTNAM CAPITAL, LLC	DE	MANAGING MEMBER	E	Control
PUTNAM CAPITAL, LLC	DE	MANAGING MEMBER	E	Control
TH LEE, PUTNAM CAPITAL, L.P.	DE	NON-MANAGING MEMBER	B
TH LEE, PUTNAM CAPITAL, L.P.	DE	NON-MANAGING MEMBER	B
TH LEE, PUTNAM CAPITAL, L.P.	DE	NON-MANAGING MEMBER	B
TH LEE, PUTNAM CAPITAL, L.P.	DE	NON-MANAGING MEMBER	B
TH LEE, PUTNAM CAPITAL, L.P.	DE	NON-MANAGING MEMBER	B
TH LEE, PUTNAM CAPITAL, L.P.	DE	NON-MANAGING MEMBER	B
TH LEE, PUTNAM CAPITAL, L.P.	DE	NON-MANAGING MEMBER	B
TH LEE, PUTNAM CAPITAL, L.P.	DE	NON-MANAGING MEMBER	B

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PUTNAM U.S. HOLDINGS II INC	DE	PUTNAM INVESTMENTS II LP	F	Control
GREAT-WEST FINANCIAL (CANADA) INC	FE	GREAT-WEST FINANCIAL (NOVA SCOTIA) CO	E	Control
GREAT-WEST FINANCIAL (NOVA SCOTIA) CO	FE	GREAT-WEST LIFECO U.S. INC	E	Control
GREAT-WEST LIFECO INC	FE	GREAT-WEST FINANCIAL (CANADA) INC	E	Control
GREAT-WEST LIFECO INC	FE	GWL&A FINANCIAL (CANADA) INC	E	Control
GREAT-WEST LIFECO INC	FE	GWL&A FINANCIAL (CANADA) INC	E	Control
GREAT-WEST LIFECO U.S. INC.	DE	PUTNAM INVESTMENTS, LLC	E	Control
GWL&A FINANCIAL (CANADA) INC	FE	GWL&A FINANCIAL (NOVA SCOTIA) CO	E	Control
GWL&A FINANCIAL (CANADA) INC	FE	GWL&A FINANCIAL (NOVA SCOTIA) CO	E	Control
GWL&A FINANCIAL (NOVA SCOTIA) CO	FE	PUTNAM ACQUISITION FINANCING INC	E	Control
GWL&A FINANCIAL (NOVA SCOTIA) CO	FE	PUTNAM ACQUISITION FINANCING INC	E	Control
MARSH & MCLENNAN COMPANIES, INC.	DE	PUTNAM INVESTMENTS TRUST	E	Control
MARSH & MCLENNAN COMPANIES, INC.	DE	PUTNAM INVESTMENTS TRUST	E	Control
MARSH & MCLENNAN COMPANIES, INC.	DE	PUTNAM INVESTMENTS TRUST	E	Control
MARSH & MCLENNAN COMPANIES, INC.	DE	PUTNAM INVESTMENTS TRUST	E	Control
MARSH & MCLENNAN COMPANIES, INC.	DE	PUTNAM INVESTMENTS TRUST	E	Control
MARSH & MCLENNAN COMPANIES, INC.	DE	PUTNAM INVESTMENTS TRUST	E	Control
MARSH & MCLENNAN COMPANIES, INC.	DE	PUTNAM INVESTMENTS TRUST	E	Control
MARSH & MCLENNAN COMPANIES, INC.	DE	PUTNAM INVESTMENTS TRUST	E	Control
PUTNAM ACQUISITION FINANCING INC	DE	PUTNAM ACQUISITION FINANCING LLC	E	Control
PUTNAM ACQUISITION FINANCING INC	DE	PUTNAM ACQUISITION FINANCING LLC	E	Control
PUTNAM ACQUISITION FINANCING INC	DE	PUTNAM ACQUISITION FINANCING LLC	E	Control
PUTNAM ACQUISITION FINANCING LLC	DE	PUTNAM U.S. HOLDINGS LLC	E	Control
PUTNAM ACQUISITION FINANCING LLC	DE	PUTNAM U.S. HOLDINGS INC	E	Control
PUTNAM ACQUISITION FINANCING LLC	DE	PUTNAM U.S. HOLDINGS INC	E	Control
PUTNAM INVESTMENT HOLDINGS LLC	DE	PUTNAM CAPITAL LLC	E	Control
PUTNAM INVESTMENT HOLDINGS, LLC	DE	PUTNAM CAPITAL, LLC	E	Control
PUTNAM INVESTMENT HOLDINGS, LLC	DE	PUTNAM CAPITAL, LLC	E	Control
PUTNAM INVESTMENT HOLDINGS, LLC	DE	PUTNAM CAPITAL, LLC	E	Control
PUTNAM INVESTMENT HOLDINGS, LLC	DE	PUTNAM CAPITAL, LLC	E	Control
PUTNAM INVESTMENT HOLDINGS, LLC	DE	PUTNAM CAPITAL, LLC	E	Control
PUTNAM INVESTMENT HOLDINGS, LLC	DE	PUTNAM CAPITAL, LLC	E	Control
PUTNAM INVESTMENT HOLDINGS, LLC	DE	PUTNAM CAPITAL, LLC	E	Control
PUTNAM INVESTMENTS II LP	DE	PUTNAM U.S. HOLDINGS I, LLC	E	Control
PUTNAM INVESTMENTS II LP	DE	PUTNAM INVESTMENTS LLC	E	Control
PUTNAM INVESTMENTS II LP	DE	PUTNAM INVESTMENTS LLC	E	Control
PUTNAM INVESTMENTS LLC	DE	PUTNAM CAPITAL LLC	E	Control
PUTNAM INVESTMENTS LLC	DE	PUTNAM CAPITAL LLC	E	Control
PUTNAM INVESTMENTS TRUST	DE	PUTNAM, LLC	E	Control
PUTNAM INVESTMENTS TRUST	DE	PUTNAM INVESTMENTS, LLC	E	Control
PUTNAM INVESTMENTS TRUST	DE	PUTNAM, LLC	E	Control
PUTNAM INVESTMENTS TRUST	DE	PUTNAM, LLC	E	Control
PUTNAM INVESTMENTS TRUST	DE	PUTNAM, LLC	E	Control
PUTNAM INVESTMENTS TRUST	DE	PUTNAM, LLC	E	Control
PUTNAM INVESTMENTS TRUST	DE	PUTNAM, LLC	E	Control
PUTNAM INVESTMENTS TRUST	DE	PUTNAM, LLC	E	Control
PUTNAM INVESTMENTS, LLC	DE	PUTNAM CAPITAL, LLC	E	Control
PUTNAM INVESTMENTS, LLC	DE	PUTNAM ACQUISITION FINANCING INC.	E	Control
PUTNAM U.S. HOLDINGS I, LLC	DE	PUTNAM INVESTMENT HOLDINGS, LLC	E	Control
PUTNAM U.S. HOLDINGS INC	DE	PUTNAM INVESTMENT TRUST II LP	E	Control
PUTNAM U.S. HOLDINGS INC	DE	PUTNAM INVESTMENT TRUST II LP	E	Control
PUTNAM U.S. HOLDINGS LLC	DE	PUTNAM U.S HOLDINGS II INC.	E	Control
PUTNAM,LLC	DE	PUTNAM INVESTMENT HOLDINGS, LLC	E	Control
PUTNAM,LLC	DE	PUTNAM INVESTMENT HOLDINGS, LLC	E	Control
PUTNAM,LLC	DE	PUTNAM INVESTMENT HOLDINGS, LLC	E	Control
PUTNAM,LLC	DE	PUTNAM INVESTMENT HOLDINGS, LLC	E	Control
PUTNAM,LLC	DE	PUTNAM INVESTMENT HOLDINGS, LLC	E	Control
PUTNAM,LLC	DE	PUTNAM INVESTMENT HOLDINGS, LLC	E	Control
PUTNAM,LLC	DE	PUTNAM INVESTMENT HOLDINGS, LLC	E
THOMAS H. LEE PARTNERS, L.P.	DE	TH LEE, PUTNAM CAPITAL, L.P.	E
THOMAS H. LEE PARTNERS, L.P.	DE	TH LEE, PUTNAM CAPITAL, L.P.	E
THOMAS H. LEE PARTNERS, L.P.	DE	TH LEE, PUTNAM CAPITAL, L.P.	E
THOMAS H. LEE PARTNERS, L.P.	DE	TH LEE, PUTNAM CAPITAL, L.P.	E
THOMAS H. LEE PARTNERS, L.P.	DE	TH LEE, PUTNAM CAPITAL, L.P.	E
THOMAS H. LEE PARTNERS, L.P.	DE	TH LEE, PUTNAM CAPITAL, L.P.	E
THOMAS H. LEE PARTNERS, L.P.	DE	TH LEE, PUTNAM CAPITAL, L.P.	E
THOMAS H. LEE PARTNERS, L.P.	DE	TH LEE, PUTNAM CAPITAL, L.P.	E

Registrations

Federal

Mar 30, 2007 REGISTERED

Notice Filings (1)

Address

ONE POST OFFICE SQUARE
BOSTON, MA 2109
USA

Phone: 617-292-1000