INVESTMENT CONSULTING GROUP LLC
CRD #113323 SEC #801-60337 DENVER, CO 303-382-2880
SEC Registered
Total AUM
$550M
Discretionary
$0
Employees
--
Clients
--
Accounts
480
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRIAN, MCLEAN | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| DEMICHELE, ROBERT, MICHAEL | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| DEMICHELE, ROBERT, MICHAEL | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| ROEDEL, RICHARD, W | I | SENIOR MANAGING DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| ROEDEL, RICHARD, W | I | SENIOR MANAGING DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| ROEDEL, RICHARD, W | I | MEMBER AND BD MANAGER | NA | Control |
| SABRE, JOHN, LEONARD | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| CONSULTING GROUP HOLDINGS LLC | DE | OWNER OF APPLICANT | C | Control |
| CONSULTING GROUP HOLDINGS LLC | DE | MEMBER | C | Control |
| ANDERSON, GREG | I | MANAGING DIRECTOR | B | Control |
| ANDERSON, GREG, DAVID | I | MANAGING DIRECTOR AND BOARD MEMBER | B | Control |
| BOWDEN, ROGER, CRAIG | I | MANAGING DIRECTOR AND BOARD MEMBER | B | Control |
| BOWDEN, ROGER, CRAIG | I | MANAGING DIRECTOR | B | Control |
| DALTON CAPITAL LLC | DE | MEMBER | B | |
| FIRST REPUBLIC BANK | DE | OWNER OF APPLICANT | B | |
| GARCIA, KAREN, LOUISE | I | MANAGING DIRECTOR | B | Control |
| GARCIA, KAREN, LOUISE | I | MANAGING DIRECTOR AND BOARD MEMBER | B | Control |
| HERMITAGE CAPITAL, INC. | FE | MEMBER | B | |
| KLING, CAROLYN, ESTHER | I | MANAGING DIRECTOR AND BOARD MEMBER | B | Control |
| KLING, CAROLYN, ESTHER | I | MANAGING DIRECTOR | B | Control |
| LUSK, PETER, ANTHONY | I | MEMBER | B | |
| ANDERSON, GREG, DAVID | I | MANAGING DIRECTOR, MEMBER, BD MGR, ICP CHAIRMAN | A | Control |
| BOWDEN, ROGER, CRAIG | I | MANAGING DIRECTOR/PRESIDENT, MEMBER, CMPL OFCR | A | Control |
| TAPI LLC | DE | OWNER OF APPLICANT | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHIU, CHONG | I | HERMITAGE CAPITAL, INC. | E | Control |
| SABRE, JOHN, LEONARD | I | DALTON CAPITAL LLC | E | Control |
| LUSK, PETER, ANTHONY | I | CONSULTING GROUP HOLDINGS, LLC | C | Control |
| LUSK, PETER, ANTHONY | I | CONSULTING GROUP HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Notice Filings (18)
AZ CA CO CT DE FL IL MD MI MN MO NJ NY OH PA TN TX VA
Address
1125 17TH STREETSUITE 1400
DENVER, CO 80202
USA
Phone: 303-382-2880