NOMURA FUNDS RESEARCH AND TECHNOLOGIES AMERICA INC.
CRD #113324 SEC #801-60376 NEW YORK, NY (212) 667-1414
SEC Registered Private Funds
Total AUM
$702.1M
Discretionary
$401M
Employees
11
Clients
--
Accounts
11
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARAI, SATOSHI | I | DIRECTOR | NA | Control |
| ARAI, SATOSHI | I | DIRECTOR | NA | Control |
| BERMAN, SETH, IRA | I | CHIEF FINANCIAL OFFICER AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BERMAN, SETH, IRA | I | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER | NA | Control |
| BERMAN, SETH, IRA | I | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER | NA | Control |
| BERMAN, SETH, IRA | I | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER | NA | Control |
| BERMAN, SETH, IRA | I | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER | NA | Control |
| CARRINI, FREDDIE, L | I | VICE PRESIDENT, HEAD OF BUSINESS OPERATIONS | NA | Control |
| CARRINI, FREDDIE, L | I | VICE PRESIDENT, HEAD OF BUSINESS OPERATIONS | NA | Control |
| CARRINI, FREDDIE, L | I | VICE PRESIDENT, HEAD OF BUSINESS OPERATIONS | NA | Control |
| CARRINI, FREDDIE, L | I | VICE PRESIDENT, HEAD OF BUSINESS OPERATIONS | NA | Control |
| CARRINI, FREDDIE, L | I | VICE PRESIDENT, HEAD OF BUSINESS OPERATIONS | NA | Control |
| CARRINI, FREDDIE, L | I | VICE PRESIDENT, HEAD OF BUSINESS OPERATIONS | NA | Control |
| CARRINI, FREDDIE, L | I | VICE PRESIDENT, HEAD OF BUSINESS OPERATIONS | NA | Control |
| CARRINI, FREDDIE, L | I | VICE PRESIDENT, HEAD OF BUSINESS OPERATIONS | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTTON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | COMPLIANCE OFFICER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER AND CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER AND CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER AND CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | Control |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER AND CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER | NA | |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER AND CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER AND CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER AND CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | BOARD MEMBER AND CHIEF LEGAL OFFICER | NA | Control |
| FUJITA, MASAYA | I | CHIEF PRODUCT OFFICER | NA | Control |
| FUJITANI, SHIGEKI | I | PRESIDENT | NA | Control |
| FUJITANI, SHIGEKI | I | PRESIDENT | NA | Control |
| FUJITANI, SHIGEKI | I | PRESIDENT | NA | Control |
| FUJITSU, SHIRO | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUJITSU, SHIRO | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUJITSU, SHIRO | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUJITSU, SHIRO | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUJITSU, SHIRO | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUJITSU, SHIRO | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUKUI, YASUAKI | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUKUI, YASUAKI | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUKUI, YASUAKI | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUKUI, YASUAKI | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUKUI, YASUAKI | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUKUI, YASUAKI | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUKUI, YASUAKI | I | CHAIRMAN OF THE BOARD | NA | Control |
| FUKUI, YASUAKI | I | BOARD MEMBER | NA | Control |
| GOTO, KOICHI | I | DIRECTOR | NA | Control |
| GOTO, KOICHI | I | DIRECTOR | NA | Control |
| IWASAKI, TOSHIHIRO | I | BOARD MEMBER | NA | |
| IWASAKI, TOSHIHIRO | I | BOARD MEMBER | NA | |
| IWASAKI, TOSHIHIRO | I | BOARD MEMBER | NA | |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | |
| KASHIWAGI, YASUO | I | BOARD MEMBER | NA | |
| KASHIWAGI, YASUO | I | BOARD MEMBER | NA | Control |
| KASHIWAGI, YASUO | I | BOARD MEMBER | NA | Control |
| KASHIWAGI, YASUO | I | BOARD MEMBER | NA | |
| KASHIWAGI, YASUO | I | BOARD MEMBER | NA | Control |
| KASHIWAGI, YASUO | I | BOARD MEMBER | NA | Control |
| KAWAHARA, JUNJI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KAWAHARA, JUNJI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KAWAHARA, JUNJI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KAWAHARA, JUNJI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KAWAHARA, JUNJI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KAWAHARA, JUNJI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KUWASHIMA, MASASHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KUWASHIMA, MASASHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KUWASHIMA, MASASHI | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| KUWASHIMA, MASASHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KUWASHIMA, MASASHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KUWASHIMA, MASASHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KUWASHIMA, MASASHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KUWASHIMA, MASASHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KUWASHIMA, MASASHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| KUWASHIMA, MASASHI | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MIKI, YOSHIO | I | BOARD MEMBER | NA | |
| MIKI, YOSHIO | I | BOARD MEMBER | NA | |
| MIKI, YOSHIO | I | BOARD MEMBER | NA | |
| MIKI, YOSHIO | I | BOARD MEMBER | NA | |
| MIKI, YOSHIO | I | BOARD MEMBER | NA | |
| MIKI, YOSHIO | I | BOARD MEMBER | NA | |
| MINAMIDA, HIROKAZU | I | BOARD MEMBER | NA | |
| MINAMIDA, HIROKAZU | I | BOARD MEMBER | NA | |
| MINAMIDA, HIROKAZU | I | BOARD MEMBER | NA | |
| MINAMIDA, HIROKAZU | I | BOARD MEMBER | NA | |
| MINAMIDA, HIROKAZU | I | BOARD MEMBER | NA | |
| MINAMIDA, HIROKAZU | I | BOARD MEMBER | NA | |
| MIZUNO, GOSHIN | I | CHIEF FUND ANALYST | NA | Control |
| MIZUNO, GOSHIN | I | CHIEF FUND ANALYST | NA | Control |
| MIZUNO, GOSHIN | I | CHIEF FUND ANALYST | NA | Control |
| MIZUNO, GOSHIN | I | CHIEF FUND ANALYST | NA | Control |
| MIZUNO, GOSHIN | I | CHIEF FUND ANALYST | NA | Control |
| MIZUNO, GOSHIN | I | CHIEF FUND ANALYST | NA | Control |
| MIZUNO, GOSHIN | I | CHIEF FUND ANALYST | NA | Control |
| MIZUNO, GOSHIN | I | CHIEF FUND ANALYST | NA | Control |
| OURA, YOSHIMITSU | I | BOARD MEMBER | NA | |
| OURA, YOSHIMITSU | I | BOARD MEMBER | NA | |
| OURA, YOSHIMITSU | I | BOARD MEMBER | NA | |
| OURA, YOSHIMITSU | I | BOARD MEMBER | NA | |
| OURA, YOSHIMITSU | I | BOARD MEMBER | NA | |
| SAKAGUCHI, YUSAKU | I | BOARD MEMBER | NA | |
| SAKAGUCHI, YUSAKU | I | BOARD MEMBER | NA | |
| SAKAGUCHI, YUSAKU | I | BOARD MEMBER | NA | |
| SATO, SHINICHIRO | I | CHIEF OPERATING OFFICER | NA | Control |
| SATO, SHINICHIRO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SATO, SHINICHIRO | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| SATO, SHINICHIRO | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| SATO, SHINICHIRO | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| SATO, SHINICHIRO | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | BOARD MEMBER | NA | |
| SCHMUCKLER, JOSEPH, REDMOND | I | BOARD MEMBER | NA | |
| SCHMUCKLER, JOSEPH, REDMOND | I | BOARD MEMBER | NA | |
| SCHMUCKLER, JOSEPH, REDMOND | I | BOARD MEMBER | NA | |
| SCHMUCKLER, JOSEPH, REDMOND | I | BOARD MEMBER | NA | |
| SCHMUCKLER, JOSEPH, REDMOND | I | BOARD MEMBER | NA | |
| SCHMUCKLER, JOSEPH, REDMOND | I | BOARD MEMBER | NA | |
| SCHMUCKLER, JOSEPH, REDMOND | I | BOARD MEMBER | NA | |
| SHIMIZU, MASAHITO | I | BOARD MEMBER | NA | Control |
| SHIMIZU, MASAHITO | I | BOARD MEMBER | NA | Control |
| SHIMIZU, MASAHITO | I | BOARD MEMBER | NA | Control |
| SHIMIZU, MASAHITO | I | BOARD MEMBER | NA | Control |
| SHIMIZU, MASAHITO | I | BOARD MEMBER | NA | Control |
| SHIMIZU, MASAHITO | I | BOARD MEMBER | NA | Control |
| TAKAHASHI, HIDEYUKI | I | BOARD MEMBER | NA | |
| TAKAHASHI, HIDEYUKI | I | BOARD MEMBER | NA | |
| TAKAHASHI, HIDEYUKI | I | BOARD MEMBER | NA | |
| TAKAHASHI, HIDEYUKI | I | BOARD MEMBER | NA | |
| TAKAHASHI, HIDEYUKI | I | BOARD MEMBER | NA | |
| TAKAHASHI, HIDEYUKI | I | BOARD MEMBER | NA | |
| TAKAHASHI, HIDEYUKI | I | BOARD MEMBER | NA | |
| TAKAHASHI, HIDEYUKI | I | BOARD MEMBER | NA | |
| TORII, MINORU | I | BOARD MEMBER | NA | Control |
| TORII, MINORU | I | BOARD MEMBER | NA | Control |
| WARD, JOHN, SCOTT | I | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER | NA | Control |
| WARD, JOHN, SCOTT | I | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER | NA | Control |
| WARD, JOHN, SCOTT | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| WARD, JOHN, SCOTT | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| WARD, JOHN, SCOTT | I | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER | NA | Control |
| WARD, JOHN, SCOTT | I | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER | NA | Control |
| WARD, JOHN, SCOTT | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| WARD, JOHN, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| WARD, JOHN, SCOTT | I | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER | NA | Control |
| WARD, JOHN, SCOTT | I | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER | NA | Control |
| YUGUCHI, KEI | I | DIRECTOR AND CHIEF STRATEGIST | NA | Control |
| YUGUCHI, KEI | I | DIRECTOR AND CHIEF STRATEGIST | NA | Control |
| YUGUCHI, KEI | I | DIRECTOR AND CHIEF STRATEGIST | NA | Control |
| YUGUCHI, KEI | I | DIRECTOR AND CHIEF STRATEGIST | NA | Control |
| YUGUCHI, KEI | I | DIRECTOR AND CHIEF STRATEGIST | NA | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
Registrations
Federal
IA
Jun 29, 2012 REGISTERED
Address
2 WORLD FINANCIAL CENTER, BLDG. BNEW YORK, NY 10281-1198
United States
Phone: (212) 667-1414