BEAR STEARNS ASSET MANAGEMENT INC.
CRD #113359 SEC #801-29862 NEW YORK, NY 212-648-2772
SEC Registered Private Funds
Total AUM
--
Discretionary
--
Employees
7
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 30, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BAUMANN, ROGER, RAYMOND | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BELMONTI, SANDRA | I | DIRECTOR / EXECUTIVE DIRECTOR | NA | Control |
| BELMONTI, SANDRA | I | DIRECTOR / EXECUTIVE DIRECTOR | NA | Control |
| BELMONTI, SANDRA | I | DIRECTOR / EXECUTIVE DIRECTOR | NA | Control |
| BELMONTI, SANDRA | I | DIRECTOR / EXECUTIVE DIRECTOR | NA | Control |
| BELMONTI, SANDRA | I | DIRECTOR / EXECUTIVE DIRECTOR | NA | Control |
| BERELOWITZ, GAVIN | I | DIRECTOR / MANAGING DIRECTOR | NA | Control |
| BERELOWITZ, GAVIN | I | DIRECTOR / MANAGING DIRECTOR | NA | Control |
| BERELOWITZ, GAVIN | I | DIRECTOR / MANAGING DIRECTOR | NA | Control |
| BERELOWITZ, GAVIN | I | DIRECTOR / MANAGING DIRECTOR | NA | Control |
| BERELOWITZ, GAVIN | I | DIRECTOR / MANAGING DIRECTOR | NA | Control |
| BERELOWITZ, GAVIN | I | DIRECTOR / MANAGING DIRECTOR | NA | Control |
| BERELOWITZ, GAVIN | I | DIRECTOR / MANAGING DIRECTOR | NA | Control |
| BERELOWITZ, GAVIN | I | DIRECTOR / MANAGING DIRECTOR | NA | Control |
| BERELOWITZ, GAVIN | I | DIRECTOR / MANAGING DIRECTOR | NA | Control |
| BERELOWITZ, GAVIN | I | DIRECTOR / MANAGING DIRECTOR | NA | Control |
| BERELOWITZ, GAVIN | I | DIRECTOR / MANAGING DIRECTOR / CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| BORNSTEIN, STEPHEN, ALAN | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| CAMPBELL-JAMES, MARK | I | DIRECTOR / CHIEF FINANCIAL OFFICER | NA | |
| CAMPBELL-JAMES, MARK | I | DIRECTOR / CHIEF FINANCIAL OFFICER | NA | |
| CAMPBELL-JAMES, MARK | I | DIRECTOR / CHIEF FINANCIAL OFFICER | NA | |
| CAMPBELL-JAMES, MARK | I | DIRECTOR / CHIEF FINANCIAL OFFICER | NA | |
| CAMPBELL-JAMES, MARK | I | DIRECTOR / CHIEF FINANCIAL OFFICER | NA | |
| DONNELLAN, ANDREW, B | I | CHIEF LEGAL OFFICER, SENIOR MANAGING DIRECTOR | NA | |
| DONNELLAN, ANDREW, B | I | CHIEF LEGAL OFFICER, SENIOR MANAGING DIRECTOR | NA | |
| DONNELLAN, ANDREW, B | I | CHIEF LEGAL OFFICER, SENIOR MANAGING DIRECTOR | NA | |
| DONNELLAN, ANDREW, B | I | CHIEF LEGAL OFFICER, SENIOR MANAGING DIRECTOR | NA | |
| DONNELLAN, ANDREW, B | I | CHIEF LEGAL OFFICER, SENIOR MANAGING DIRECTOR | NA | |
| DONNELLAN, ANDREW, B | I | CHIEF LEGAL OFFICER, SENIOR MANAGING DIRECTOR | NA | |
| FORDYCE, DONALDA, LEE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| FORDYCE, DONALDA, LEE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| FORDYCE, DONALDA, LEE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| FORDYCE, DONALDA, LEE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| FORDYCE, DONALDA, LEE | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| FORDYCE, DONALDA, LEE | I | DIRECTOR, CHIEF OPERATING OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GEISSINGER, JOHN, WESLEY | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GODIN, LAURENCE, SCOTT | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | |
| GODIN, LAURENCE, SCOTT | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | |
| GODIN, LAURENCE, SCOTT | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | |
| GODIN, LAURENCE, SCOTT | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | |
| GODIN, LAURENCE, SCOTT | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | |
| GODIN, LAURENCE, SCOTT | I | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT, SENIOR MANAGING DIRECTOR | NA | |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GOVINDAN, RAJAN | I | DIRECTOR, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GUARASCI, MICHAEL, EDWARD | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| GUARASCI, MICHAEL, EDWARD | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| GUARASCI, MICHAEL, EDWARD | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| GUARASCI, MICHAEL, EDWARD | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| GUARASCI, MICHAEL, ERNEST | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GUARASCI, MICHAEL, ERNEST | I | DIRECTOR, CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GUARASCI, MICHAEL, ERNEST | I | DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| GUARASCI, MICHAEL, ERNEST | I | DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | Control |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| HILDENBRAND, ERIC, KARL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| Headley, Andrew, M | I | DIRECTOR / CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT / MANAGING DIRECTOR | NA | Control |
| KELLER, BARBARA, A | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| KELLER, BARBARA, A | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| KELLER, BARBARA, A | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| KELLER, BARBARA, A | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| KELLER, BARBARA, A | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| KELLER, BARBARA, A | I | SECRETARY, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| KELLER, BARBARA, A | I | SECRETARY, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| KELLER, BARBARA, A | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| KELLER, BARBARA, A | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| KELLER, BARBARA, A | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| KENNEDY, PETER, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR-PRINCIPAL | NA | |
| KENNEDY, PETER, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR-PRINCIPAL | NA | |
| KENNEDY, PETER, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR-PRINCIPAL | NA | |
| KENNEDY, PETER, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR-PRINCIPAL | NA | |
| KENNEDY, PETER, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR-PRINCIPAL | NA | |
| KIRSHENBAUM, ALAN, JAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| KIRSHENBAUM, ALAN, JAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| KIRSHENBAUM, ALAN, JAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| KIRSHENBAUM, ALAN, JAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| KIRSHENBAUM, ALAN, JAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| KIRSHENBAUM, ALAN, JAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| KIRSHENBAUM, ALAN, JAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| KURLAND, MARK, ALLEN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| KURLAND, MARK, ALLEN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| KURLAND, MARK, ALLEN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| KURLAND, MARK, ALLEN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| KURLAND, MARK, ALLEN | I | DIRECTOR, SENIOR MANAGING DIRECTOR | NA | Control |
| LAFER, LAWRENCE, S | I | SECRETARY, COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| LAFER, LAWRENCE, S | I | SECRETARY, COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| LAFER, LAWRENCE, S | I | SECRETARY, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| LAFER, LAWRENCE, S | I | SECRETARY, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| LAFER, LAWRENCE, S | I | SECRETARY, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| LANE, JEFFREY, BRUCE | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| LANE, JEFFREY, BRUCE | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| LANE, JEFFREY, BRUCE | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| LANE, JEFFREY, BRUCE | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| LANE, JEFFREY, BRUCE | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, T. | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, THOMAS | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, THOMAS | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, THOMAS | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, THOMAS | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MADSEN, RICHARD, THOMAS | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| MARIN, RICHARD, ALBERT | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT, SENIOR MANAGING DIRECTOR | NA | Control |
| MCCLELLAN, MEGAN, ANN | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MCCLELLAN, MEGAN, ANN | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MCCLELLAN, MEGAN, ANN | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MCCLELLAN, MEGAN, ANN | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MCCLELLAN, MEGAN, ANN | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MCCLELLAN, MEGAN, ANN | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MCCLELLAN, MEGAN, ANN | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| MCGREW, JENNIFER, ELISABETH | I | DIRECTOR / CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | NA | Control |
| MESSARIS, JOYCE, BARBARA | I | ACTING SECRETARY, ACTING COMPLIANCE OFFICER | NA | Control |
| MESSARIS, JOYCE, BARBARA | I | ACTING SECRETARY, ACTING COMPLIANCE OFFICER | NA | Control |
| MESSARIS, JOYCE, BARBARA | I | ACTING SECRETARY, ACTING COMPLIANCE OFFICER | NA | Control |
| METTELMAN, NINA, D | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| METTELMAN, NINA, D | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| METTELMAN, NINA, D | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| METTELMAN, NINA, D | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| METTELMAN, NINA, D | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| METTELMAN, NINA, D | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| METTELMAN, NINA, D | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| METTELMAN, NINA, D | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| METTELMAN, NINA, DOSTAL | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | NA | |
| MORRISSEY, BRIAN, PAUL | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| MORRISSEY, BRIAN, PAUL | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| MORRISSEY, BRIAN, PAUL | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| MORRISSEY, BRIAN, PAUL | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| MORRISSEY, BRIAN, PAUL | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| O'COMHRAI, RONAN, PADRAIG | I | CHIEF LEGAL OFFICER | NA | |
| O'COMHRAI, RONAN, PADRAIG | I | CHIEF LEGAL OFFICER | NA | |
| O'COMHRAI, RONAN, PADRAIG | I | CHIEF LEGAL OFFICER | NA | |
| O'COMHRAI, RONAN, PADRAIG | I | CHIEF LEGAL OFFICER | NA | |
| O'COMHRAI, RONAN, PADRAIG | I | CHIEF LEGAL OFFICER | NA | |
| O'COMHRAI, RONAN, PADRAIG | I | CHIEF LEGAL OFFICER | NA | |
| O'COMHRAI, RONAN, PADRAIG | I | CHIEF LEGAL OFFICER | NA | |
| Overmeyer, Luke, Daniel Allen | I | SECRETARY | NA | |
| Overmeyer, Luke, Daniel Allen | I | CHIEF LEGAL OFFICER / SECRETARY | NA | |
| QUENTAL, GREGORY, GIL | I | DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| QUENTAL, GREGORY, GIL | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | CHIEF LEGAL OFFICER/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | CHIEF LEGAL OFFICER/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | CHIEF LEGAL OFFICER/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | |
| RICHTER, SCOTT, EDWARD | I | SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| SALA, LOUIS | I | CHIEF OPERATING OFFICER/MANAGING DIRECTOR-PRINCIPAL | NA | Control |
| SALA, LOUIS | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR-PRINCIPAL | NA | Control |
| SALA, LOUIS | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR-PRINCIPAL | NA | Control |
| SCUCCI, MARY, KAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| SCUCCI, MARY, KAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| SCUCCI, MARY, KAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| SCUCCI, MARY, KAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| SCUCCI, MARY, KAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| SCUCCI, MARY, KAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| SCUCCI, MARY, KAY | I | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | NA | Control |
| SPECTOR, WARREN | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN | I | DIRECTOR | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER / EXECUTIVE DIRECTOR | NA | |
| STEINBERG, ROBERT, MEYER | I | DIRECTOR | NA | Control |
| STEINBERG, ROBERT, MEYER | I | DIRECTOR | NA | Control |
| STEINBERG, ROBERT, MEYER | I | DIRECTOR | NA | Control |
| STEINBERG, ROBERT, MEYER | I | DIRECTOR | NA | Control |
| STEINBERG, ROBERT, MEYER | I | DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, M | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| SULLIVAN, CRAIG, MICHAEL | I | DIRECTOR/CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | NA | Control |
| TURVEY, SAMUEL, A | I | CHIEF COMPLIANCE OFFICER, SENIOR MANAGING DIRECTOR | NA | |
| TURVEY, SAMUEL, A | I | CHIEF COMPLIANCE OFFICER, SENIOR MANAGING DIRECTOR | NA | |
| TURVEY, SAMUEL, A | I | CHIEF COMPLIANCE OFFICER, SENIOR MANAGING DIRECTOR | NA | |
| TURVEY, SAMUEL, A | I | CHIEF COMPLIANCE OFFICER, SENIOR MANAGING DIRECTOR | NA | |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR | NA | Control |
| UNREIN, LAWRENCE, MARK | I | DIRECTOR/CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/MANAGING DIRECTOR | NA | Control |
| VICITAL, LISA, TERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| VICITAL, LISA, TERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| VICITAL, LISA, TERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| VICITAL, LISA, TERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| VICITAL, LISA, TERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| WURTH, DOUGLAS, CLARK | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| WURTH, DOUGLAS, CLARK | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| WURTH, DOUGLAS, CLARK | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| WURTH, DOUGLAS, CLARK | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| WURTH, DOUGLAS, CLARK | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| WURTH, DOUGLAS, CLARK | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| WURTH, DOUGLAS, CLARK | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| Withelder, Ronald, J | I | DIRECTOR | NA | |
| Withelder, Ronald, J | I | DIRECTOR | NA | |
| Withelder, Ronald, J | I | DIRECTOR | NA | |
| Withelder, Ronald, J | I | DIRECTOR | NA | |
| Withelder, Ronald, J | I | DIRECTOR | NA | |
| Withelder, Ronald, J | I | DIRECTOR | NA | |
| Withelder, Ronald, J | I | DIRECTOR | NA | |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
| THE BEAR STEARNS COMPANIES LLC | DE | DIRECT PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | JPMORGAN CHASE HOLDINGS LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | JPMORGAN CHASE HOLDINGS LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | JPMORGAN CHASE HOLDINGS LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | JPMORGAN CHASE HOLDINGS LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | JPMORGAN CHASE HOLDINGS LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | JPMORGAN CHASE HOLDINGS LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | JPMORGAN CHASE HOLDINGS LLC | E | Control |
| JPMORGAN CHASE & CO. | DE | JPMORGAN CHASE HOLDINGS LLC | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
| JPMORGAN CHASE HOLDINGS LLC | DE | THE BEAR STEARNS COMPANIES LLC | E | Control |
Registrations
Federal
IA
Sep 30, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
383 MADISON AVENUENEW YORK, NY 10179-0001
United States
Phone: 212-648-2772