LIVINGSTON GROUP ASSET MANAGEMENT COMPANY
Legal name: SOUTHPORT CAPITAL
CRD #113364 SEC #801-60356 CHATTANOOGA, TN 423-265-2700
SEC Registered Disclosures
Total AUM
$824M
Discretionary
$824M
Employees
44
Clients
26
Accounts
2,798
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 3, 2021
- Branch Offices
- 14
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUKE, R., ALTON | I | COO/DIRECTOR | NA | Control |
| DUKE, R., ALTON | I | COO/DIRECTOR | NA | Control |
| DUKE, R., ALTON | I | COO/DIRECTOR | NA | Control |
| DUKE, R., ALTON | I | CEO/DIRECTOR | NA | Control |
| DUKE, R., ALTON | I | CEO/DIRECTOR | NA | Control |
| DUKE, R., ALTON | I | CEO/DIRECTOR | NA | Control |
| DUKE, R., ALTON | I | CEO/DIRECTOR | NA | Control |
| DUKE, R., ALTON | I | CEO/DIRECTOR | NA | Control |
| DUKE, R., ALTON | I | CEO/DIRECTOR | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER / MANAGER | NA | Control |
| GREENE, JENNIFER REBECCA | I | CHIEF COMPLIANCE OFFICER / MANAGER | NA | Control |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ISRAEL, IRIS, CECELIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| KATHLEEN, LLOYD | I | DIRECTOR | NA | |
| KATHLEEN, LLOYD | I | DIRECTOR | NA | |
| KATHLEEN, LLOYD | I | DIRECTOR | NA | |
| KATHLEEN, LLOYD | I | DIRECTOR | NA | |
| KEYES, ALBERT, VINCENT | I | VICE PRESIDENT | NA | Control |
| KEYES, ALBERT, VINCENT | I | VICE PRESIDENT | NA | Control |
| KEYES, ALBERT, VINCENT | I | VICE PRESIDENT | NA | Control |
| KEYES, ALBERT, VINCENT | I | VICE PRESIDENT | NA | Control |
| KEYES, ALBERT, VINCENT | I | VICE PRESIDENT | NA | Control |
| KEYES, ALBERT, VINCENT | I | VICE PRESIDENT | NA | Control |
| KEYES, ALBERT, VINCENT | I | VICE PRESIDENT | NA | Control |
| KEYES, ALBERT, VINCENT | I | VICE PRESIDENT | NA | Control |
| KEYES, ALBERT, VINCENT | I | VICE PRESIDENT | NA | Control |
| LEVESQUE, CONRAD, BRIAN | I | MANAGER | NA | Control |
| LEVESQUE, CONRAD, BRIAN | I | MANAGER | NA | Control |
| LONG, JON, CHRISTOPHER | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JON, CHRISTOPHER | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JON, CHRISTOPHER | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JON, CHRISTOPHER | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JON, CHRISTOPHER | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JON, CHRISTOPHER | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JON, CHRISTOPHER | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| MURRAY, VINCENT, THOMAS | I | DIRECTOR | NA | Control |
| PARKER, JAMES, CLAYTON | I | VICE PRESIDENT | NA | Control |
| PARKER, JAMES, CLAYTON | I | VICE PRESIDENT | NA | Control |
| PARKER, JAMES, CLAYTON | I | VICE PRESIDENT | NA | Control |
| PARKER, JAMES, CLAYTON | I | VICE PRESIDENT | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| PROBASCO, SCOTT, LIVINGSTON | I | CEO/DIRECTOR | NA | Control |
| SEILER, CURTIS, WAGNER | I | MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| SEILER, CURTIS, WAGNER | I | MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| SEILER, CURTIS, WAGNER | I | MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| SEILER, CURTIS, WAGNER | I | MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| SEILER, CURTIS, WAGNER | I | MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| SEILER, CURTIS, WAGNER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SEILER, CURTIS, WAGNER | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SEILER, CURTIS, WAGNER | I | MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| SEILER, CURTIS, WAGNER | I | MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| TOMLIN, DONALD, REID | I | VICE PRESIDENT | NA | Control |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, JAMES, ARTHUR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILSON, JAMES, ARTHUR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILSON, JAMES, ARTHUR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILSON, JAMES, ARTHUR | I | MANAGER | NA | Control |
| WILSON, JAMES, ARTHUR | I | MANAGER | NA | Control |
| WOODS, JAMES, WALLACE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOODS, JAMES, WALLACE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOODS, JAMES, WALLACE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOODS, JAMES, WALLACE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOODS, JOHN, JUSTIN | I | DIRECTOR | NA | |
| WOODS, JOHN, JUSTIN | I | DIRECTOR | NA | |
| HORIZON PRIVATE EQUITY FUND II, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY FUND II, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY FUND II, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY FUND II, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY FUND II, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY FUND II, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY FUND II, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY, III, LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| HORIZON PRIVATE EQUITY,LLC | DE | SHAREHOLDER | E | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | E | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | E | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | E | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | E | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | E | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | E | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | E | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | E | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | E | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | D | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | D | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | D | Control |
| LIVINGSTON COMPANY | DE | SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | PRESIDENT AND SHAREHOLDER | D | Control |
| WOODS, JOHN, JUSTIN | I | SHAREHOLDER - UNDER RECEIVERSHIP | D | Control |
| WOODS, JOHN, JUSTIN | I | SHAREHOLDER | D | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | PRESIDENT, CEO, SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| PARKER, JAMES, CLAYTON | I | SHAREHOLDER | B | Control |
| SEILER, CURTIS, WAGNER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| SEILER, CURTIS, WAGNER | I | PRESIDENT AND COMPLIANCE OFFICER | B | Control |
| SEILER, CURTIS, WAGNER | I | VICE PRESIDENT | B | Control |
| SEILER, CURTIS, WAGNER | I | VICE PRESIDENT | B | Control |
| SEILER, CURTIS, WAGNER | I | PRESIDENT AND COMPLIANCE OFFICER | B | Control |
| SEILER, CURTIS, WAGNER | I | VICE PRESIDENT | B | Control |
| SEILER, CURTIS, WAGNER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| SEILER, CURTIS, WAGNER | I | VICE PRESIDENT | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VP & MANAGER, ATLANTA OFFICE AND SOUTHPORT PARTNERS FUND | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VP & MANAGER, ATLANTA OFFICE AND SOUTHPORT PARTNERS FUND | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VP & MANAGER, ATLANTA OFFICE AND SOUTHPORT PARTNERS FUND | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VP & MANAGER, ATLANTA OFFICE AND SOUTHPORT PARTNERS FUND | B | Control |
| WOODS, JAMES, WALLACE | I | VP & MANAGER, ATLANTA OFFICE AND SOUTHPORT PARTNERS FUND | B | Control |
| WOODS, JAMES, WALLACE | I | VP & MANAGER, ATLANTA OFFICE AND SOUTHPORT PARTNERS FUND | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | VICE PRESIDENT AND MANAGER OF ATLANTA OFFICE | B | Control |
| WOODS, JAMES, WALLACE | I | SENIOR INVESTMENT ADVISOR | B | Control |
| WOODS, JAMES, WALLACE | I | SENIOR INVESTMENT ADVISOR | B | Control |
| MONCRIEF, JIMMY | I | DIRECTOR RESEARCH | A | Control |
| MONCRIEF, JIMMY | I | DIRECTOR RESEARCH | A | Control |
| MONCRIEF, JIMMY | I | DIRECTOR RESEARCH | A | Control |
| MONCRIEF, JIMMY | I | DIRECTOR RESEARCH | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| MOONEY, MICHAEL, JEREMIAH | I | SHAREHOLDER | A | Control |
| PARKER, JAMES, CLAYTON | I | VICE PRESIDENT | A | Control |
| PARKER, JAMES, CLAYTON | I | VICE PRESIDENT | A | Control |
| PARKER, JAMES, CLAYTON | I | VICE PRESIDENT | A | Control |
| PARKER, JAMES, CLAYTON | I | VICE PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND II, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND II, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND II, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND II, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND II, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND II, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND III, LLC | F | Control |
| CONN, WILLIAM, V | I | HORIZON PRIVATE EQUITY FUND II, LLC | F | Control |
| CONN, WILLIAM, B. | I | HORIZON PRIVATE EQUITY, III, LLC | E | Control |
| LLOYD, KATHLEEN | I | HORIZON PRIVATE EQUITY, III, LLC | E | Control |
| LLOYD, KATHLEEN | I | HORIZON PRIVATE EQUITY, III, LLC | E | Control |
| WOODS, JANELLE, B. | I | HORIZON PRIVATE EQUITY, III, LLC | E | Control |
| WOODS, JANELLE, B. | I | HORIZON PRIVATE EQUITY, III, LLC | E | Control |
| WOODS, JANELLE, B. | I | HORIZON PRIVATE EQUITY, III, LLC | E | Control |
| WOODS, JANELLE, B. | I | HORIZON PRIVATE EQUITY, III, LLC | E | Control |
| WOODS, JANELLE, B. | I | HORIZON PRIVATE EQUITY, III, LLC | E | Control |
| WOODS, JANELLE, B. | I | HORIZON PRIVATE EQUITY, III, LLC | E | Control |
| WOODS, JANELLE, B. | I | HORIZON PRIVATE EQUITY, III, LLC | E | Control |
Registrations
Federal
IA
Nov 3, 2021 REGISTERED
Notice Filings (22)
AK AL AZ CA CO FL GA IL IN KY LA MT NC NV NY OH SC TN TX VA WA WI
Address
100 W. MLK BLVD. SUITE 300SUITE 300
CHATTANOOGA, TN 37402-2936
United States
Phone: 423-265-2700