INNOVATIVE INVESTMENT ADVISORY, INC.
CRD #113373 SEC #801-61953 BROOKFIELD, WI 262-432-0430
SEC Registered
Total AUM
$137.2M
Discretionary
$62M
Employees
5
Clients
10
Accounts
318
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 6, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLEVELAND, NANCY, DUNHAM | I | PRESIDENT | D | Control |
| HAUSWIRTH, ROY, LARUE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| CLEVELAND, NANCY, DUNHAM | I | CHIEF OPERATING OFFICER | C | Control |
| HAUSWIRTH, ROY, LARUE | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SWENSON, ERIK, ALAN | I | PRESIDENT | C | Control |
Registrations
Federal
IA
Jan 6, 2005 REGISTERED
Notice Filings (1)
WI
Address
13555 BISHOP'S COURTSUITE 120
BROOKFIELD, WI 53005
USA
Phone: 262-432-0430