HARPER ASSOCIATES, LLC
CRD #113380 SEC #801-63963 HICKSVILLE, NY 516-433-3171
SEC Registered
Total AUM
$39.8M
Discretionary
$39.8M
Employees
1
Clients
--
Accounts
400
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRECO, JAMES, PETER | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GRECO, JAMES, PETER | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GRECO, JAMES, PETER | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GRECO, JAMES, PETER | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GRECO, JAMES, PETER | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GRECO, JAMES, PETER | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| GRECO, JAMES, PETER | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HARPER, MARTIN, W | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HARPER, MARTIN, W | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HARPER, MARTIN, W | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HARPER, MARTIN, W | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| HARPER, MARTIN, W | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 3, 2012 REGISTERED
Notice Filings (2)
NJ NY
Address
120 W. OLD COUNTRY ROADHICKSVILLE, NY 11801-4084
United States
Phone: 516-433-3171