FINANCIAL DESIGN & MANAGEMENT, INC.
CRD #113387 SEC #801-63233 FORT COLLINS, CO 970-490-2033
SEC Registered
Total AUM
$176.1M
Discretionary
$176.1M
Employees
7
Clients
11
Accounts
613
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 26, 2019
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, DONNA, N | I | SECRETARY/TREASURER | NA | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| KORNBLAU, MARK, LEWIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Nov 26, 2019 REGISTERED
Notice Filings (9)
AR AZ CA CO FL NE OH TX WA
Address
4645 ZIEGLER ROADSUITE 220
FORT COLLINS, CO 80528
United States
Phone: 970-490-2033