FINANCIAL CONSULTANTS & ADVISORY CORPORATION
Legal name: CHARTER ADVISORY CORPORATION
CRD #113390 SEC #801-119736 INDIANAPOLIS, IN 317-844-7416
SEC Registered
Total AUM
$366.3M
Discretionary
$309.6M
Employees
14
Clients
10
Accounts
1,002
Firm Details
- Organization Type
- Corporation
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 9
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| YEARWOOD, DAVID, GEORGE | I | VP AND SECRETARY | NA | Control |
| YEARWOOD, DAVID, GEORGE | I | VP AND SECRETARY | NA | Control |
| YEARWOOD, DAVID, GEORGE | I | VP AND SECRETARY | NA | Control |
| YEARWOOD, DAVID, GEORGE | I | VP AND SECRETARY | NA | Control |
| YEARWOOD, DAVID, GEORGE | I | VP AND SECRETARY | NA | Control |
| YEARWOOD, DAVID, GEORGE | I | VP AND SECRETARY | NA | Control |
| YEARWOOD, DAVID, GEORGE | I | VP AND SECRETARY | NA | Control |
| YEARWOOD, DAVID, GEORGE | I | VP AND SECRETARY | NA | Control |
| YEARWOOD, DAVID, GEORGE | I | VP AND SECRETARY | NA | Control |
| YEARWOOD, DAVID, GEORGE | I | VP AND SECRETARY | NA | Control |
| KELLEY, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLEY, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLEY, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLEY, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLEY, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLEY, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLEY, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLEY, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLEY, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLEY, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (11)
CO FL IN KY LA MI MO NC NE OH TX
Address
250 E. 96TH STREETSUITE 200
INDIANAPOLIS, IN 46240
United States
Phone: 317-844-7416