THETFORD INVESTMENT MANAGEMENT, INC.
CRD #113426 SEC #801-28429 RICHMOND, VA 804-782-9338
SEC Registered
Total AUM
$76.9M
Discretionary
$75.4M
Employees
2
Clients
--
Accounts
90
Firm Details
- Organization Type
- Corporation
- State of Formation
- Virginia
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Jun 21, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP (PASSIVE OWNER) | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PATAKI, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| Wreden, James, Derrick | I | CHIEF COMPLIANCE OFFICER/PORTFOLIO MANAGER | NA | |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| THETFORD FINANCIAL SERVICES, INC. | DE | PARENT CORPORATION | E | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | SHAREHOLDER, DIRECTOR | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | SHAREHOLDER, DIRECTOR | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | DIRECTOR, VP | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | SHAREHOLDER, DIRECTOR | D | Control |
| NEAL, CHARLES, HYLTON | I | SHAREHOLDER, DIRECTOR | B | |
| NEAL, CHARLES, HYLTON | I | SHAREHOLDER, DIRECTOR | B | |
| NEAL, CHARLES, HYLTON | I | SHAREHOLDER, DIRECTOR | B | |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | A | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | A | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | A | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | A | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | A | Control |
| NIELSEN, JOHN, SIGURD | I | DIRECTOR, PRESIDENT | A | Control |
| URBAN, RICHARD, ALBERT | I | SHAREHOLDER, TFS | A | |
| URBAN, RICHARD, ALBERT | I | SHAREHOLDER, TFS | A | |
| URBAN, RICHARD, ALBERT | I | SHAREHOLDER, TFS | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
| BLAYLOCK, MICHAEL, BRADLEY | I | THETFORD FINANCIAL SERVICES, INC. | D | Control |
Registrations
Federal
IA
Jun 21, 2019 REGISTERED
Notice Filings (4)
MD NC NY VA
Address
5516 FALMOUTH STREETSUITE 300
RICHMOND, VA 23230-1819
United States
Phone: 804-782-9338