PONDER, RANDALL SCOTT
Legal name: PONDER FINANCIAL GROUP
CRD #113439 SEC #801-68503 HALF MOON BAY, CA 650-726-0850
SEC Registered
Total AUM
$55.4M
Discretionary
$54.4M
Employees
1
Clients
26
Accounts
264
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| POWELL, JEFFERY, DELOY | I | ADVISOR | NA | |
| POWELL, JEFFERY, DELOY | I | ADVISOR | NA | |
| POWELL, JEFFERY, DELOY | I | ADVISOR | NA | |
| PONDER, RANDALL, SCOTT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| PONDER, RANDALL, SCOTT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| PONDER, RANDALL, SCOTT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| PONDER, RANDALL, SCOTT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| PONDER, RANDALL, SCOTT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| PONDER, RANDALL, SCOTT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| PONDER, RANDALL, SCOTT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| PONDER, RANDALL, SCOTT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| PONDER, RANDALL, SCOTT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| PONDER, RANDALL, SCOTT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 15, 2012 REGISTERED
Notice Filings (1)
CA
Address
755 MAIN STREETHALF MOON BAY, CA 94019-1924
United States
Phone: 650-726-0850