ROBECOSAM USA, INC.

CRD #113441 SEC #801-68013 NEW YORK, NY 212-908-0443

SEC Registered Private Funds

Total AUM

$159.7M

Discretionary

$159.7M

Employees

Clients

Accounts

Firm Details

Organization Type: Corporation
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Aug 24, 2016
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BALDINGER, MICHAEL, WERNER	I	DIRECTOR, CEO, HEAD OF CLIENTS & DISTRIBUTION	NA	Control
BINDER, ROMAN, MARTIN	I	DIRECTOR, TREASURER, CEO	NA	Control
BOEREN, LENA, MARIA TEUNTJE	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENA, MARIA TEUNTJE	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENA, MARIA TEUNTJE	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENA, MARIA TEUNTJE	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENA, MARIA TEUNTJE	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENA, MARIA TEUNTJE	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENI, MARIA	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENI, MARIA	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENI, MARIA	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENI, MARIA	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENI, MARIA	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENI, MARIA	I	DIRECTOR, CHAIRPERSON	NA	Control
BOEREN, LENI, MARIA	I	DIRECTOR, CHAIRPERSON	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
BUTTERLY, WILLIAM, GEORGE	I	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY	NA	Control
ENGELI, JACQUES	I	CHIEF COMPLIANCE OFFICER	NA	Control
ENGELI, JACQUES	I	CHIEF COMPLIANCE OFFICER	NA	Control
ENGELI, JACQUES	I	CHIEF COMPLIANCE OFFICER	NA	Control
GORDIJN, STEFAN	I	TREASURER	NA	Control
GORDIJN, STEFAN	I	TREASURER	NA	Control
GORDIJN, STEFAN	I	TREASURER	NA	Control
GORDIJN, STEFAN	I	TREASURER	NA	Control
GORDIJN, STEFAN	I	TREASURER	NA	Control
GORDIJN, STEFAN	I	TREASURER	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOHNSON, NEIL, THOMAS	I	DIRECTOR	NA	Control
JOYE, MARC	I	DIRECTOR AND TREASURER	NA	Control
JOYE, MARC	I	CHIEF COMPLIANCE OFFICER	NA	Control
JOYE, MARC, PAUL	I	DIRECTOR AND TREASURER	NA	Control
JOYE, MARC, PAUL	I	DIRECTOR AND TREASURER	NA	Control
LOCHER, WALTER, NMN	I	DIRECTOR AND TREASURER	NA
RINGGER, RETO	I	DIRECTOR, CHAIRMAN	NA	Control
RINGGER, RETO	I	DIRECTOR, CHAIRMAN	NA	Control
RINGGER, RETO	I	DIRECTOR, CHAIRMAN	NA	Control
RINGGER, RETO, NMN	I	DIRECTOR, CHAIRMAN	NA	Control
RINGGER, RETO, NMN	I	DIRECTOR	NA	Control
SCHWAGER, RETO, NMN	I	DIRECTOR, CHAIRPERSON, CEO	NA	Control
SCHWAGER, RETO, NMN	I	DIRECTOR, CEO	NA	Control
STEENSMA, HUGO	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
STEENSMA, HUGO	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
STEENSMA, HUGO	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
STEENSMA, HUGO	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
STEENSMA, HUGO, NMN	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
STEENSMA, HUGO, NMN	I	MANAGING DIRECTOR	NA	Control
VAN EIJKERN, SANDER	I	DIRECTOR	NA	Control
WILDERS, RUUD	I	TREASURER	NA	Control
WILDERS, RUUD	I	TREASURER	NA	Control
WILDERS, RUUD	I	TREASURER	NA	Control
WILDERS, RUUD	I	TREASURER	NA	Control
WILDERS, RUUD	I	TREASURER	NA	Control
WILDERS, RUUD	I	TREASURER	NA	Control
WILDERS, RUUD, NMN	I	TREASURER	NA	Control
WILDERS, RUUD, NMN	I	TREASURER	NA	Control
ROBECOSAM AG	FE	PARENT COMPANY	E	Control
ROBECOSAM AG	FE	PARENT COMPANY	E	Control
ROBECOSAM AG	FE	PARENT COMPANY	E	Control
ROBECOSAM AG	FE	PARENT COMPANY	E	Control
ROBECOSAM AG	FE	PARENT COMPANY	E	Control
ROBECOSAM AG	FE	PARENT COMPANY	E	Control
ROBECOSAM AG	FE	PARENT COMPANY	E	Control
ROBECOSAM AG	FE	PARENT COMPANY	E	Control
ROBECOSAM AG	FE	PARENT COMPANY	E	Control
SAM GROUP HOLDING AG	FE	PARENT COMPANY	E	Control
SAM GROUP HOLDING AG	FE	PARENT COMPANY	E	Control
SAM GROUP HOLDING AG	FE	PARENT COMPANY	E	Control
SAM GROUP HOLDING AG	FE	PARENT COMPANY	E	Control
SAM GROUP HOLDING AG	FE	PARENT COMPANY	E	Control
SAM GROUP HOLDING AG	FE	PARENT COMPANY	E	Control
SAM GROUP HOLDING AG	FE	PARENT COMPANY	E	Control
SAM GROUP HOLDING AG	FE	PARENT COMPANY	E	Control
SAM GROUP HOLDING AG	FE	PARENT COMPANY	E	Control
SAM GROUP HOLDING AG	FE	PARENT COMPANY	E	Control
SAM SUSTAINABLE ASSET MANAGEMENT AG	FE	PARENT COMPANY	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ORIX CORPORATION	DE	ROBECO GROEP N.V.	E	Control
ORIX CORPORATION	DE	ROBECO GROEP N.V.	E	Control
ORIX CORPORATION	DE	ROBECO GROEP N.V.	E	Control
ORIX CORPORATION	DE	ROBECO GROEP N.V.	E	Control
ORIX CORPORATION	FE	ROBECO GROEP N.V.	E	Control
ORIX CORPORATION	FE	ROBECO GROEP N.V.	E	Control
ORIX CORPORATION	FE	ROBECO GROEP N.V.	E	Control
ORIX CORPORATION	FE	ROBECO GROEP N.V.	E	Control
RABOBANK	FE	ROBECO GROEP NV	E	Control
RABOBANK	FE	ROBECO GROEP NV	E	Control
RABOBANK	FE	ROBECO GROEP NV	E	Control
RABOBANK	FE	ROBECO GROEP NV	E	Control
RABOBANK	FE	ROBECO GROEP NV	E	Control
RABOBANK	FE	ROBECO GROEP NV	E	Control
RABOBANK	FE	ROBECO GROEP NV	E	Control
RABOBANK	FE	ROBECO GROEP NV	E	Control
RABOBANK	FE	ROBECO GROEP NV	E	Control
RABOBANK	FE	ROBECO GROEP NV	E	Control
RABOBANK	FE	ROBECO GROEP NV	E	Control
ROBECO EUROPE HOLDING B.V.	FE	ROBECOSAM AG	E	Control
ROBECO EUROPE HOLDING B.V.	FE	ROBECOSAM AG	E	Control
ROBECO EUROPE HOLDING B.V.	FE	ROBECOSAM AG	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	RIAM BV	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO GROEP NV	FE	ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	SAM GROUP HOLDING AG	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	SAM GROUP HOLDING AG	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	SAM GROUP HOLDING AG	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	SAM GROUP HOLDING AG	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	ROBECOSAM AG	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	ROBECOSAM AG	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	ROBECOSAM AG	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	ROBECOSAM AG	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	ROBECOSAM AG	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	SAM GROUP HOLDING AG	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	SAM GROUP HOLDING AG	E	Control
ROBECO NEWCO B.V.	FE	ROBECOSAM AG	E	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	SAM GROUP HOLDING AG	D	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	SAM GROUP HOLDING AG	D	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	SAM GROUP HOLDING AG	D	Control
ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.	FE	SAM GROUP HOLDING AG	D	Control
RINGGER, RETO, NMN	I	SAM SUSTAINABLE ASSET MANAGEMENT AG	C	Control

Registrations

Federal

Aug 24, 2016 REGISTERED

Notice Filings (4)

CA DE IL NY

Address

909 THIRD AVENUE
32ND FLOOR
NEW YORK, NY 10022
United States

Phone: 212-908-0443