SIGNATURE INVESTMENTS, INC.
CRD #113443 SEC #801-77387 DAYTON, OH 937-890-1988
SEC Registered
Total AUM
$85.3M
Discretionary
$85.3M
Employees
15
Clients
0
Accounts
453
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 17, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEHMAN, HEATH, A | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| LEHMAN, HEATH, A | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| LUKAS, DAVID, ANDREW | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| LUKAS, DAVID, ANDREW | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, SECRETARY | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, SECRETARY | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, SECRETARY | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, SECRETARY | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, GREGORY, LUNAR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| MERRICK, SARA, ANN | I | SECRETARY | NA | |
| WISEMAN, KENNETH, ROBERT | I | SECRETARY, TREASURER | NA | Control |
| WISEMAN, KENNETH, ROBERT | I | SECRETARY, TREASURER | NA | Control |
| WISEMAN, KENNETH, ROBERT | I | SECRETARY, TREASURER | NA | Control |
| TIS HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| TIS HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| TIS HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| TIS HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| TIS HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| TIS HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| TIS HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TIS HOLDINGS, INC. | DE | STOCKHOLDER | E | Control |
| TOWER INVESTMENT SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| TOWER INVESTMENT SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| TOWER INVESTMENT SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| PERSONS, STEVE, JAMES | I | VICE PRESIDENT | C | Control |
| PERSONS, STEVE, JAMES | I | VICE PRESIDENT | C | Control |
| PERSONS, STEVE, JAMES | I | VICE PRESIDENT | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| MERRICK, SARA, ANN | I | S & P BUSINESS TR. | E | Control |
| S & P BUSINESS TR. | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TR. | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TR. | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TR. | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TR. | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TR. | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TR. | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TR. | DE | TOWER INVESTMENT SERVICES, INC. | D | Control |
| S & P BUSINESS TR. | DE | TOWER INVESTMENT SERVICES, INC. | D | Control |
| S & P BUSINESS TR. | DE | TOWER INVESTMENT SERVICES, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | D | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| GREGORY MERRICK ASSET MANAGEMENT CO | DE | TIS HOLDINGS, INC. | C | Control |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | Control |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | Control |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | Control |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | Control |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | Control |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | Control |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | Control |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | Control |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | Control |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | Control |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C | |
| MERRICK, GREGORY, LUNAR | I | GREGORY MERRICK ASSET MANAGEMENT CO | C |
Registrations
Federal
IA
Mar 17, 2014 REGISTERED
Notice Filings (24)
AL AR AZ CA CO FL GA IA ID IN KS MD MI MN MO NC NM NV OH OK PA TX VA WA
Address
6500 POE AVENUESUITE 110
DAYTON, OH 45414-2556
United States
Phone: 937-890-1988