THOMAS WEISEL ASSET MANAGEMENT LLC
CRD #113466 SEC #801-60537 SAN FRANCISCO, CA 415-364-2500
SEC Registered
Total AUM
$175.8M
Discretionary
$175.8M
Employees
6
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 25, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAYLOR, DAVID, ANTHONY | I | DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| BAYLOR, DAVID, ANTHONY | I | CHIEF FINANCIAL OFFICER, MEMBER, BOARD OF MANAGERS | NA | Control |
| BAYLOR, DAVID, ANTHONY | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| BAYLOR, DAVID, ANTHONY | I | DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| BAYLOR, DAVID, ANTHONY | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| BAYLOR, DAVID, ANTHONY | I | CHIEF FINANCIAL OFFICER, MEMBER, BOARD OF MANAGERS | NA | Control |
| BAYLOR, DAVID, ANTHONY | I | GENERAL COUNSEL & SECRETARY | NA | Control |
| BAYLOR, DAVID, ANTHONY | I | DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| BUSHMANN, STEPHEN, JOHN | I | CFO | NA | |
| DERRICK, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| FISHER, MARK, PHILIP | I | CHIEF LEGAL OFFICER | NA | Control |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HELFAND, HOWARD, JACK | I | GENERAL COUNSEL | NA | |
| JACOBS, JOEL, RAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JACOBS, JOEL, RAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JACOBS, JOEL, RAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAZEMBE, RITA, STEPHANIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| KORNGIEBEL, KENNETH, ANDREW | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORDQUIST, CHRISTOPHER, ERIC | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NORDQUIST, CHRISTOPHER, ERIC | I | CHIEF OPERATIONS OFFICER | NA | Control |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| PEREZ, CYNTHIA | I | CHIEF OPERATING OFFICER | NA | |
| RECORD, JAMES, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| RECORD, JAMES, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RECORD, JAMES, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| RECORD, JAMES, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RECORD, JAMES, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| SLIVON, PAUL, CHRISTIAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STANLEY, SHAUGN, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TAM, SHELLY | I | COTROLLER | NA | |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEISEL, THOMAS, WILSON | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| WEST, ROBERT, KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT, KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT, KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC | E | Control |
| STIFEL FINANCIAL CORP | DE | THOMAS WEISEL PARTNERS GROUP INC | E | Control |
Registrations
Federal
IA
Apr 25, 2012 REGISTERED
Notice Filings (3)
CA MA NY
Address
ONE MONTGOMERY STREETSUITE 3700
SAN FRANCISCO, CA 94104
United States
Phone: 415-364-2500