III ASSOCIATES
CRD #113537 SEC #801-60506 BOCA RATON, FL 561-544-4400
SEC Registered Private Funds
Total AUM
$334.7M
Discretionary
$334.7M
Employees
6
Clients
--
Accounts
7
Firm Details
- Organization Type
- Partnership
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALTURAS NO. 2, LLC | DE | MANAGER | NA | Control |
| ALTURAS NO. 2, LLC | DE | MANAGER | NA | Control |
| ALTURAS NO. 2, LLC | DE | MANAGER | NA | Control |
| ANUAR, YELENA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANUAR, YELENA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | NA | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | NA | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | NA | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | NA | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | NA | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | NA | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | NA | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | NA | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | NA | Control |
| CARTY, LARRY, JOSEPH | I | PRESIDENT OF GENERAL PARTNER ENTITIES | NA | Control |
| CARTY, LARRY, JOSEPH | I | PRESIDENT OF GENERAL PARTNER ENTITIES | NA | Control |
| CARTY, LARRY, JOSEPH | I | PRESIDENT OF GENERAL PARTNER ENTITIES | NA | Control |
| CARTY, LARRY, JOSEPH | I | PRESIDENT OF GENERAL PARTNER ENTITIES | NA | Control |
| CARTY, LARRY, JOSEPH | I | PRESIDENT OF GENERAL PARTNER ENTITIES | NA | Control |
| CARTY, LARRY, JOSEPH | I | PRESIDENT OF GENERAL PARTNER ENTITIES | NA | Control |
| CARTY, LARRY, JOSEPH | I | PRESIDENT OF GENERAL PARTNER ENTITIES | NA | Control |
| CHEYENNE, INC. | DE | GENERAL PARTNER | NA | |
| CHEYENNE, INC. | DE | GENERAL PARTNER | NA | |
| CHEYENNE, INC. | DE | GENERAL PARTNER | NA | |
| CHEYENNE, INC. | DE | GENERAL PARTNER | NA | |
| CHEYENNE, INC. | DE | GENERAL PARTNER | NA | |
| CHEYENNE, INC. | DE | GENERAL PARTNER | NA | |
| CHEYENNE, INC. | DE | GENERAL PARTNER | NA | |
| CIESLOWSKI, JOHN, SMITH | I | GENERAL PARTNER | NA | Control |
| CIESLOWSKI, JOHN, SMITH | I | GENERAL PARTNER | NA | Control |
| CIESLOWSKI, JOHN, SMITH | I | GENERAL PARTNER | NA | Control |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MAURONER, DAVID, STANTON | I | CHIEF FINANCIAL OFFICER | NA | |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCCAULEY, WILLIAM, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOBILOU, INC. | DE | GENERAL PARTNER | NA | Control |
| MOBILOU, INC. | DE | GENERAL PARTNER | NA | Control |
| MOBILOU, INC. | DE | GENERAL PARTNER | NA | Control |
| MOBILOU, INC. | DE | GENERAL PARTNER | NA | Control |
| MOBILOU, INC. | DE | GENERAL PARTNER | NA | Control |
| MOBILOU, INC. | DE | GENERAL PARTNER | NA | Control |
| STOLLERY, LLC | DE | GENERAL PARTNER | NA | Control |
| STOLLERY, LLC | DE | GENERAL PARTNER | NA | Control |
| STOLLERY, LLC | DE | GENERAL PARTNER | NA | Control |
| STOLLERY, LLC | DE | GENERAL PARTNER | NA | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | NA | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | NA | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | NA | Control |
| TRADING ASSOCIATES L.P. | DE | GENERAL PARTNER | NA | Control |
| TRADING ASSOCIATES L.P. | DE | GENERAL PARTNER | NA | Control |
| TRADING ASSOCIATES L.P. | DE | GENERAL PARTNER | NA | Control |
| VERDANDI, LLC | DE | GENERAL PARTNER | NA | Control |
| VERDANDI, LLC | DE | GENERAL PARTNER | NA | Control |
| VERDANDI, LLC | DE | GENERAL PARTNER | NA | Control |
| VERDANDI, LLC | DE | GENERAL PARTNER | NA | Control |
| VERDANDI, LLC | DE | GENERAL PARTNER | NA | Control |
| VERDANDI, LLC | DE | GENERAL PARTNER | NA | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | NA | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | NA | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | NA | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | NA | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | NA | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | NA | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | NA | Control |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| WYLER, SCOTT, LAWRENCE | I | CHIEF COMPLIANCE OFFICER; SEC./TREAS. OF GP ENTITIES | NA | |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | C | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | C | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | C | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | C | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | C | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | C | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | C | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | C | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA LLC | DE | GENERAL PARTNER | B | Control |
| DHARMA, INC. | DE | GENERAL PARTNER | B | Control |
| DHARMA, INC. | DE | GENERAL PARTNER | B | Control |
| DHARMA, INC. | DE | GENERAL PARTNER | B | Control |
| DHARMA, INC. | DE | GENERAL PARTNER | B | Control |
| DHARMA, INC. | DE | GENERAL PARTNER | B | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | B | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | B | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | B | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | B | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | B | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | B | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | B | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | B | Control |
| TRADING ASSOCIATES L.P. | DE | GENERAL PARTNER | B | Control |
| TRADING ASSOCIATES L.P. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| VALANCE CO., INC. | DE | GENERAL PARTNER | B | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | B | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | B | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | B | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | B | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | B | Control |
| WALLNER CO., INC. | DE | GENERAL PARTNER | B | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | B | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | B | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | B | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | B | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | B | Control |
| WAVERELY, LLC | DE | GENERAL PARTNER | B | Control |
| ADLEX CORPORATION | DE | GENERAL PARTNER | A | Control |
| ADLEX CORPORATION | DE | GENERAL PARTNER | A | Control |
| ADLEX CORPORATION | DE | GENERAL PARTNER | A | Control |
| ADLEX LLC | DE | GENERAL PARTNER | A | Control |
| ADLEX LLC | DE | GENERAL PARTNER | A | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | A | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | A | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | A | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | A | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | A | Control |
| BRYNFORD, LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS LLC | DE | GENERAL PARTNER | A | Control |
| HELIOS, INC. | DE | GENERAL PARTNER | A | Control |
| HELIOS, INC. | DE | GENERAL PARTNER | A | Control |
| HELIOS, INC. | DE | GENERAL PARTNER | A | Control |
| HELIOS, INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| MARATHON FINANCIAL INC. | DE | GENERAL PARTNER | A | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | A | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | A | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | A | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | A | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | A | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | A | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | A | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | A | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | A | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | A | Control |
| TAYLOR PEPPER, LLC | DE | GENERAL PARTNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CIESLOWSKI, JOHN, SMITH | I | ALTURAS NO. 2, LLC | E | Control |
| CIESLOWSKI, JOHN, SMITH | I | ALTURAS NO. 2, LLC | E | Control |
| CIESLOWSKI, JOHN, SMITH | I | ALTURAS NO. 2, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| COYLE, LESTER, NOEL | I | WAVERELY, LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FEENEY, FRANCIS, DOMINIC | I | BRYNFORD LLC | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| FRIESEN, GARTH | I | ADLEX CORPORATION | E | Control |
| KOSINSKI, JGARY | I | TRADING ASSOCIATES LP | E | Control |
| KOSINSKI, JGARY | I | TRADING ASSOCIATES LP | E | Control |
| KUMAR, DEEP | I | STOLLERY, LLC | E | Control |
| KUMAR, DEEP | I | STOLLERY, LLC | E | Control |
| KUMAR, DEEP | I | STOLLERY, LLC | E | Control |
| KUMAR, DEEP | I | STOLLERY, LLC | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MCCAULEY, WILLIAM, PATRICK | I | HELIOS, INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| MOSLER, WARREN, BRUCE | I | VALANCE CO., INC. | E | Control |
| OLOFSSON, THOMAS, ROLF | I | VERDANDI, LLC | E | Control |
| OLOFSSON, THOMAS, ROLF | I | VERDANDI, LLC | E | Control |
| OLOFSSON, THOMAS, ROLF | I | VERDANDI, LLC | E | Control |
| OLOFSSON, THOMAS, ROLF | I | VERDANDI, LLC | E | Control |
| OLOFSSON, THOMAS, ROLF | I | VERDANDI, LLC | E | Control |
| OLOFSSON, THOMAS, ROLF | I | VERDANDI, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| PRINTZ, ROBERT, ANDREW | I | TAYLOR PEPPER, LLC | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| REGER, MICHAEL, LLOYD | I | MARATHON FINANCIAL, INC. | E | Control |
| SHARMA, SANJIV | I | DHARMA LLC | E | Control |
| SHARMA, SANJIV | I | DHARMA LLC | E | Control |
| SHARMA, SANJIV | I | DHARMA LLC | E | Control |
| SHARMA, SANJIV | I | DHARMA LLC | E | Control |
| SHARMA, SANJIV | I | DHARMA, INC. | E | Control |
| SHARMA, SANJIV | I | DHARMA LLC | E | Control |
| SHARMA, SANJIV | I | DHARMA LLC | E | Control |
| SHARMA, SANJIV | I | DHARMA LLC | E | Control |
| SHARMA, SANJIV | I | DHARMA LLC | E | Control |
| SHARMA, SANJIV | I | DHARMA, INC. | E | Control |
| SHARMA, SANJIV | I | DHARMA LLC | E | Control |
| SHARMA, SANJIV | I | DHARMA, INC. | E | Control |
| SHARMA, SANJIV | I | DHARMA, INC. | E | Control |
| SHARMA, SANJIV | I | DHARMA, INC. | E | Control |
| SHARMA, SANJIV | I | DHARMA LLC | E | Control |
| SHARMA, SANJIV | I | DHARMA LLC | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| VINER, CLIFFORD, GEORGE | I | WALLNER CO., INC. | E | Control |
| WYLER, SCOTT, LAWRENCE | I | MOBILOU, INC. | E | Control |
| WYLER, SCOTT, LAWRENCE | I | MOBILOU, INC. | E | Control |
| WYLER, SCOTT, LAWRENCE | I | MOBILOU, INC. | E | Control |
| WYLER, SCOTT, LAWRENCE | I | MOBILOU, INC. | E | Control |
| WYLER, SCOTT, LAWRENCE | I | MOBILOU, INC. | E | Control |
| WYLER, SCOTT, LAWRENCE | I | MOBILOU, INC. | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
KY
Address
777 YAMATO ROADSUITE 300
BOCA RATON, FL 33431
United States
Phone: 561-544-4400