SWAN & HERRING, LLC
CRD #113540 SEC #801-60439 LAGUNA NIGUEL, CA 949-495-8870
SEC Registered
Total AUM
$45.1M
Discretionary
$45.1M
Employees
5
Clients
--
Accounts
2
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2004 | $63.5M | $63.5M | $0 | 5 | -- |
| Mar 2002 | $45.1M | $45.1M | $0 | 5 | -- |
| Jul 2001 | $0 | $0 | $0 | 5 | -- |
DateMar 2004
Total AUM$63.5M
Discretionary$63.5M
Non-Disc.$0
Employees5
Clients--
DateMar 2002
Total AUM$45.1M
Discretionary$45.1M
Non-Disc.$0
Employees5
Clients--
DateJul 2001
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--