NORTHERN OAK CAPITAL MANAGEMENT, LLC
CRD #113573 SEC #801-60380 MILWAUKEE, WI 414-278-0590
SEC Registered
Total AUM
$383.7M
Discretionary
$377.5M
Employees
10
Clients
--
Accounts
474
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 21, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECKER, DAVID | I | MANAGING DIRECTOR | NA | |
| BRIGMAN, JEFFREY, J | I | MANAGING DIRECTOR AND SECRETARY | NA | Control |
| HAKER, WILLIAM, ANDREW | I | CHAIRMAN | NA | Control |
| SEGERDAHL, JOHAN, CARL RAGNAR | I | CHIEF OPERATING OFFICER | NA | Control |
| WICKMAN, THOMAS, JOHN | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| ZELLMER, MARK, ROBERT | I | PRESIDENT | NA | Control |
| HAKER ZELLMER INVESTMENT MANAGEMENT INC | DE | MEMBER | D | Control |
| WUESTHOFF WICKMAN, INC. | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| IRON BLOCK HOLDINGS, LLC | DE | HAKER ZELLMER INVESTMENT MANAGEMENT, INC. | E | Control |
| SEGERDAHL, JOHAN, CARL RAGNAR | I | IRON BLOCK HOLDINGS, LLC | E | Control |
| WICKMAN, THOMAS, JOHN | I | WUESTHOFF WICKMAN, INC. | D | Control |
| BRIGMAN, JEFFREY, J | I | WUESTHOFF WICKMAN, INC. | C | Control |
Registrations
Federal
IA
Jun 21, 2001 REGISTERED
Notice Filings (4)
AZ FL IL WI
Address
250 EAST WISCONSIN AVENUEMILWAUKEE, WI 53202
USA
Phone: 414-278-0590