RIA Intelligence

AXA INVESTMENT MANAGERS US INC

CRD #113608 SEC #801-60374 STAMFORD, CT 203-983-4200
SEC Registered Private Funds
Total AUM
$76.7B
Discretionary
$75.5B
Employees
172
Clients
--
Accounts
210

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 23, 2025
Branch Offices
5
LEI
F0MIWIFRU0RT2UJ3VE57

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ARONA, MARCELLOICHIEF FINANCIAL OFFICERNA Control
ARONA, MARCELLOICHIEF FINANCIAL OFFICERNA Control
ARONA, MARCELLOICHIEF FINANCIAL OFFICERNA Control
ARONA, MARCELLOICHIEF FINANCIAL OFFICERNA Control
ARONA, MARCELLOICHIEF FINANCIAL OFFICERNA Control
ARONA, MARCELLOICHIEF FINANCIAL OFFICERNA Control
ARONA, MARCELLOIDIRECTORNA Control
ARONA, MARCELLO, (NO MIDDLE NAME)ICHIEF FINANCIAL OFFICERNA Control
ARONA, MARCELLO, (NO MIDDLE NAME)ICHIEF FINANCIAL OFFICERNA Control
ARONA, MARCELLO, (NO MIDDLE NAME)ICHIEF FINANCIAL OFFICERNA Control
ATTERBURY, DAVIDICHIEF OPERATING OFFICERNA
ATTERBURY, DAVIDICHIEF OPERATING OFFICERNA
ATTERBURY, DAVIDICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVIDICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVIDICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVID, PAULICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVID, PAULICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVID, PAULICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVID, PAULICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVID, PAULICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVID, PAULICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVID, PAULICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVID, PAULICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVID, PAULICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVID, PAULICHIEF OPERATING OFFICERNA Control
ATTERBURY, DAVID, PAULICHIEF OPERATING OFFICERNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BEZAULT, FLORIANIHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICASNA Control
BOULLEFORT-FULCONIS, NATHALIEIDIRECTORNA Control
BOULLEFORT-FULCONIS, NATHALIEIDIRECTORNA Control
BOULLEFORT-FULCONIS, NATHALIEIDIRECTORNA Control
BROWN, JOHN, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA
BROWN, JOHN, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA
BROWN, JOHN, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA
BROWN, JOHN, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA
BROWN, JOHN, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA
BROWN, JOHN, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA
BROWN, JOHN, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA
Brown, ChrisICHIEF COMPLIANCE OFFICERNA
CARREL-BILLIARD, DOMINIQUEICHAIRMAN AND DIRECTORNA Control
CARREL-BILLIARD, DOMINIQUEICHAIRMAN AND DIRECTORNA Control
CARREL-BILLIARD, DOMINIQUEICHAIRMAN AND DIRECTORNA Control
CARREL-BILLIARD, DOMINIQUEICHAIRMAN AND DIRECTORNA Control
CARREL-BILLIARD, DOMINIQUEICHAIRMAN AND DIRECTORNA Control
CARREL-BILLIARD, DOMINIQUEICHAIRMAN AND DIRECTORNA Control
CARREL-BILLIARD, DOMINIQUEICHAIRMAN AND DIRECTORNA Control
CARREL-BILLIARD, DOMINIQUEICHAIRMAN AND DIRECTORNA Control
CARREL-BILLIARD, DOMINIQUEICHAIRMAN AND DIRECTORNA Control
CLAMAGIRAND, LAURENT, CHRISTIANIDIRECTORNA Control
CLARK, ROBIN, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
CLARK, ROBIN, DOUGLASIALTERNATE DIRECTOR TO R KYPRIANOUNA Control
CLARK, ROBIN, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
CLARK, ROBIN, DOUGLASIALTERNATE DIRECTOR TO R KYPRIANOUNA Control
CLARK, ROBIN, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
CLARK, ROBIN, DOUGLASIALTERNATE DIRECTOR TO R KYPRIANOUNA Control
CLARK, ROBIN, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
CLARK, ROBIN, DOUGLASIALTERNATE DIRECTOR TO R KYPRIANOUNA Control
COQUEMA, CHRISTOPHEIDIRECTORNA Control
COQUEMA, CHRISTOPHEIDIRECTORNA Control
COQUEMA, CHRISTOPHEIDIRECTORNA Control
COQUEMA, CHRISTOPHEIDIRECTORNA Control
DE COLOMBE, GODEFROYIDIRECTORNA Control
DE COLOMBE, GODEFROYIDIRECTOR / INTERIM HEAD OF AXA IM INCNA Control
DE COLOMBE, GODEFROYIDIRECTOR / INTERIM HEAD OF AXA IM INCNA Control
DE COLOMBE, GODEFROYIDIRECTOR / INTERIM HEAD OF AXA IM INCNA Control
DE COLOMBE, GODEFROYIDIRECTOR / INTERIM HEAD OF AXA IM INCNA Control
DE COLOMBE, GODEFROYIDIRECTOR / INTERIM HEAD OF AXA IM INCNA Control
DE MICCO, DOMENICO, NATALINOICHIEF OPERATING OFFICERNA Control
DE MICCO, DOMENICO, NATALINOICHIEF OPERATING OFFICERNA Control
DECOUX, MICHEL, HENRIIUS CHIEF RISK OFFICERNA Control
DECOUX, MICHEL, HENRIIUS CHIEF RISK OFFICERNA Control
DECOUX, MICHEL, HENRIIUS CHIEF RISK OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DECOUX, MICHEL, HENRIICHIEF COMPLIANCE OFFICERNA Control
DIPIPPO, JOHN, LOUISIHEAD OF IT PROXIMITY SERVICES -- USANA Control
DIPIPPO, JOHN, LOUISIHEAD OF IT PROXIMITY SERVICES -- USANA Control
DIPIPPO, JOHN, LOUISIHEAD OF IT PROXIMITY SERVICES -- USANA Control
DIPIPPO, JOHN, LOUISIHEAD OF IT PROXIMITY SERVICES -- USANA Control
DIPIPPO, JOHN, LOUISIHEAD OF IT PROXIMITY SERVICES -- USANA Control
DIPIPPO, JOHN, LOUISIHEAD OF IT PROXIMITY SERVICES -- USANA Control
DIPIPPO, JOHN, LOUISIHEAD OF IT PROXIMITY SERVICES -- USANA Control
DOLAN, KEVIN CLAUDEIDIRECTORNA Control
DOLAN, KEVIN CLAUDEIDIRECTORNA Control
FALLON-WALSH, BARBARA, ANNEIDIRECTORNA Control
FALLON-WALSH, BARBARA, ANNEIDIRECTORNA Control
FEUERHERM, FREDERICK, PAULIVICE PRESIDENTNA Control
FEUERHERM, FREDERICK, PAULIVICE PRESIDENTNA Control
FEUERHERM, FREDERICK, PAULIVICE PRESIDENTNA Control
FEUERHERM, FREDERICK, PAULIVICE PRESIDENTNA Control
FEUERHERM, FREDERICK, PAULIVICE PRESIDENTNA Control
FEUERHERM, FREDERICK, PAULIVICE PRESIDENTNA Control
FOURGOUX, DAVIDICHIEF OPERATING OFFICERNA Control
FOURGOUX, DAVIDICHIEF OPERATING OFFICERNA Control
FOURGOUX, DAVIDICHIEF OPERATING OFFICERNA Control
FOURGOUX, DAVIDICHIEF OPERATING OFFICERNA Control
FOURGOUX, DAVIDIHEAD OF US BUY & MAINTAIN; HEAD OF US IG INSURANCE INVESTMENTSNA Control
FOURGOUX, DAVIDIHEAD OF US BUY & MAINTAIN; HEAD OF US IG INSURANCE INVESTMENTSNA Control
FOURGOUX, DAVIDIHEAD OF US BUY & MAINTAIN; HEAD OF US IG INSURANCE INVESTMENTSNA Control
FOURGOUX, DAVIDIHEAD OF US BUY & MAINTAIN; HEAD OF US IG INSURANCE INVESTMENTSNA Control
FOURGOUX, DAVIDIHEAD OF US BUY & MAINTAIN; HEAD OF US IG INSURANCE INVESTMENTSNA Control
FOURGOUX, DAVIDIHEAD OF US BUY & MAINTAIN; HEAD OF US IG INSURANCE INVESTMENTSNA Control
FOURGOUX, DAVIDIHEAD OF US BUY & MAINTAIN; HEAD OF US IG INSURANCE INVESTMENTSNA Control
FRIETSCH, JURGENICHIEF OPERATING OFFICERNA Control
GRAHAM, MICHAEL, PAULIHEAD OF US HIGH YIELDNA Control
GRAHAM, MICHAEL, PAULIHEAD OF US HIGH YIELDNA Control
GRAHAM, MICHAEL, PAULIHEAD OF US HIGH YIELDNA Control
GRAHAM, MICHAEL, PAULIHEAD OF US HIGH YIELDNA Control
GRAHAM, MICHAEL, PAULIHEAD OF US HIGH YIELDNA Control
GRAHAM, MICHAEL, PAULIHEAD OF US HIGH YIELDNA Control
GRAHAM, MICHAEL, PAULIHEAD OF US HIGH YIELDNA Control
HARLIN, GERALDICHAIRMAN AND DIRECTORNA Control
HEALY, DOUGLAS, TAYLORIVICE PRESIDENTNA Control
HEALY, DOUGLAS, TAYLORIVICE PRESIDENTNA Control
HEALY, DOUGLAS, TAYLORIVICE PRESIDENTNA Control
HEALY, DOUGLAS, TAYLORIVICE PRESIDENTNA Control
HELD, DAVID, ISAACICHIEF COMPLIANCE OFFICERNA
HELD, DAVID, ISAACICHIEF COMPLIANCE OFFICERNA
HELD, DAVID, ISAACICHIEF COMPLIANCE OFFICERNA
HELD, DAVID, ISAACICHIEF COMPLIANCE OFFICERNA
HELD, DAVID, ISAACICHIEF COMPLIANCE OFFICERNA
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KIM, SAMUEL, SUNG HANICHIEF LEGAL OFFICERNA Control
KYPRIANOU, ROBERTIDIRECTOR AND PRESIDENTNA Control
KYPRIANOU, ROBERTIDIRECTORNA Control
KYPRIANOU, ROBERTIDIRECTORNA Control
KYPRIANOU, ROBERTIDIRECTOR AND PRESIDENTNA Control
KYPRIANOU, ROBERTIDIRECTOR AND PRESIDENTNA Control
KYPRIANOU, ROBERTIDIRECTOR AND PRESIDENTNA Control
KYPRIANOU, ROBERTIDIRECTORNA Control
LE SERVIGET, YANNICKIHEAD OF US STRUCTURED FINANCE; GLOBAL HEAD OF LEVERAGED LOANS & PRIVATE DEBTNA Control
LE SERVIGET, YANNICKIHEAD OF US STRUCTURED FINANCE; GLOBAL HEAD OF LEVERAGED LOANS & PRIVATE DEBTNA Control
LE SERVIGET, YANNICKIHEAD OF US STRUCTURED FINANCE; GLOBAL HEAD OF LEVERAGED LOANS & PRIVATE DEBTNA Control
LE SERVIGET, YANNICKIHEAD OF US STRUCTURED FINANCE; GLOBAL HEAD OF LEVERAGED LOANS & PRIVATE DEBTNA Control
LE SERVIGET, YANNICKIHEAD OF US STRUCTURED FINANCE; GLOBAL HEAD OF LEVERAGED LOANS & PRIVATE DEBTNA Control
LE SERVIGET, YANNICKIHEAD OF US STRUCTURED FINANCE; GLOBAL HEAD OF LEVERAGED LOANS & PRIVATE DEBTNA Control
LE SERVIGET, YANNICKIHEAD OF US STRUCTURED FINANCE; GLOBAL HEAD OF LEVERAGED LOANS & PRIVATE DEBTNA Control
LINNEEN, FRANK, STEVENIHEAD OF US COMMERCIAL REAL ESTATE DEBTNA Control
LINNEEN, FRANK, STEVENIHEAD OF US COMMERCIAL REAL ESTATE DEBTNA Control
LINNEEN, FRANK, STEVENIHEAD OF US COMMERCIAL REAL ESTATE DEBTNA Control
LINNEEN, FRANK, STEVENIHEAD OF US COMMERCIAL REAL ESTATE DEBTNA Control
LINNEEN, FRANK, STEVENIHEAD OF US COMMERCIAL REAL ESTATE DEBTNA Control
LINNEEN, FRANK, STEVENIHEAD OF US COMMERCIAL REAL ESTATE DEBTNA Control
LINNEEN, FRANK, STEVENIHEAD OF US COMMERCIAL REAL ESTATE DEBTNA Control
LOMBARDI, CARYN, LOUISEIDIRECTOR, FINANCE & OPERATIONS, US EQUITY, REAL ASSETSNA Control
LOMBARDI, CARYN, LOUISEIDIRECTOR, FINANCE & OPERATIONS, US EQUITY, REAL ASSETSNA Control
LOMBARDI, CARYN, LOUISEIDIRECTOR, FINANCE & OPERATIONS, US EQUITY, REAL ASSETSNA Control
LOMBARDI, CARYN, LOUISEIDIRECTOR, FINANCE & OPERATIONS, US EQUITY, REAL ASSETSNA Control
LOMBARDI, CARYN, LOUISEIDIRECTOR, FINANCE & OPERATIONS, US EQUITY, REAL ASSETSNA Control
LOMBARDI, CARYN, LOUISEIDIRECTOR, FINANCE & OPERATIONS, US EQUITY, REAL ASSETSNA Control
LOMBARDI, CARYN, LOUISEIDIRECTOR, FINANCE & OPERATIONS, US EQUITY, REAL ASSETSNA Control
LYMAN, EDWARD, HARVEYIDIRECTORNA Control
LYMAN, EDWARD, HARVEYIDIRECTORNA Control
LYMAN, EDWARD, HARVEYIDIRECTORNA Control
LYMAN, EDWARD, HARVEYIDIRECTORNA Control
LYMAN, EDWARD, HARVEYIDIRECTORNA Control
LYMAN, EDWARD, HARVEYIDIRECTORNA Control
MCCARTHY, STEPHEN, DAVISIHEAD OF NORTH AMERICA REAL ASSETSNA Control
MCCARTHY, STEPHEN, DAVISIHEAD OF NORTH AMERICA REAL ASSETSNA Control
MCCARTHY, STEPHEN, DAVISIHEAD OF NORTH AMERICA REAL ASSETSNA Control
MCCARTHY, STEPHEN, DAVISIHEAD OF NORTH AMERICA REAL ASSETSNA Control
MCCARTHY, STEPHEN, DAVISIHEAD OF NORTH AMERICA REAL ASSETSNA Control
MCCARTHY, STEPHEN, DAVISIHEAD OF NORTH AMERICA REAL ASSETSNA Control
MCCARTHY, STEPHEN, DAVISIHEAD OF NORTH AMERICA REAL ASSETSNA Control
MOREAU, NICOLASIDIRECTOR AND CHAIRMANNA Control
MOREAU, NICOLASIDIRECTORNA Control
MOREAU, NICOLASIDIRECTORNA Control
MOREAU, NICOLASIDIRECTORNA Control
MOREAU, NICOLASIDIRECTORNA Control
MOREAU, NICOLASIDIRECTOR AND CHAIRMANNA Control
MOREAU, NICOLASIDIRECTOR AND CHAIRMANNA Control
MOREAU, NICOLASIDIRECTOR AND CHAIRMANNA Control
MOREAU, NICOLASIDIRECTORNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
Menioux, Jean-ChristopheIDIRECTOR / CHAIRMANNA Control
ORELETSKYI, MARIANNAIINTERIM CHIEF FINANCIAL OFFICERNA
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PATERSON, JENNIFER, ROSALINDIDIRECTORNA Control
PAULEY, TRAVIS, MARTINICHIEF COMPLIANCE OFFICERNA Control
PAULEY, TRAVIS, MARTINICHIEF COMPLIANCE OFFICERNA Control
PAULEY, TRAVIS, MARTINICHIEF COMPLIANCE OFFICERNA Control
PAULEY, TRAVIS, MARTINICHIEF COMPLIANCE OFFICERNA Control
PAULEY, TRAVIS, MARTINICHIEF COMPLIANCE OFFICERNA Control
PAULEY, TRAVIS, MARTINICHIEF COMPLIANCE OFFICERNA Control
PAULEY, TRAVIS, MARTINIREGIONAL HEAD OF COMPLIANCENA Control
PAULEY, TRAVIS, MARTINIREGIONAL HEAD OF COMPLIANCENA Control
PAULEY, TRAVIS, MARTINIREGIONAL HEAD OF COMPLIANCENA Control
PAULEY, TRAVIS, MARTINIREGIONAL HEAD OF COMPLIANCENA Control
PINTO, JOSEPHIDIRECTORNA Control
PINTO, JOSEPHIDIRECTORNA Control
PINTO, JOSEPHIDIRECTORNA Control
PINTO, JOSEPHIDIRECTORNA Control
PINTO, JOSEPHIDIRECTORNA Control
PINTO, JOSEPHIDIRECTORNA Control
PINTO, JOSEPH, GILOUIDIRECTORNA Control
PINTO, JOSEPH, GILOUIDIRECTORNA Control
PRESTON, ROBERT, SHEFFEYIDIRECTORNA Control
PRESTON, ROBERT, SHEFFEYIDIRECTORNA Control
PRUNET, STEPHANE, FRANCOISIDIRECTORNA Control
PRUNET, STEPHANE, FRANCOISIDIRECTORNA Control
PRUNET, STEPHANE, FRANCOISIDIRECTORNA Control
PRUNET, STEPHANE, FRANCOISIDIRECTORNA Control
PRUNET, STEPHANE, FRANCOISIDIRECTORNA Control
Pradal, BrunoICHIEF TECHNOLOGY OFFICER & HEAD OF US, EQUITY QINA Control
Pradal, BrunoICHIEF TECHNOLOGY OFFICER & HEAD OF US, EQUITY QINA Control
Pradal, BrunoICHIEF TECHNOLOGY OFFICER & HEAD OF US, EQUITY QINA Control
Pradal, BrunoICHIEF TECHNOLOGY OFFICER & HEAD OF US, EQUITY QINA Control
Pradal, BrunoICHIEF TECHNOLOGY OFFICER & HEAD OF US, EQUITY QINA Control
Pradal, BrunoICHIEF TECHNOLOGY OFFICER & HEAD OF US, EQUITY QINA Control
Pradal, BrunoICHIEF TECHNOLOGY OFFICER & HEAD OF US, EQUITY QINA Control
RIPERT, GAUTIERICHIEF OPERATING OFFICERNA Control
RIPERT, GAUTIERICHIEF OPERATING OFFICERNA Control
RIPERT, GAUTIERICHIEF OPERATING OFFICERNA Control
RIPERT, GAUTIERICHIEF OPERATING OFFICERNA Control
RIPERT, GAUTIERICHIEF OPERATING OFFICERNA Control
ROSSI, ANDREAICHAIRMAN AND DIRECTORNA Control
ROSSI, ANDREAICHAIRMAN AND DIRECTORNA Control
ROSSI, ANDREAICHAIRMAN AND DIRECTORNA Control
ROSSI, ANDREAICHAIRMAN AND DIRECTORNA Control
ROSSI, ANDREAICHAIRMAN AND DIRECTORNA Control
ROSSI, ANDREAICHAIRMAN AND DIRECTORNA Control
ROSSI, PAOLO, ANDREAICHAIRMAN AND DIRECTORNA Control
ROSSI, PAOLO, ANDREAICHAIRMAN AND DIRECTORNA Control
SHERRIFF, BARBORAIHR BUSINESS PARTNER FOR AMERICANA Control
SHERRIFF, BARBORAIHR BUSINESS PARTNER FOR AMERICANA Control
SHERRIFF, BARBORAIHR BUSINESS PARTNER FOR AMERICANA Control
SHERRIFF, BARBORAIHR BUSINESS PARTNER FOR AMERICANA Control
SHERRIFF, BARBORAIHR BUSINESS PARTNER FOR AMERICANA Control
SHERRIFF, BARBORAIHR BUSINESS PARTNER FOR AMERICANA Control
SHERRIFF, BARBORAIHR BUSINESS PARTNER FOR AMERICANA Control
SMITH, DAVID, LAWRENCEIHEAD OF US TRADING; GLOBAL HEAD OF TRADING & ADMINISTRATIVE OFFICER, EQUITY QINA Control
SMITH, DAVID, LAWRENCEIHEAD OF US TRADING; GLOBAL HEAD OF TRADING & ADMINISTRATIVE OFFICER, EQUITY QINA Control
SMITH, DAVID, LAWRENCEIHEAD OF US TRADING; GLOBAL HEAD OF TRADING & ADMINISTRATIVE OFFICER, EQUITY QINA Control
SMITH, DAVID, LAWRENCEIHEAD OF US TRADING; GLOBAL HEAD OF TRADING & ADMINISTRATIVE OFFICER, EQUITY QINA Control
SMITH, DAVID, LAWRENCEIHEAD OF US TRADING; GLOBAL HEAD OF TRADING & ADMINISTRATIVE OFFICER, EQUITY QINA Control
SMITH, DAVID, LAWRENCEIHEAD OF US TRADING; GLOBAL HEAD OF TRADING & ADMINISTRATIVE OFFICER, EQUITY QINA Control
SMITH, DAVID, LAWRENCEIHEAD OF US TRADING; GLOBAL HEAD OF TRADING & ADMINISTRATIVE OFFICER, EQUITY QINA Control
STRASSER, HANNAH, HARDERTIVICE PRESIDENTNA Control
STRASSER, HANNAH, HARDERTIVICE PRESIDENTNA Control
STRASSER, HANNAH, HARDERTIVICE PRESIDENTNA Control
STRASSER, HANNAH, HARDERTIVICE PRESIDENTNA Control
STRASSER, HANNAH, HARDERTIVICE PRESIDENTNA Control
STRASSER, HANNAH, HARDERTIVICE PRESIDENTNA Control
STRASSER, HANNAH, HARDERTIVICE PRESIDENTNA Control
STRASSER, HANNAH, HARDERTIVICE PRESIDENTNA Control
STRASSER, HANNAH, HARDERTIVICE PRESIDENTNA Control
THOMIN, XAVIERICHIEF EXECUTIVE OFFICERNA Control
THOMIN, XAVIERICHIEF EXECUTIVE OFFICERNA Control
THOMIN, XAVIERICHIEF EXECUTIVE OFFICERNA Control
THOMIN, XAVIERICHIEF EXECUTIVE OFFICERNA Control
THOMIN, XAVIERICHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICERNA Control
THOMIN, XAVIERICHIEF EXECUTIVE OFFICERNA Control
THOMIN, XAVIERICHIEF EXECUTIVE OFFICERNA Control
VERCOUSTRE, EMMANUEL, MARIE JACQUESIDIRECTORNA Control
VERCOUSTRE, EMMANUEL, MARIE JACQUESIDIRECTORNA Control
VERCOUSTRE, EMMANUEL, MARIE JACQUESIDIRECTORNA Control
VERCOUSTRE, EMMANUEL, MARIE JACQUESIDIRECTORNA Control
YORK, DAVID, ANTHONYICHIEF COMPLIANCE OFFICERNA Control
YORK, DAVID, ANTHONYICHIEF COMPLIANCE OFFICERNA Control
ZEMEK, MARGARET, THEODORAIDIRECTORNA Control
ZEMEK, MARGARET, THEODORAIDIRECTORNA Control
ZEMEK, MARGARET, THEODORAIDIRECTORNA Control
ZEMEK, MARGARET, THEODORAIDIRECTORNA Control
ZEMEK, MARGARET, THEODORAIDIRECTORNA Control
ZEMEK, MARGARET, THEODORAIDIRECTORNA Control
ZEMEK, MARGARET, THEODORAIDIRECTORNA Control
AXA IM HOLDING US INCDESHAREHOLDERE Control
AXA IM HOLDING US INCDESHAREHOLDERE Control
AXA IM HOLDING US INCDESHAREHOLDERE Control
AXA IM HOLDING US INCDESHAREHOLDERE Control
AXA IM HOLDING US INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM ROSE INCDESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING INC.DESHAREHOLDERE Control
AXA IM US GROUP HOLDING LLCDESHAREHOLDERE Control
AXA INVESTMENT MANAGERS SAFEPARENTE Control
AXA INVESTMENT MANAGERS SAFEPARENTE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
AXA IM HOLDING US INCDEAXA IM ROSE INCE Control
AXA IM HOLDING US INCDEAXA IM ROSE INCE Control
AXA IM HOLDING US INCDEAXA IM ROSE INCE Control
AXA IM HOLDING US INCDEAXA IM ROSE INCE Control
AXA IM HOLDING US INCDEAXA IM ROSE INCE Control
AXA IM HOLDING US INCDEAXA IM ROSE INCE Control
AXA IM HOLDING US INCDEAXA IM ROSE INCE Control
AXA IM HOLDING US INCDEAXA IM ROSE INCE Control
AXA IM HOLDING US INCDEAXA IM ROSE INCE Control
AXA IM HOLDING US INCDEAXA IM ROSE INCE Control
AXA IM HOLDINGS US INCDEAXA IM ROSE INCE Control
AXA IM HOLDINGS US INCDEAXA IM ROSE INCE Control
AXA IM HOLDINGS US INCDEAXA IM ROSE INCE Control
AXA IM HOLDINGS US INCDEAXA IM ROSE INCE Control
AXA IM HOLDINGS US INCDEAXA IM ROSE INCE Control
AXA IM HOLDINGS US INCDEAXA IM ROSE INCE Control
AXA IM HOLDINGS US INCDEAXA IM ROSE INCE Control
AXA IM HOLDINGS US INCDEAXA IM ROSE INCE Control
AXA IM HOLDINGS US INCDEAXA IM ROSE INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM US GROUP HOLDING INC.E Control
AXA INVESTMENT MANAGERS SAFEAXA IM US GROUP HOLDING INC.E Control
AXA INVESTMENT MANAGERS SAFEAXA IM US GROUP HOLDING INC.E Control
AXA INVESTMENT MANAGERS SAFEAXA IM HOLDINGS US INCE Control
AXA INVESTMENT MANAGERS SAFEAXA IM US GROUP HOLDING INC.E Control
AXA INVESTMENT MANAGERS SAFEAXA IM US GROUP HOLDING INC.E Control
AXA INVESTMENT MANAGERS SAFEAXA IM US GROUP HOLDING INC.E Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control
AXA SAFEAXA INVESTMENT MANAGERS SAE Control

Registrations

Federal

IA
Oct 23, 2025 REGISTERED

Notice Filings (8)

CA CT FL GA MN NJ OR TX

Address

400 ATLANTIC STREET
SUITE 1000
STAMFORD, CT 06901
United States
Phone: 203-983-4200