RIA Intelligence

BRETT R. SMITH CPA WEALTH MANAGEMENT, LLC

CRD #113618 SEC #801-68797 LAFAYETTE, CO 303-604-0505
SEC Registered
Total AUM
$40.3M
Discretionary
$40.3M
Employees
1
Clients
26
Accounts
72

Firm Details

Organization Type
Limited Liability Company
State of Formation
Colorado
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 1, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SMITH, BRETT, RAYIMANAGING MEMBERE Control
SMITH, BRETT, RAYICHIEF COMPLIANCE OFFICERE Control
SMITH, BRETT, RAYICHIEF COMPLIANCE OFFICERE Control
SMITH, BRETT, RAYIEXECUTIVE OFFICERE Control
SMITH, BRETT, RAYICHIEF COMPLIANCE OFFICERE Control
SMITH, BRETT, RAYIMANAGING OWNERE Control
SMITH, BRETT, RAYIMANAGING MEMBERE Control
SMITH, BRETT, RAYICHIEF COMPLIANCE OFFICERE Control
SMITH, BRETT, RAYIMANAGING OWNERE Control
SMITH, BRETT, RAYICHIEF COMPLIANCE OFFICERE Control
SMITH, BRETT, RAYIMANAGING MEMBERE Control
SMITH, BRETT, RAYICHIEF COMPLIANCE OFFICERE Control
SMITH, BRETT, RAYIMANAGING MEMBERE Control
SMITH, BRETT, RAYICHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Feb 1, 2012 REGISTERED

Notice Filings (1)

CO

Address

1225 CIMARRON DRIVE
SUITE 202
LAFAYETTE, CO 80026
United States
Phone: 303-604-0505