BALASA DINVERNO FOLTZ LLC
CRD #113630 SEC #801-60368 ITASCA, IL 630-875-4900
SEC Registered
Total AUM
$5.9B
Discretionary
$5.9B
Employees
47
Clients
--
Accounts
6,756
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 19, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-PRESIDENT, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| BALASA, MARK, EDWARD | I | CO-CHIEF EXECUTIVE OFFICER, SECRETARY | NA | Control |
| CARLSON, CHAD, DAVID | I | PRESIDENT & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| CARLSON, CHAD, DAVID | I | PRESIDENT & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| CARLSON, CHAD, DAVID | I | PRESIDENT & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| CARLSON, CHAD, DAVID | I | PRESIDENT & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| CARLSON, CHAD, DAVID | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| CARLSON, CHAD, DAVID | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| CARLSON, CHAD, DAVID | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| CARLSON, CHAD, DAVID | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| CARLSON, CHAD, DAVID | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| CARLSON, CHAD, DAVID | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| DINVERNO, ARMOND, ALFRED | I | CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| FOLTZ, MICHAEL, CRAIG | I | VICE PRESIDENT | NA | Control |
| HOFFMAN, DANIEL | I | VICE PRESIDENT | NA | Control |
| HOFFMAN, DANIEL | I | VICE PRESIDENT | NA | Control |
| HOFFMAN, DANIEL | I | VICE PRESIDENT | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF OPERATING OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF OPERATING OFFICER | NA | Control |
| KORIN, SUSAN, CHASE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| BDF WEALTH MANAGEMENT CO. | DE | OWNER/MANAGING MEMBER | E | Control |
| CI PRIVATE WEALTH, LLC | DE | OWNER & MANAGING MEMBER | E | Control |
| CI PRIVATE WEALTH, LLC | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| BALASA & HOFFMAN INC | DE | OWNER, MANAGING MEMBER | D | Control |
| BALASA & HOFFMAN INC | DE | OWNER, MANAGING MEMBER | D | Control |
| BALASA & HOFFMAN INC | DE | OWNER, MANAGING MEMBER | D | Control |
| BALASA & HOFFMAN INC | DE | OWNER, MANAGING MEMBER | D | Control |
| DINVERNO & FOLTZ FINANCIAL GROUP LTD | DE | OWNER, MANAGING MEMBER | C | Control |
| DINVERNO & FOLTZ FINANCIAL GROUP LTD | DE | OWNER, MANAGING MEMBER | C | Control |
| DINVERNO & FOLTZ FINANCIAL GROUP LTD | DE | OWNER, MANAGING MEMBER | C | Control |
| DINVERNO & FOLTZ FINANCIAL GROUP LTD | DE | OWNER, MANAGING MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI PRIVATE WEALTH, LLC | E | Control |
| CI FINANCIAL CORP. | FE | CI PRIVATE WEALTH, LLC | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI US HOLDINGS, INC. | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US HOLDINGS, INC. | DE | CIPW HOLDINGS, LLC | E | Control |
| CIPW HOLDINGS, LLC | DE | CI PRIVATE WEALTH, LLC | E | Control |
| CIPW HOLDINGS, LLC | DE | CI PRIVATE WEALTH, LLC | E | Control |
| BALASA, MARK, EDWARD | I | BALASA & HOFFMAN INC. | D | Control |
| BALASA, MARK, EDWARD | I | BALASA & HOFFMAN INC. | D | Control |
| BALASA, MARK, EDWARD | I | BALASA & HOFFMAN INC. | D | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | D | Control |
| BALASA, MARK, EDWARD | I | BALASA & HOFFMAN INC. | D | Control |
| BALASA, MARK, EDWARD | I | BALASA & HOFFMAN INC. | D | Control |
| DINVERNO, ARMOND, ALFRED | I | DINVERNO & FOLTZ FINANCIAL GROUP | D | Control |
| DINVERNO, ARMOND, ALFRED | I | DINVERNO & FOLTZ FINANCIAL GROUP | D | Control |
| DINVERNO, ARMOND, ALFRED | I | DINVERNO & FOLTZ FINANCIAL GROUP | D | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | D | Control |
| DINVERNO, ARMOND, ALFRED | I | DINVERNO & FOLTZ FINANCIAL GROUP | D | Control |
| DINVERNO, ARMOND, ALFRED | I | DINVERNO & FOLTZ FINANCIAL GROUP | D | Control |
| FOLTZ, MICHAEL, CRAIG | I | DINVERNO & FOLTZ FINANCIAL GROUP | D | Control |
| FOLTZ, MICHAEL, CRAIG | I | DINVERNO & FOLTZ FINANCIAL GROUP | D | Control |
| FOLTZ, MICHAEL, CRAIG | I | DINVERNO & FOLTZ FINANCIAL GROUP | D | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | D | Control |
| FOLTZ, MICHAEL, CRAIG | I | DINVERNO & FOLTZ FINANCIAL GROUP | D | Control |
| FOLTZ, MICHAEL, CRAIG | I | DINVERNO & FOLTZ FINANCIAL GROUP | D | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| BALASA, MARK, EDWARD | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| DINVERNO, ARMOND, ALFRED | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
| FOLTZ, MICHAEL, CRAIG | I | BDF WEALTH MANAGEMENT CO. | C | Control |
Registrations
Federal
IA
Sep 19, 2022 REGISTERED
Notice Filings (30)
AZ CA CO FL GA IA ID IL IN LA MA MD MI MN MO NC NE NH NJ NY OH PA SC TN TX UT VA VT WA WI
Address
2 PIERCE PLACESUITE 1900
ITASCA, IL 60143
United States
Phone: 630-875-4900