EVNINE & ASSOCIATES, INC.
CRD #113647 SEC #801-60946 SAN FRANCISCO, CA 415-835-7890
SEC Registered
Total AUM
$172.5M
Discretionary
$161.5M
Employees
--
Clients
--
Accounts
7
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| QURESHI, ASHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TAZAWA, HITOSHI | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF TRADING & OPERATIONS | NA | Control |
| EVNINE, JEREMY, JOSEPH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| EVNINE, JEREMY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | E | Control |
| EVNINE, JEREMY, JOSEPH | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | E | Control |
| EVNINE, JEREMY, JOSEPH | I | CHIEF EXECUTIVE OFFICER | E | Control |
| EVNINE, JEREMY, JOSEPH | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 2, 2007 REGISTERED
Notice Filings (1)
CA
Address
456 MONTGOMERY STREET8TH FLOOR
SAN FRANCISCO, CA 94104-1241
USA
Phone: 415-835-7890