FIELDPOINT PRIVATE ADVISORS, INC.
Legal name: FIELDPOINT PRIVATE ADVISORS
CRD #113673 SEC #801-60388 NEW YORK, NY 212.365.7600
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARKWRIGHT, RICHARD, THOMAS | I | PRESIDENT | NA | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | PRESIDENT | NA | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | PRESIDENT | NA | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | PRESIDENT | NA | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | PRESIDENT | NA | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | PRESIDENT | NA | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | PRESIDENT | NA | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | PRESIDENT | NA | Control |
| ELIASSEN, BERNADETTE | I | VICE PRESIDENT | NA | Control |
| ELIASSEN, BERNADETTE | I | VICE PRESIDENT | NA | Control |
| ELIASSEN, BERNADETTE, (NMN) | I | VICE PRESIDENT | NA | Control |
| ELIASSEN, BERNADETTE, (NMN) | I | VICE PRESIDENT | NA | Control |
| ELIASSEN, BERNADETTE, (NMN) | I | VICE PRESIDENT | NA | Control |
| ELIASSEN, BERNADETTE, (NMN) | I | VICE PRESIDENT | NA | Control |
| GOLDMAN, WILLIAM, LLOYD | I | EXECUTIVE VICE PRESIDENT | NA | |
| GOLDMAN, WILLIAM, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| GOLDMAN, WILLIAM, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| GOLDMAN, WILLIAM, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| GOLDMAN, WILLIAM, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| GOLDMAN, WILLIAM, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| GOLDMAN, WILLIAM, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| GRAY, KATHLEEN, MAGUIRE | I | SHAREHOLDER | NA | |
| GRAY, KATHLEEN, MAGUIRE | I | SHAREHOLDER | NA | |
| GRAY, KATHLEEN, MAGUIRE | I | SHAREHOLDER | NA | |
| GRAY, KATHLEEN, MAGUIRE | I | SHAREHOLDER | NA | |
| GRAY, KATHLEEN, MAGUIRE | I | SHAREHOLDER | NA | |
| GRAY, KATHLEEN, MAGUIRE | I | SHAREHOLDER | NA | |
| GRAY, TAYLOR, THEODOR | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, TAYLOR, THEODOR | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, TAYLOR, THEODOR | I | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAY, TAYLOR, THEODOR | I | MANAGING DIRECTOR | NA | Control |
| GRAY, TAYLOR, THEODOR | I | MANAGING DIRECTOR | NA | Control |
| GRAY, TAYLOR, THEODOR | I | MANAGING DIRECTOR | NA | Control |
| GRAY, TAYLOR, THEODOR | I | MANAGING DIRECTOR | NA | Control |
| GRAY, TAYLOR, THEODOR | I | MANAGING DIRECTOR | NA | Control |
| GRAY, TAYLOR, THEODOR | I | MANAGING DIRECTOR | NA | Control |
| GRAY, TAYLOR, THEODOR | I | MANAGING DIRECTOR | NA | Control |
| GRAY, TAYLOR, THEODOR | I | MANAGING DIRECTOR | NA | Control |
| HARVEY, JILL, ARKWRIGHT | I | MANAGING DIRECTOR | NA | Control |
| HARVEY, JILL, ARKWRIGHT | I | MANAGING DIRECTOR | NA | Control |
| HARVEY, JILL, ARKWRIGHT | I | MANAGING DIRECTOR | NA | Control |
| HARVEY, JILL, ARKWRIGHT | I | MANAGING DIRECTOR | NA | Control |
| HARVEY, JILL, ARKWRIGHT | I | MANAGING DIRECTOR | NA | Control |
| HARVEY, JILL, ARKWRIGHT | I | MANAGING DIRECTOR | NA | Control |
| HARVEY, JILL, ARKWRIGHT | I | MANAGING DIRECTOR | NA | Control |
| HARVEY, JILL, ARKWRIGHT | I | MANAGING DIRECTOR | NA | Control |
| KUMMERFELD, HANS, LINDSEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUMMERFELD, HANS, LINDSEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUMMERFELD, HANS, LINDSEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUMMERFELD, HANS, LINDSEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUMMERFELD, HANS, LINDSEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUMMERFELD, HANS, LINDSEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUMMERFELD, HANS, LINDSEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUMMERFELD, HANS, LINDSEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEMOAL-GRAY, MICHELE, JEANNE | I | SHAREHOLDER | NA | |
| LEMOAL-GRAY, MICHELE, JEANNE | I | SHAREHOLDER | NA | |
| LEMOAL-GRAY, MICHELE, JEANNE | I | SHAREHOLDER | NA | |
| LEMOAL-GRAY, MICHELE, JEANNE | I | SHAREHOLDER | NA | |
| LEMOAL-GRAY, MICHELE, JEANNE | I | SHAREHOLDER | NA | |
| LEMOAL-GRAY, MICHELE, JEANNE | I | SHAREHOLDER | NA | |
| MATTHEWS, ROBERT, SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT, SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT, SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT, SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT, SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT, SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT, SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT, SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT, SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT, SCOTT | I | CHAIRMAN | NA | Control |
| MATTHEWS, ROBERT, SCOTT | I | CHAIRMAN | NA | Control |
| NOAH, SCOTT, IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| NOAH, SCOTT, IVES | I | CHIEF LEGAL OFFICER | NA | Control |
| RABY, VICTOR | I | MANAGING DIRECTOR | NA | Control |
| RABY, VICTOR | I | MANAGING DIRECTOR | NA | Control |
| RABY, VICTOR, OLIVA | I | MANAGING DIRECTOR | NA | Control |
| RABY, VICTOR, OLIVA | I | MANAGING DIRECTOR | NA | Control |
| RABY, VICTOR, OLIVA | I | MANAGING DIRECTOR | NA | Control |
| RABY, VICTOR, OLIVA | I | MANAGING DIRECTOR | NA | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | CORPORATE PARENT | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | CORPORATE PARENT | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | CORPORATE PARENT | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | CORPORATE PARENT | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | CORPORATE PARENT | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | CORPORATE PARENT | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | CORPORATE PARENT | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | CORPORATE PARENT | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | CORPORATE PARENT | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | CORPORATE PARENT | E | Control |
| FIELDPOINT PRIVATE BANK & TRUST | DE | CORPORATE PARENT | E | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | CO-CHAIRMAN & CIO | C | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | CO-CHAIRMAN & CIO | C | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | CO-CHAIRMAN & CIO | C | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | CHAIRMAN/ PRES/CEO | C | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | CHAIRMAN/ PRES/CEO | C | Control |
| ARKWRIGHT, RICHARD, THOMAS | I | CO-CHAIRMAN & CIO | C | Control |
| GRAY, EDWARD, WYLLYS TAYLOR | I | PRESIDENT | C | Control |
| GRAY, EDWARD, WYLLYS TAYLOR | I | PRESIDENT | C | Control |
| GRAY, TAYLOR, THEODOR | I | EXEC. V.P./CFO | C | Control |
| GRAY, TAYLOR, THEODOR | I | EXEC. V.P./CFO | C | Control |
| HARVEY, JILL, ARKWRIGHT | I | EVP & CORP SECRETARY | C | Control |
| HARVEY, JILL, ARKWRIGHT | I | EVP & CORP SECRETARY | C | Control |
| HARVEY, JILL, ARKWRIGHT | I | EVP & CORP SECRETARY | C | Control |
| HARVEY, JILL, ARKWRIGHT | I | EVP/CIO/CORP SECRETARY | C | Control |
| HARVEY, JILL, ARKWRIGHT | I | EVP/CIO/CORP SECRETARY | C | Control |
| HARVEY, JILL, ARKWRIGHT | I | EVP & CORP SECRETARY | C | Control |
| GRAY, EDWARD, WYLLYS TAYLOR | I | CHAIRMAN, PRES & CEO | B | Control |
| GRAY, EDWARD, WYLLYS TAYLOR | I | CHAIRMAN, PRES & CEO | B | Control |
| GRAY, EDWARD, WYLLYS TAYLOR | I | CHAIRMAN, PRES & CEO | B | Control |
| GRAY, EDWARD, WYLLYS TAYLOR | I | CHAIRMAN, PRES & CEO | B | Control |
| GRAY, TAYLOR, THEODOR | I | EVP/CFO/CHIEF COMPLIANCE OFFICER | B | Control |
| GRAY, TAYLOR, THEODOR | I | EVP/CFO/CHIEF COMPLIANCE OFFICER | B | Control |
| GRAY, TAYLOR, THEODOR | I | EVP/CFO/CHIEF COMPLIANCE OFFICER | B | Control |
| GRAY, TAYLOR, THEODOR | I | EVP/CFO/CHIEF COMPLIANCE OFFICER | B | Control |
| GRAY, TAYLOR, THEODOR | I | EVP/CFO/CHIEF COMPLIANCE OFFICER | B | Control |
| GRAY, TAYLOR, THEODOR | I | EVP/CFO/CHIEF COMPLIANCE OFFICER | B | Control |
| GRAY, KATHLEEN, MAGUIRE | I | SHAREHOLDER | A | |
| GRAY, KATHLEEN, MAGUIRE | I | SHAREHOLDER | A | |
| LEMOAL-GRAY, MICHELE, JEANNE | I | SHAREHOLDER | A | |
| LEMOAL-GRAY, MICHELE, JEANNE | I | SHAREHOLDER | A |
Registrations
Federal
IA
Mar 30, 2018 REGISTERED
Notice Filings (6)
CT NJ NY OK PA TX
Address
400 PARK AVENUE18TH FLOOR
NEW YORK, NY 10022-9490
United States
Phone: 212.365.7600