AZROC SECURITIES, INC.
CRD #113679 SEC #801-60457 MONROEVILLE, PA 412-372-1750
SEC Registered Broker-Dealer
Total AUM
$39.1M
Discretionary
$0
Employees
5
Clients
10
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 27, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KERNAN, RAMONA ROSE | I | CORPORATE SECRETARY | NA | Control |
| KERNAN, RAMONA ROSE | I | CORPORATE SECRETARY | NA | Control |
| KERNAN, RAMONA, ROSE | I | CORPORATE SECRETARY | NA | Control |
| KERNAN, RAMONA, ROSE | I | CORPORATE SECRETARY | NA | Control |
| KERNAN, RAMONA, ROSE | I | CORPORATE SECRETARY | NA | Control |
| SAMAD, MOHAMMAD ABDUS | I | DIRECTOR | NA | |
| SAMAD, MOHAMMAD ABDUS | I | DIRECTOR | NA | |
| SAMAD, MOHAMMAD, ABDUS | I | VICE PRESIDENT - DIRECTOR | NA | Control |
| SAMAD, MOHAMMAD, ABDUS | I | VICE PRESIDENT - DIRECTOR | NA | Control |
| SAMAD, MOHAMMAD, ABDUS | I | VICE PRESIDENT - DIRECTOR | NA | Control |
| SAMAD, MOHAMMAD AZHAR | I | PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| SAMAD, MOHAMMAD AZHAR | I | PRESIDENT, FINOP | E | Control |
| SAMAD, MOHAMMAD, AZHAR | I | PRESIDENT | E | Control |
| SAMAD, MOHAMMAD, AZHAR | I | PRESIDENT | E | Control |
| SAMAD, MOHAMMAD, AZHAR | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 27, 2005 REGISTERED
Notice Filings (1)
PA
Address
CORPORATE ONE BLDG 1 SUITE 4104055 MONROEVILLE BLVD
MONROEVILLE, PA 15146
USA
Phone: 412-372-1750