DELTA ASSET MANAGEMENT, LLC
CRD #113688 SEC #801-60492 MEMPHIS, TN 901-767-4791
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
8
Clients
1
Accounts
1,123
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BERG, DANIEL, JEREMY | I | EXECUTIVE DIRECTOR OF FINANCE | NA | |
| BOYLE, JOHN, THOMAS | I | EXECUTIVE DIRECTOR, OPERATIONS | NA | Control |
| BOYLE, JOHN, THOMAS | I | EXECUTIVE DIRECTOR, OPERATIONS | NA | Control |
| BOYLE, JOHN, THOMAS | I | EXECUTIVE DIRECTOR, OPERATIONS | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | Control |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISMAN, CANDICE, HARBISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONAWAY, ALEXANDER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONAWAY, ALEXANDER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONAWAY, ALEXANDER, GORDON | I | PRESIDENT | NA | Control |
| CONAWAY, ALEXANDER, GORDON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| CONAWAY, ALEXANDER, GORDON | I | PRESIDENT | NA | Control |
| CONAWAY, ALEXANDER, GORDON | I | MANAGING DIRECTOR | NA | Control |
| CONAWAY, ALEXANDER, GORDON | I | MANAGING DIRECTOR | NA | Control |
| CONAWAY, ALEXANDER, GORDON | I | PRESIDENT | NA | Control |
| CONAWAY, ALEXANDER, GORDON | I | PRESIDENT | NA | Control |
| CONAWAY, ALEXANDER, GORDON | I | MANAGING DIRECTOR | NA | Control |
| CONAWAY, ALEXANDER, GORDON | I | PRESIDENT | NA | Control |
| CONAWAY, ALEXANDER, GORDON | I | MANAGING DIRECTOR | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| DC SMITH CORP | DE | OWNER, MEMBER | NA | Control |
| HENRY, MICHAEL, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRY, MICHAEL, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRY, MICHAEL, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRY, MICHAEL, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRY, MICHAEL, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALL, MYRON | I | PRESIDENT | NA | Control |
| MALL, MYRON | I | PRESIDENT | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MALL, MYRON, MERRIELL | I | MANAGING DIRECTOR | NA | Control |
| MAURY, DANA, COLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURY, DANA, COLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURY, DANA, COLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURY, DANA, COLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURY, DANA, COLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURY, DANA, COLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURY, DANA, COLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURY, DANA, COLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURY, DANA, COLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURY, DANA, COLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAURY, DANA, COLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| SMITH, DAVID, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | SENIOR VICE PRESIDENT | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | SENIOR VICE PRESIDENT | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | SENIOR VICE PRESIDENT | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | SENIOR VICE PRESIDENT | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | SENIOR VICE PRESIDENT | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | SENIOR VICE PRESIDENT | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| TAYLOR, EDWARD, TENNENT | I | MANAGING DIRECTOR | NA | Control |
| THETFORD, MICHELLE, MARIE | I | PRINCIPAL | NA | |
| THETFORD, MICHELLE, MARIE | I | PRINCIPAL | NA | |
| THETFORD, MICHELLE, MARIE | I | PRINCIPAL | NA | |
| WOODS, TIMOTHY, BERNARD | I | MANAGER | NA | |
| WOODS, TIMOTHY, BERNARD | I | MANAGER | NA | |
| A.G. CONAWAY CORP. | DE | OWNER | E | Control |
| A.G. CONAWAY CORP. | DE | OWNER | E | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER | E | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER | E | Control |
| WEALTHTRUST LLC | DE | MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MEMBER | E | Control |
| WEALTHTRUST LLC | DE | MEMBER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WT ACQUISITION, LLC | DE | OWNER | E | Control |
| WEALTH TRUST, INC. | DE | OWNER, MEMBER | D | Control |
| WEALTH TRUST, INC. | DE | OWNER | D | Control |
| WEALTH TRUST, INC. | DE | OWNER | D | Control |
| WEALTH TRUST, INC. | DE | OWNER | D | Control |
| WEALTH TRUST, INC. | DE | OWNER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| WEALTHTRUST LLC | DE | MEMBER | D | Control |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | C | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | C | |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | C | |
| A.G. CONAWAY CORP. | DE | OWNER, MEMBER | B | Control |
| A.G. CONAWAY CORP. | DE | OWNER, MEMBER | B | Control |
| A.G. CONAWAY CORP. | DE | OWNER, MEMBER | B | Control |
| A.G. CONAWAY CORP. | DE | OWNER, MEMBER | B | Control |
| A.G. CONAWAY CORP. | DE | OWNER | B | |
| A.G. CONAWAY CORP. | DE | OWNER, MEMBER | B | Control |
| A.G. CONAWAY CORP. | DE | OWNER, MEMBER | B | Control |
| A.G. CONAWAY CORP. | DE | OWNER, MEMBER | B | Control |
| A.G. CONAWAY CORP. | DE | OWNER, MEMBER | B | Control |
| A.G. CONAWAY CORP. | DE | OWNER, MEMBER | B | Control |
| A.G. CONAWAY CORP. | DE | OWNER | B | |
| A.G. CONAWAY CORP. | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER | B | |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER | B | |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| M.M. MALL CORP. | DE | OWNER, MEMBER | B | Control |
| E. TAYLOR INVESTMENTS CORP | DE | OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| LEE EQUITY PARTNERS GP, LLC | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | F | Control |
| LEE EQUITY PARTNERS GP, LLC | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MOORE, EDWARD, PHILIP | I | AWP GP LLC | F | Control |
| MOORE, EDWARD, PHILIP | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, J | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| YAFFE, ACHI | I | AWP GP LLC | F | Control |
| YAFFE, ACHI | I | AWP GP LLC | F | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| CONAWAY, ALEXANDER | I | A.G. CONAWAY CORP. | E | |
| CONAWAY, ALEXANDER | I | A.G. CONAWAY CORP. | E | Control |
| CONAWAY, ALEXANDER | I | A.G. CONAWAY CORP. | E | |
| CONAWAY, ALEXANDER | I | A.G. CONAWAY CORP. | E | Control |
| CONAWAY, ALEXANDER, GORDON | I | A.G. CONAWAY CORP. | E | Control |
| CONAWAY, ALEXANDER, GORDON | I | A.G. CONAWAY CORP. | E | Control |
| CONAWAY, ALEXANDER, GORDON | I | A.G. CONAWAY CORP. | E | Control |
| CONAWAY, ALEXANDER, GORDON | I | A.G. CONAWAY CORP. | E | Control |
| CONAWAY, ALEXANDER, GORDON | I | A.G. CONAWAY CORP. | E | Control |
| CONAWAY, ALEXANDER, GORDON | I | A.G. CONAWAY CORP. | E | Control |
| CONAWAY, ALEXANDER, GORDON | I | A.G. CONAWAY CORP. | E | Control |
| CONAWAY, ALEXANDER, GORDON | I | A.G. CONAWAY CORP. | E | Control |
| CONAWAY, ALEXANDER, GORDON | I | A.G. CONAWAY CORP. | E | Control |
| CONAWAY, ALEXANDER, GORDON | I | A.G. CONAWAY CORP. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| LEE EQUITY PARTNERS FUND SUMMER AIV, LP | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS FUND SUMMER AIV, LP | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| MALL, MYRON | I | M.M. MALL CORP. | E | |
| MALL, MYRON | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON | I | M.M. MALL CORP. | E | |
| MALL, MYRON | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MALL, MYRON, MERRIELL | I | M.M. MALL CORP. | E | Control |
| MK HOLDING CORP. | DE | MORGAN ASSET MANAGEMENT | E | Control |
| MK HOLDING CORP. | DE | MORGAN ASSET MANAGEMENT | E | Control |
| MK HOLDING CORP. | DE | MORGAN ASSET MANAGEMENT | E | Control |
| MK HOLDING CORP. | DE | MORGAN ASSET MANAGEMENT | E | Control |
| MK HOLDING CORP. | DE | MORGAN ASSET MANAGEMENT | E | Control |
| MORGAN ASSET MANAGEMENT | DE | WEALTH TRUST, INC. | E | Control |
| MORGAN ASSET MANAGEMENT | DE | WEALTH TRUST, INC. | E | Control |
| MORGAN ASSET MANAGEMENT | DE | WEALTH TRUST, INC. | E | Control |
| MORGAN ASSET MANAGEMENT | DE | WEALTH TRUST, INC. | E | Control |
| MORGAN ASSET MANAGEMENT | DE | WEALTH TRUST, INC. | E | Control |
| REGIONS FINANCIAL CORP. | DE | MK HOLDING CO. | E | Control |
| REGIONS FINANCIAL CORP. | DE | MK HOLDING CO. | E | Control |
| REGIONS FINANCIAL CORP. | DE | MK HOLDING CO. | E | Control |
| REGIONS FINANCIAL CORP. | DE | MK HOLDING CO. | E | Control |
| REGIONS FINANCIAL CORP. | DE | MK HOLDING CO. | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| SMITH, DAVID, CHARLES | I | DC SMITH CORP | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| TAYLOR, EDWARD, TENNENT | I | E. TAYLOR INVESTMENTS CORP. | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS CO | DE | WEALTHTRUST LLC | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO | E | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | D | |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | D | Control |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | |
| CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | |
| CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | |
| CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | C | |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | C | |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | C | |
| FALCON MEZZANINE PARTNERS II LP | DE | WEALTHTRUST HOLDINGS LLC | C | |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| NMC CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | |
| NMC CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | |
| NMC CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | |
| NMC CPC WT INVESTMENT LLC | DE | WEALTHTRUST HOLDINGS LLC | C | |
| TEACHERS RETIREMENT SYSTEM OF TEXAS | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | C | |
| TEACHERS RETIREMENT SYSTEM OF TEXAS | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | Control |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | Control |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THL HT SPV, L.P | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, L.P | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, L.P | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, L.P | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, L.P | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, L.P | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, L.P | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, L.P | DE | HIGHTOWER HOLDING, LLC | C | Control |
| THL HT SPV, L.P | DE | HIGHTOWER HOLDING, LLC | C | Control |
Registrations
Federal
IA
Nov 13, 2025 REGISTERED
Notice Filings (20)
AL AR AZ CA CO FL GA KS KY LA MO MS NC NH NY SC TN TX VA WA
Address
700 COLONIAL RDSUITE 220
MEMPHIS, TN 38117
United States
Phone: 901-767-4791