PRINCIPAL SECURITIES, INC.
CRD #1137 SEC #801-54949 DES MOINES, IA 888-774-6267
SEC Registered Broker-Dealer Disclosures
Total AUM
$14.8B
Discretionary
$10.9B
Employees
1,436
Clients
--
Accounts
63,730
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $14.8B | $10.9B | $4B | 1,436 | 1,153 |
| May 2025 | $14.8B | $10.9B | $4B | 1,436 | 1,153 |
| Mar 2025 | $14.8B | $10.9B | $4B | 1,436 | 1,153 |
| Mar 2025 | $12.1B | $8.3B | $3.8B | 1,349 | 1,153 |
| Dec 2024 | $12.1B | $8.3B | $3.8B | 1,349 | 1,153 |
| Dec 2024 | $12.1B | $8.3B | $3.8B | 1,349 | 1,153 |
| Dec 2024 | $12.1B | $8.3B | $3.8B | 1,349 | 1,153 |
| Nov 2024 | $12.1B | $8.3B | $3.8B | 1,349 | 1,153 |
| Aug 2024 | $12.1B | $8.3B | $3.8B | 1,349 | 1,153 |
| May 2024 | $12.1B | $8.3B | $3.8B | 1,349 | 1,153 |
| Mar 2024 | $12.1B | $8.3B | $3.8B | 1,349 | 1,153 |
| Feb 2024 | $9.4B | $7B | $2.5B | 1,430 | 7,023 |
| Sep 2023 | $9.4B | $7B | $2.5B | 1,430 | 7,023 |
| Aug 2023 | $9.4B | $7B | $2.5B | 1,430 | 7,023 |
| Mar 2023 | $9.4B | $7B | $2.5B | 1,430 | 7,023 |
| Feb 2023 | $11.4B | $7.8B | $3.6B | 1,455 | 696 |
| Nov 2022 | $11.4B | $7.8B | $3.6B | 1,455 | 696 |
| Aug 2022 | $11.4B | $7.8B | $3.6B | 1,455 | 696 |
| Mar 2022 | $11.4B | $7.8B | $3.6B | 1,455 | 696 |
| Jan 2022 | $9.3B | $5.4B | $3.9B | 1,536 | 596 |
| Oct 2021 | $9.3B | $5.4B | $3.9B | 1,536 | 596 |
| Sep 2021 | $9.3B | $5.4B | $3.9B | 1,536 | 596 |
| Jul 2021 | $9.3B | $5.4B | $3.9B | 1,536 | 596 |
| Jun 2021 | $9.3B | $5.4B | $3.9B | 1,536 | 596 |
| May 2021 | $9.3B | $5.4B | $3.9B | 1,536 | 596 |
| Mar 2021 | $9.3B | $5.4B | $3.9B | 1,536 | 596 |
| Jan 2021 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| Nov 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| Nov 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| Oct 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| Oct 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| Sep 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| Jul 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| Jul 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| Jun 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| Jun 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| May 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| May 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| May 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| Mar 2020 | $7.6B | $3.6B | $4B | 1,564 | 789 |
| Feb 2020 | $6.1B | $2.3B | $3.8B | 1,603 | 752 |
| Jan 2020 | $6.1B | $2.3B | $3.8B | 1,603 | 752 |
| Jan 2020 | $6.1B | $2.3B | $3.8B | 1,603 | 752 |
| Nov 2019 | $6.1B | $2.3B | $3.8B | 1,603 | 752 |
| Oct 2019 | $6.1B | $2.3B | $3.8B | 1,603 | 752 |
| Jun 2019 | $6.1B | $2.3B | $3.8B | 1,603 | 752 |
| Apr 2019 | $6.1B | $2.3B | $3.8B | 1,603 | 752 |
| Mar 2019 | $6.1B | $2.3B | $3.8B | 1,603 | 752 |
| Nov 2018 | $6B | $1.9B | $4.1B | 1,687 | 794 |
| Sep 2018 | $6B | $1.9B | $4.1B | 1,687 | 794 |
| Aug 2018 | $6B | $1.9B | $4.1B | 1,687 | 794 |
| Jul 2018 | $6B | $1.9B | $4.1B | 1,687 | 794 |
| Jun 2018 | $6B | $1.9B | $4.1B | 1,687 | 794 |
| Mar 2018 | $6B | $1.9B | $4.1B | 1,687 | 794 |
| Feb 2018 | $1.9B | $1.9B | $0 | 1,747 | 0 |
| Dec 2017 | $1.9B | $1.9B | $0 | 1,747 | 0 |
| Sep 2017 | $1.9B | $1.9B | $0 | 1,747 | 26,000 |
| Jul 2017 | $1.9B | $1.9B | $0 | 1,747 | 26,000 |
| Jun 2017 | $1.9B | $1.9B | $0 | 1,747 | 26,000 |
| May 2017 | $1.9B | $1.9B | $0 | 1,747 | 26,000 |
| Mar 2017 | $1.9B | $1.9B | $0 | 1,747 | 26,000 |
| Mar 2017 | $1.6B | $1.6B | $0 | 1,817 | 23,300 |
| Feb 2017 | $1.6B | $1.6B | $0 | 1,817 | 23,300 |
| Jan 2017 | $1.6B | $1.6B | $0 | 1,817 | 23,300 |
| Dec 2016 | $1.6B | $1.6B | $0 | 1,817 | 23,300 |
| Dec 2016 | $1.6B | $1.6B | $0 | 1,817 | 23,300 |
| Oct 2016 | $1.6B | $1.6B | $0 | 1,817 | 23,300 |
| Sep 2016 | $1.6B | $1.6B | $0 | 1,817 | 23,300 |
| Jun 2016 | $1.6B | $1.6B | $0 | 1,817 | 23,300 |
| Jun 2016 | $1.6B | $1.6B | $0 | 1,817 | 23,300 |
| Apr 2016 | $1.6B | $1.6B | $0 | 1,817 | 23,300 |
| Mar 2016 | $1.6B | $1.6B | $0 | 1,817 | 23,300 |
| Mar 2016 | $1.5B | $1.5B | $0 | 1,769 | 22,300 |
| Jan 2016 | $1.5B | $1.5B | $0 | 1,769 | 22,300 |
| Jan 2016 | $1.5B | $1.5B | $0 | 1,769 | 22,300 |
| Nov 2015 | $1.5B | $1.5B | $0 | 1,769 | 22,300 |
| Nov 2015 | $1.5B | $1.5B | $0 | 1,769 | 22,300 |
| Nov 2015 | $1.5B | $1.5B | $0 | 1,769 | 22,300 |
| Nov 2015 | $1.5B | $1.5B | $0 | 1,769 | 22,300 |
| Jul 2015 | $1.5B | $1.5B | $0 | 1,769 | 22,300 |
| Jun 2015 | $1.5B | $1.5B | $0 | 1,769 | 22,300 |
| Mar 2015 | $1.5B | $1.5B | $0 | 1,769 | 22,300 |
| Feb 2015 | $1.2B | $1.2B | $0 | 1,715 | 18,800 |
| Dec 2014 | $1.2B | $1.2B | $0 | 1,715 | 18,800 |
| Nov 2014 | $1.2B | $1.2B | $0 | 1,715 | 18,800 |
| Oct 2014 | $1.2B | $1.2B | $0 | 1,715 | 18,800 |
| Aug 2014 | $1.2B | $1.2B | $0 | 1,715 | 18,800 |
| Jul 2014 | $1.2B | $1.2B | $0 | 1,715 | 18,800 |
| May 2014 | $1.2B | $1.2B | $0 | 1,715 | 18,800 |
| Mar 2014 | $1.2B | $1.2B | $0 | 1,715 | 18,800 |
| Feb 2014 | $897.7M | $897.7M | $0 | 1,475 | 19,100 |
| Jan 2014 | $897.7M | $897.7M | $0 | 1,475 | 19,100 |
| Nov 2013 | $897.7M | $897.7M | $0 | 1,475 | 19,100 |
| Aug 2013 | $897.7M | $897.7M | $0 | 1,475 | 19,100 |
| May 2013 | $897.7M | $897.7M | $0 | 1,475 | 19,100 |
| Apr 2013 | $897.7M | $897.7M | $0 | 1,475 | 19,100 |
| Jan 2013 | $781.4M | $781.4M | $0 | 1,610 | 16,700 |
| Aug 2012 | $781.4M | $781.4M | $0 | -- | 16,700 |
| Mar 2012 | $781.4M | $781.4M | $0 | -- | 16,700 |
| Dec 2011 | $726M | $726M | $0 | -- | 15,000 |
| Nov 2011 | $726M | $726M | $0 | -- | 15,000 |
| Mar 2011 | $726M | $726M | $0 | -- | -- |
| Nov 2010 | $628.3M | $628.3M | $0 | -- | -- |
| Oct 2010 | $628.3M | $628.3M | $0 | -- | -- |
| Aug 2010 | $628.3M | $628.3M | $0 | -- | -- |
| Mar 2010 | $628.3M | $628.3M | $0 | -- | -- |
| May 2009 | $498.6M | $498.6M | $0 | -- | -- |
| Sep 2007 | $436.9M | $436.9M | $0 | -- | -- |
| Mar 2007 | $436.9M | $436.9M | $0 | -- | -- |
| Jan 2007 | $148.1M | $148.1M | $0 | -- | -- |
| Mar 2006 | $148.1M | $148.1M | $0 | -- | -- |
| May 2002 | $29M | $29M | $0 | 251 | -- |
| Oct 2001 | $27M | $27M | $0 | 251 | -- |
DateSep 2025
Total AUM$14.8B
Discretionary$10.9B
Non-Disc.$4B
Employees1,436
Clients1,153
DateMay 2025
Total AUM$14.8B
Discretionary$10.9B
Non-Disc.$4B
Employees1,436
Clients1,153
DateMar 2025
Total AUM$14.8B
Discretionary$10.9B
Non-Disc.$4B
Employees1,436
Clients1,153
DateMar 2025
Total AUM$12.1B
Discretionary$8.3B
Non-Disc.$3.8B
Employees1,349
Clients1,153
DateDec 2024
Total AUM$12.1B
Discretionary$8.3B
Non-Disc.$3.8B
Employees1,349
Clients1,153
DateDec 2024
Total AUM$12.1B
Discretionary$8.3B
Non-Disc.$3.8B
Employees1,349
Clients1,153
DateDec 2024
Total AUM$12.1B
Discretionary$8.3B
Non-Disc.$3.8B
Employees1,349
Clients1,153
DateNov 2024
Total AUM$12.1B
Discretionary$8.3B
Non-Disc.$3.8B
Employees1,349
Clients1,153
DateAug 2024
Total AUM$12.1B
Discretionary$8.3B
Non-Disc.$3.8B
Employees1,349
Clients1,153
DateMay 2024
Total AUM$12.1B
Discretionary$8.3B
Non-Disc.$3.8B
Employees1,349
Clients1,153
DateMar 2024
Total AUM$12.1B
Discretionary$8.3B
Non-Disc.$3.8B
Employees1,349
Clients1,153
DateFeb 2024
Total AUM$9.4B
Discretionary$7B
Non-Disc.$2.5B
Employees1,430
Clients7,023
DateSep 2023
Total AUM$9.4B
Discretionary$7B
Non-Disc.$2.5B
Employees1,430
Clients7,023
DateAug 2023
Total AUM$9.4B
Discretionary$7B
Non-Disc.$2.5B
Employees1,430
Clients7,023
DateMar 2023
Total AUM$9.4B
Discretionary$7B
Non-Disc.$2.5B
Employees1,430
Clients7,023
DateFeb 2023
Total AUM$11.4B
Discretionary$7.8B
Non-Disc.$3.6B
Employees1,455
Clients696
DateNov 2022
Total AUM$11.4B
Discretionary$7.8B
Non-Disc.$3.6B
Employees1,455
Clients696
DateAug 2022
Total AUM$11.4B
Discretionary$7.8B
Non-Disc.$3.6B
Employees1,455
Clients696
DateMar 2022
Total AUM$11.4B
Discretionary$7.8B
Non-Disc.$3.6B
Employees1,455
Clients696
DateJan 2022
Total AUM$9.3B
Discretionary$5.4B
Non-Disc.$3.9B
Employees1,536
Clients596
DateOct 2021
Total AUM$9.3B
Discretionary$5.4B
Non-Disc.$3.9B
Employees1,536
Clients596
DateSep 2021
Total AUM$9.3B
Discretionary$5.4B
Non-Disc.$3.9B
Employees1,536
Clients596
DateJul 2021
Total AUM$9.3B
Discretionary$5.4B
Non-Disc.$3.9B
Employees1,536
Clients596
DateJun 2021
Total AUM$9.3B
Discretionary$5.4B
Non-Disc.$3.9B
Employees1,536
Clients596
DateMay 2021
Total AUM$9.3B
Discretionary$5.4B
Non-Disc.$3.9B
Employees1,536
Clients596
DateMar 2021
Total AUM$9.3B
Discretionary$5.4B
Non-Disc.$3.9B
Employees1,536
Clients596
DateJan 2021
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateNov 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateNov 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateOct 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateOct 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateSep 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateJul 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateJul 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateJun 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateJun 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateMay 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateMay 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateMay 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateMar 2020
Total AUM$7.6B
Discretionary$3.6B
Non-Disc.$4B
Employees1,564
Clients789
DateFeb 2020
Total AUM$6.1B
Discretionary$2.3B
Non-Disc.$3.8B
Employees1,603
Clients752
DateJan 2020
Total AUM$6.1B
Discretionary$2.3B
Non-Disc.$3.8B
Employees1,603
Clients752
DateJan 2020
Total AUM$6.1B
Discretionary$2.3B
Non-Disc.$3.8B
Employees1,603
Clients752
DateNov 2019
Total AUM$6.1B
Discretionary$2.3B
Non-Disc.$3.8B
Employees1,603
Clients752
DateOct 2019
Total AUM$6.1B
Discretionary$2.3B
Non-Disc.$3.8B
Employees1,603
Clients752
DateJun 2019
Total AUM$6.1B
Discretionary$2.3B
Non-Disc.$3.8B
Employees1,603
Clients752
DateApr 2019
Total AUM$6.1B
Discretionary$2.3B
Non-Disc.$3.8B
Employees1,603
Clients752
DateMar 2019
Total AUM$6.1B
Discretionary$2.3B
Non-Disc.$3.8B
Employees1,603
Clients752
DateNov 2018
Total AUM$6B
Discretionary$1.9B
Non-Disc.$4.1B
Employees1,687
Clients794
DateSep 2018
Total AUM$6B
Discretionary$1.9B
Non-Disc.$4.1B
Employees1,687
Clients794
DateAug 2018
Total AUM$6B
Discretionary$1.9B
Non-Disc.$4.1B
Employees1,687
Clients794
DateJul 2018
Total AUM$6B
Discretionary$1.9B
Non-Disc.$4.1B
Employees1,687
Clients794
DateJun 2018
Total AUM$6B
Discretionary$1.9B
Non-Disc.$4.1B
Employees1,687
Clients794
DateMar 2018
Total AUM$6B
Discretionary$1.9B
Non-Disc.$4.1B
Employees1,687
Clients794
DateFeb 2018
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees1,747
Clients0
DateDec 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees1,747
Clients0
DateSep 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees1,747
Clients26,000
DateJul 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees1,747
Clients26,000
DateJun 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees1,747
Clients26,000
DateMay 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees1,747
Clients26,000
DateMar 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees1,747
Clients26,000
DateMar 2017
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees1,817
Clients23,300
DateFeb 2017
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees1,817
Clients23,300
DateJan 2017
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees1,817
Clients23,300
DateDec 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees1,817
Clients23,300
DateDec 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees1,817
Clients23,300
DateOct 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees1,817
Clients23,300
DateSep 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees1,817
Clients23,300
DateJun 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees1,817
Clients23,300
DateJun 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees1,817
Clients23,300
DateApr 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees1,817
Clients23,300
DateMar 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees1,817
Clients23,300
DateMar 2016
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees1,769
Clients22,300
DateJan 2016
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees1,769
Clients22,300
DateJan 2016
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees1,769
Clients22,300
DateNov 2015
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees1,769
Clients22,300
DateNov 2015
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees1,769
Clients22,300
DateNov 2015
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees1,769
Clients22,300
DateNov 2015
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees1,769
Clients22,300
DateJul 2015
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees1,769
Clients22,300
DateJun 2015
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees1,769
Clients22,300
DateMar 2015
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees1,769
Clients22,300
DateFeb 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees1,715
Clients18,800
DateDec 2014
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees1,715
Clients18,800
DateNov 2014
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees1,715
Clients18,800
DateOct 2014
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees1,715
Clients18,800
DateAug 2014
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees1,715
Clients18,800
DateJul 2014
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees1,715
Clients18,800
DateMay 2014
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees1,715
Clients18,800
DateMar 2014
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees1,715
Clients18,800
DateFeb 2014
Total AUM$897.7M
Discretionary$897.7M
Non-Disc.$0
Employees1,475
Clients19,100
DateJan 2014
Total AUM$897.7M
Discretionary$897.7M
Non-Disc.$0
Employees1,475
Clients19,100
DateNov 2013
Total AUM$897.7M
Discretionary$897.7M
Non-Disc.$0
Employees1,475
Clients19,100
DateAug 2013
Total AUM$897.7M
Discretionary$897.7M
Non-Disc.$0
Employees1,475
Clients19,100
DateMay 2013
Total AUM$897.7M
Discretionary$897.7M
Non-Disc.$0
Employees1,475
Clients19,100
DateApr 2013
Total AUM$897.7M
Discretionary$897.7M
Non-Disc.$0
Employees1,475
Clients19,100
DateJan 2013
Total AUM$781.4M
Discretionary$781.4M
Non-Disc.$0
Employees1,610
Clients16,700
DateAug 2012
Total AUM$781.4M
Discretionary$781.4M
Non-Disc.$0
Employees--
Clients16,700
DateMar 2012
Total AUM$781.4M
Discretionary$781.4M
Non-Disc.$0
Employees--
Clients16,700
DateDec 2011
Total AUM$726M
Discretionary$726M
Non-Disc.$0
Employees--
Clients15,000
DateNov 2011
Total AUM$726M
Discretionary$726M
Non-Disc.$0
Employees--
Clients15,000
DateMar 2011
Total AUM$726M
Discretionary$726M
Non-Disc.$0
Employees--
Clients--
DateNov 2010
Total AUM$628.3M
Discretionary$628.3M
Non-Disc.$0
Employees--
Clients--
DateOct 2010
Total AUM$628.3M
Discretionary$628.3M
Non-Disc.$0
Employees--
Clients--
DateAug 2010
Total AUM$628.3M
Discretionary$628.3M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$628.3M
Discretionary$628.3M
Non-Disc.$0
Employees--
Clients--
DateMay 2009
Total AUM$498.6M
Discretionary$498.6M
Non-Disc.$0
Employees--
Clients--
DateSep 2007
Total AUM$436.9M
Discretionary$436.9M
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$436.9M
Discretionary$436.9M
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$148.1M
Discretionary$148.1M
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$148.1M
Discretionary$148.1M
Non-Disc.$0
Employees--
Clients--
DateMay 2002
Total AUM$29M
Discretionary$29M
Non-Disc.$0
Employees251
Clients--
DateOct 2001
Total AUM$27M
Discretionary$27M
Non-Disc.$0
Employees251
Clients--