REGENT WEALTH MANAGEMENT GROUP, INC.
Legal name: REGENT WEALTH MANAGEMENT GROUP
CRD #113722 SEC #801-60412 WOODBRIDGE, CT 203-387-7887
SEC Registered
Total AUM
$263M
Discretionary
$258M
Employees
4
Clients
0
Accounts
639
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 28, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CROTTY, POLINA, R. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CROTTY, POLINA, R. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CROTTY, POLINA, R. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CROTTY, POLINA, R. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CROTTY, POLINA, R. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CROTTY, POLINA, R. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CROTTY, POLINA, R. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CROTTY, POLINA, R. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CROTTY, POLINA, R. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEISS, MICHAEL, FRED | I | SECRETARY | NA | |
| WEISS, MICHAEL, FRED | I | SECRETARY | NA | |
| WEISS, MICHAEL, FRED | I | SECRETARY | NA | |
| WEISS, MICHAEL, FRED | I | SECRETARY | NA | |
| WEISS, MICHAEL, FRED | I | SECRETARY | NA | |
| WEISS, MICHAEL, FRED | I | SECRETARY | NA | |
| WEISS, MICHAEL, FRED | I | SECRETARY | NA | |
| MERCER GLOBAL ADVISORS INC. | DE | PURCHASER OF OPERATING ASSETS | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT/SHAREHOLDER/CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT/SHAREHOLDER/CCO | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT/SHAREHOLDER/CCO | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT/SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT/SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT/SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT/SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
| WEISS, ALAN, PAUL | I | PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 28, 2019 REGISTERED
Notice Filings (7)
CA CT FL NH NJ NY VT
Address
ONE BRADLEY ROADSUITE 902
WOODBRIDGE, CT 06525-9875
United States
Phone: 203-387-7887