RIA Intelligence

RESOURCES PLANNING GROUP INC

CRD #113735 SEC #801-60555 CHICAGO, IL 312-781-2111
SEC Registered
Total AUM
$38M
Discretionary
$37M
Employees
6
Clients
11
Accounts
240

Firm Details

Organization Type
Corporation
State of Formation
Indiana
Fiscal Year End
JUNE
Registration Date
--
Latest Filing
Sep 28, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LIEN, SCOTT, ANDREWICHIEF COMPLIANCE OFFICERNA Control
LIEN, SCOTT, ANDREWICHIEF COMPLIANCE OFFICERNA Control
MARIETTI, MICHAEL, JOHNICHIEF COMPLIANCE OFFICERNA Control
MARIETTI, MICHAEL, JOHNICHIEF COMPLIANCE OFFICERNA Control
MARIETTI, MICHAEL, JOHNICHIEF COMPLIANCE OFFICERNA Control
MARIETTI, MICHAEL, JOHNICHIEF COMPLIANCE OFFICERNA Control
MARIETTI, MICHAEL, JOHNICHIEF COMPLIANCE OFFICERNA Control
MARIETTI, MICHAEL, JOHNICHIEF COMPLIANCE OFFICERNA Control
HENNESSY, JOSEPH, JAMESIVICE PRESIDENTD Control
HENNESSY, JOSEPH, JAMESIVICE PRESIDENTD Control
HENNESSY, JOSEPH, JAMESIVICE PRESD Control
HENNESSY, JOSEPH, JAMESIVICE PRESIDENTD Control
HENNESSY, JOSEPH, JAMESIVICE PRESIDENTD Control
HENNESSY, JOSEPH, JAMESIVICE PRESIDENTD Control
HENNESSY, TERRANCE, RICHARDIPRESIDENTD Control
HENNESSY, TERRANCE, RICHARDIPRESIDENTD Control
HENNESSY, TERRANCE, RICHARDIPRESIDENTD Control
HENNESSY, TERRANCE, RICHARDICHIEF COMPLIANCE OFFICERD Control
HENNESSY, TERRANCE, RICHARDICHIEF COMPLIANCE OFFICERD Control
HENNESSY, TERRANCE, RICHARDIPRESIDENTD Control
HENNESSY, TERRANCE, RICHARDIPRESIDENTD Control
HENNESSY, TERRANCE, RICHARDIPRESIDENTD Control
HENNESSY, TERRANCE, RICHARDIPRESIDENTD Control
HENNESSY, TERRANCE, RICHARDIPRESIDENTD Control
HENNESSY, TERRANCE, RICHARDIPRESIDENTD Control

Registrations

Federal

IA
Sep 28, 2012 REGISTERED

Notice Filings (5)

IA IL IN MD OH

Address

150 N WACKER DR
2250
CHICAGO, IL 60606
United States
Phone: 312-781-2111