RETIREMENT PLANNING SPECIALISTS, INC.
CRD #113749 SEC #801-60548 NEENAH, WI 920-722-4039
SEC Registered
Total AUM
$39.2M
Discretionary
$0
Employees
5
Clients
251
Accounts
403
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHULTZ, HENRY, VAUGHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| SCHULTZ, HENRY, VAUGHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| SCHULTZ, HENRY, VAUGHN | I | PRESIDENT | D | Control |
| SCHULTZ, HENRY, VAUGHN | I | PRESIDENT | D | Control |
| SCHULTZ, HENRY, VAUGHN | I | PRESIDENT | D | Control |
| SCHULTZ, HENRY, VAUGHN | I | PRESIDENT | D | Control |
| SCHULTZ, HENRY, VAUGHN | I | PRESIDENT | D | Control |
| SCHULTZ, NANCY, ANN | I | CORPORATE SECRETARY | C | Control |
| SCHULTZ, NANCY, ANN | I | CORPORATE SECRETARY | C | Control |
| SCHULTZ, NANCY, ANN | I | CORPORATE SECRETARY | C | Control |
| SCHULTZ, NANCY, ANN | I | CORPORATE SECRETARY | C | Control |
| SCHULTZ, NANCY, ANN | I | CORPORATE SECRETARY | C | Control |
| SCHULTZ, NANCY, ANN | I | CORPORATE SECRETARY | C | Control |
| SCHULTZ, NANCY, ANN | I | CORPORATE SECRETARY | C | Control |
Registrations
Federal
IA
Sep 7, 2005 REGISTERED
Notice Filings (1)
WI
Address
1509 S. COMMERCIAL ST. SUITE 1NEENAH, WI 54956
USA
Phone: 920-722-4039