STEPHEN M. COOPER
Legal name: BAY CAPITAL, REGISTERED INVESTMENT ADVISOR
CRD #113776 SEC #801-40965 TAMPA, FL 813-286-1553
SEC Registered
Total AUM
$38M
Discretionary
$38M
Employees
1
Clients
--
Accounts
260
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 23, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| COOPER, STEPHEN, MARK | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 23, 2012 REGISTERED
Notice Filings (9)
CA FL GA IL NC NJ TN TX VA
Address
3351 W. BEARSS AVENUETAMPA, FL 33618
United States
Phone: 813-286-1553