HELMSMAN FINANCIAL GROUP, LLC

CRD #113780 SEC #801-113375 WOODINVILLE, WA 425-485-0381

SEC Registered

Total AUM

$170.9M

Discretionary

$62.6M

Employees

Clients

Accounts

268

Firm Details

Organization Type: Limited Liability Company
State of Formation: Washington
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 12, 2025
Branch Offices: 4

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	NA	Control
MILLER, SHELBY, M	I	VICE PRESIDENT	NA	Control
SPRINGER, BRANDON, DOUGLAS	I	SECRETARY-TREASURER	NA	Control
SPRINGER, DOUGLAS, DON	I	CHIEF COMPLIANCE OFFICER	NA	Control
SPRINGER, DOUGLAS, DON	I	CHIEF COMPLIANCE OFFICER	NA	Control
SPRINGER, DOUGLAS, DON	I	CHIEF COMPLIANCE OFFICER	NA	Control
SPRINGER, DOUGLAS, DON	I	CHIEF COMPLIANCE OFFICER	NA	Control
SPRINGER, DOUGLAS, DON	I	CHIEF COMPLIANCE OFFICER & PRESIDENT	NA	Control
RIEKE, CHRISTOPHER	I	MEMBER	C	Control
RIEKE, CHRISTOPHER	I	MEMBER	C	Control
RIEKE, CHRISTOPHER	I	MEMBER	C	Control
RIEKE, CHRISTOPHER	I	MEMBER	C	Control
RIEKE, CHRISTOPHER	I	MEMBER	C	Control
RIEKE, CHRISTOPHER	I	MEMBER	C	Control
RIEKE, CHRISTOPHER	I	MEMBER	C	Control
RIEKE, CHRISTOPHER	I	MEMBER	C	Control
RIEKE, CHRISTOPHER	I	MEMBER	C	Control
RIEKE, CHRISTOPHER	I	MEMBER	C	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	C	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	C	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	C	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	C	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	C	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	C	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	C	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	C	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	C	Control
SPRINGER FAMILY LLC	DE	MEMBER	C	Control
SPRINGER FAMILY LLC	DE	MEMBER	C	Control
SPRINGER FAMILY LLC	DE	MEMBER	C	Control
SPRINGER FAMILY LLC	DE	MEMBER	C	Control
SPRINGER FAMILY LLC	DE	MEMBER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
SPRINGER, DOUGLAS, DON	I	MEMBER & CHIEF COMPLIANCE OFFICER	C	Control
WHITSELL, GARY, M	I	MEMBER	C	Control
WHITSELL, GARY, M	I	MEMBER	C	Control
WHITSELL, GARY, M	I	MEMBER	C	Control
WHITSELL, GARY, M	I	MEMBER	C	Control
WHITSELL, GARY, M	I	MEMBER	C	Control
WHITSELL, GARY, M	I	MEMBER	C	Control
WHITSELL, GARY, M	I	MEMBER	C	Control
WHITSELL, GARY, M	I	MEMBER	C	Control
WHITSELL, GARY, M	I	MEMBER	C	Control
WHITSELL, GARY, M	I	MEMBER	C	Control
WHITSELL, GARY, MILTON	I	MEMBER	C	Control
WHITSELL, GARY, MILTON	I	MEMBER	C	Control
WHITSELL, GARY, MILTON	I	MEMBER	C	Control
WHITSELL, GARY, MILTON	I	MEMBER	C	Control
WHITSELL, GARY, MILTON	I	MEMBER	C	Control
WHITSELL, GARY, MILTON	I	MEMBER	C	Control
WHITSELL, GARY, MILTON	I	MEMBER	C	Control
WHITSELL, GARY, MILTON	I	MEMBER	C	Control
WHITSELL, GARY, MILTON	I	MEMBER	C	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
HERB SPRUTE, INC. P.C.	DE	MEMBER	B	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	B	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	B	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	B	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	B	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	B	Control
RIEKE, CHRISTOPHER, JOHN	I	MEMBER	B	Control
WHITSELL, DORIS D	I	ECONOMIC INTEREST OWNER	B
WHITSELL, DORIS D	I	ECONOMIC INTEREST OWNER	B
WHITSELL, DORIS D	I	ECONOMIC INTEREST OWNER	B
WHITSELL, GARY, MILTON	I	MEMBER	B	Control
WHITSELL, GARY, MILTON	I	MEMBER	B	Control
WHITSELL, GARY, MILTON	I	MEMBER	B	Control
MILLER, DONALD, P.	I	MEMBER	A	Control
MILLER, DONALD, P.	I	MEMBER	A	Control
MILLER, DONALD, P.	I	MEMBER	A	Control
MILLER, DONALD, P.	I	MEMBER	A	Control
MILLER, DONALD, P.	I	MEMBER	A	Control
MILLER, DONALD, P.	I	MEMBER	A	Control
MILLER, DONALD, P.	I	MEMBER	A	Control
MILLER, DONALD, P.	I	MEMBER	A	Control
MILLER, DONALD, P.	I	MEMBER	A	Control
MILLER, DONALD, P.	I	MEMBER	A	Control
MILLER, DONALD, PAUL	I	MEMBER	A	Control
MILLER, DONALD, PAUL	I	MEMBER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
SPRINGER, DOUGLAS, DON	I	SPRINGER FAMILY LLC	E	Control
SPRINGER, DOUGLAS, DON	I	SPRINGER FAMILY LLC	E	Control
SPRINGER, DOUGLAS, DON	I	SPRINGER FAMILY LLC	E	Control
SPRUTE, HERB	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERB	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERB	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERB	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERB	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERB	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERB	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERB	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERB	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERB	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control
SPRUTE, HERBERT, ANDREW	I	HERB SPRUTE, INC. P.C.	E	Control

Registrations

Federal

Mar 12, 2025 REGISTERED

Notice Filings (1)

Address

17330 135TH AVE NE
SUITE 2A
WOODINVILLE, WA 98072
United States

Phone: 425-485-0381