MDS INVESTMENTS, INC.
Legal name: PONDEROSA WEALTH MANAGEMENT
CRD #113792 SEC #801-66756 PRESCOTT, AZ 928-777-2380
SEC Registered
Total AUM
$32.5M
Discretionary
$32.5M
Employees
1
Clients
0
Accounts
155
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 18, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STRASSER, MICHAEL, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT | D | Control |
| STRASSER, MICHAEL, DAVID | I | PRESIDENT | D | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STRASSER, JANIE, CATHERINE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Nov 18, 2011 REGISTERED
Notice Filings (3)
AZ CA WA
Address
1129 IRON SPRINGS ROADSUITE 201
PRESCOTT, AZ 86305
United States
Phone: 928-777-2380