SPRINGBOARD PLANNING AND ADVISORY GROUP, INC.
Legal name: SPRING BOARD PLANNING AND ADVISORY GROUP, INC.
CRD #113811 SEC #801-60435 IRVINE, CA 800-239-6053
SEC Registered Broker-Dealer
Total AUM
$35M
Discretionary
$35M
Employees
5
Clients
0
Accounts
105
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 20, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCKEE, JEREMIE, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, JONATHAN, MCKEE | I | PRESIDENT | E | Control |
| HANSEN, JONATHAN, MCKEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HANSEN, JONATHAN, MCKEE | I | PRESIDENT | E | Control |
| SPRINGBOARD CAPITAL CORP | DE | OWNER | E | Control |
| SPRINGBOARD CAPITAL CORP | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DUNHAM, RONALD, DUANE | I | SPRINGBOARD CAPITAL CORP | C | Control |
| DUNHAM, RONALD, DUANE | I | SPRINGBOARD CAPITAL CORP | C | Control |
| HANSEN, JONATHAN, MCKEE | I | SPRINGBOARD CAPITAL CORP | C | Control |
| HANSEN, JONATHAN, MCKEE | I | SPRINGBOARD CAPITAL CORP | C | Control |
Registrations
Federal
IA
Apr 20, 2002 REGISTERED
Notice Filings (2)
CA IN
Address
19200 VON KARMAN AVENUESUITE 600
IRVINE, CA 92612
USA
Phone: 800-239-6053