BETTY RAE LOFTUS
Legal name: LOFTUS INVESTMENT ADVISORS
CRD #113820 SEC #801-61078 GOLD RIVER, CA 916-858-8525
SEC Registered
Total AUM
$43M
Discretionary
$0
Employees
1
Clients
1
Accounts
41
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
| LOFTUS, BETTY, RAE | I | SOLE PROPRIETOR,CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 15, 2012 REGISTERED
Notice Filings (1)
CA
Address
11344 COLOMA ROADSUITE 525
GOLD RIVER, CA 95670
United States
Phone: 916-858-8525