WANDA L. HERSHBERGER
Legal name: HERSHBERGER FINANCIAL SERVICES
CRD #113822 SEC #801-63895 BREA, CA 714-256-1009
SEC Registered
Total AUM
$77M
Discretionary
$0
Employees
5
Clients
101
Accounts
170
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HERSHBERGER, WANDA, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HERSHBERGER, WANDA, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HERSHBERGER, WANDA, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HERSHBERGER, WANDA, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| HERSHBERGER, WANDA, LEE | I | OWNER | E | Control |
| HERSHBERGER, WANDA, LEE | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 23, 2007 REGISTERED
Notice Filings (1)
CA
Address
749 SOUTH BREA BLVD., SUITE 41BREA, CA 92821
USA
Phone: 714-256-1009