STONEGATE CAPITAL ADVISORS, LLC
CRD #113843 SEC #801-68121 SCOTTSDALE, AZ 602-953-8450
SEC Registered
Total AUM
$302M
Discretionary
$302M
Employees
9
Clients
26
Accounts
1,100
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 2, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, DEBBIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KALMANOVITZ, JOSEPH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALMANOVITZ, JOSEPH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALMANOVITZ, JOSEPH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALMANOVITZ, JOSEPH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALMANOVITZ, JOSEPH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALMANOVITZ, JOSEPH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALMANOVITZ, JOSEPH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALMANOVITZ, JOSEPH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALMANOVITZ, JOSEPH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALMANOVITZ, JOSEPH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALMANOVITZ, JOSEPH, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAN HOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAN HOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAN HOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAN HOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAN HOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT/TRUSTEE OF STONEBLU REVOCABLE TRUST | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT/TRUSTEE OF STONEBLU REVOCABLE TRUST | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT/TRUSTEE OF STONEBLU REVOCABLE TRUST | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT/TRUSTEE OF STONEBLU REVOCABLE TRUST | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT/CCO | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT/CCO | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | NA | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STONEBLU REVOCABLE TRUST | DE | OWNER | E | Control |
| STONEBLU REVOCABLE TRUST | DE | OWNER | E | Control |
| STONEBLU REVOCABLE TRUST | DE | OWNER | E | Control |
| STONEBLU REVOCABLE TRUST | DE | OWNER | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| STONEGATE FINANCIAL GROUP, LLC | DE | SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO/PRESIDENT | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | CEO | E | |
| VAN HOUTEN, JAMESON, ALAN | I | CCO | E | |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | D | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | D | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | D | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | D | Control |
| VAN HOUTEN, JAMESON, ALAN | I | MANAGING MEMBER | D | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| VANHOUTEN, JAMES, ALAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| STONEBLUE REVOCABLE TRUST | DE | STONEGATE FINANCIAL GROUP, LLC | E | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
| VAN HOUTEN, JAMESON, ALAN | I | STONBLUE REVOCABLE TRUST | C | Control |
Registrations
Federal
IA
Jun 2, 2020 REGISTERED
Notice Filings (4)
AZ CA CO TX
Address
6263 N SCOTTSDALE RDSTE295
SCOTTSDALE, AZ 85250
United States
Phone: 602-953-8450