RIA Intelligence

BRIGGS MANAGEMENT & RESEARCH CO.

CRD #113854 SEC #801-6082 HOUSTON, TX 713-651-1589
SEC Registered
Total AUM
$16.6M
Discretionary
$10M
Employees
1
Clients
11
Accounts
20

Firm Details

Organization Type
Corporation
State of Formation
Texas
Fiscal Year End
JANUARY
Registration Date
--
Latest Filing
May 4, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRIGGS, GEORGE, CHISHOLMIPRESIDENT-CHIEF COMPLIANCE OFFICERE Control
BRIGGS, GEORGE, CHISHOLMIPRESIDENTE Control
BRIGGS, GEORGE, CHISHOLMIPRESIDENT-CHIEF COMPLIANCE OFFICERE Control
BRIGGS, GEORGE, CHISHOLMIPRESIDENT-CHIEF COMPLIANCE OFFICERE Control
BRIGGS, GEORGE, CHISHOLMIPRESIDENTE Control
BRIGGS, GEORGE, CHISHOLMIPRESIDENT-CHIEF COMPLIANCE OFFICERE Control
BRIGGS, GEORGE, CHISHOLMIPRESIDENT-CHIEF COMPLIANCE OFFICERE Control
BRIGGS, GEORGE, CHISHOLMIPRESIDENTE Control
BRIGGS, GEORGE, CHISHOLMIPRESIDENTE Control
BRIGGS, GEORGE, CHISHOLMIPRESIDENTE Control
BRIGGS, GEORGE, CHISHOLMIPRESIDENTE Control
BRIGGS, GEORGE, CHISHOLMIPRESIDENT-CHIEF COMPLIANCE OFFICERE Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control
BRIGGS, ELLEN, OLSENIVICE PRESIDENTC Control

Registrations

Federal

IA
May 4, 2012 REGISTERED

Notice Filings (1)

TX

Address

1000 MAIN STREET
SUITE 2560
HOUSTON, TX 77002
United States
Phone: 713-651-1589