THE PLANNING GROUP OF SCOTTSDALE, LLC
Legal name: THE PLANNING GROUP
CRD #113887 SEC #801-66972 SCOTTSDALE, AZ 480-596-1580
SEC Registered
Total AUM
$97.9M
Discretionary
$97.9M
Employees
6
Clients
101
Accounts
722
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HALL, MARK, STEPHEN | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| HALL, MARK, STEPHEN | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| KROLESKI, JOSEPH, FRANK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KROLESKI, JOSEPH, FRANK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, REID, STUART | I | MANAGING PARTNER | E | Control |
| JOHNSON, REID, STUART | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, REID, STUART | I | OWNER | E | Control |
| JOHNSON, REID, STUART | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, REID, STUART | I | OWNER | E | Control |
| JOHNSON, REID, STUART | I | OWNER | E | Control |
| JOHNSON, REID, STUART | I | OWNER | E | Control |
| JOHNSON, REID, STUART | I | CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, REID, STUART | I | OWNER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2012 REGISTERED
Notice Filings (6)
AZ CA FL ID OH TX
Address
8800 N. GAINEY CENTER DRIVESUITE 176
SCOTTSDALE, AZ 85258
United States
Phone: 480-596-1580